STOCK TITAN

L1 Capital funds sell 714,138 Anteris Technologies Global Corp. (AVR)

(Very High)
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Funds controlled and managed by L1 Capital Pty Ltd, a 10% owner of Anteris Technologies Global Corp., reported selling a total of 714,138 shares of common stock on July 29 and 30, 2026. Sales included 558,633 shares at $8.20 per share on July 30 and 155,505 shares on July 29 at prices ranging from $8.03–$8.06 per share.

As of July 29, 2026, the funds indirectly held 5,359,470 underlying shares through CHESS Depository Interests, each representing one share of common stock and exchangeable for common shares within 60 days.

Positive

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Negative

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Insights

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Insider L1 Capital Pty Ltd
Role 10% Owner
Sold 714,138 shs ($5.83M)
Type Security Shares Price Value
Sale Common Stock F1, F3 558,633 $8.20 $4.58M
Sale Common Stock F1, F2, F3 155,505 $8.04 $1.25M
holding CHESS Depository Interests F1, F4, F5, F3 -- -- --
Holdings After Transaction: Common Stock — 6,633,314 shares (Indirect, See footnote); CHESS Depository Interests — 5,359,470 shares (Indirect, See footnote)
Footnotes (5)
  1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
  2. F2. The shares were sold in multiple transactions at prices ranging from $8.03 - $8.06. Upon request, full information regarding the number of shares sold at each separate price can be provided.
  3. F3. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
  4. F4. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
  5. F5. Not applicable
Shares sold on July 30, 2026 558,633 shares Indirect sale of Anteris Technologies Global common stock at $8.20 per share
Shares sold on July 29, 2026 155,505 shares Indirect sale of common stock at prices from $8.03–$8.06 per share
Total shares sold 714,138 shares Aggregate of reported common stock sales on July 29 and 30, 2026
Underlying shares via CHESS Depository Interests 5,359,470 shares Indirect holdings represented by CHESS Depository Interests as of July 29, 2026
Per-share price on July 30 sale $8.20 per share Price for 558,633-share indirect sale of common stock
CHESS Depository Interests financial
"The CHESS Depository Interests represent one underlying share of the Issuers common stock"
CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.
Rule 16a-2 regulatory
"it is exempt under Rule 16a-2"
indirect ownership financial
"The shares are owned by the L1 Long Short Fund Limited... all controlled and managed by L1 Capital"

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FAQ

What did L1 Capital Pty Ltd report in its Form 4 for AVR?

L1 Capital Pty Ltd, as manager of several investment funds and a 10% owner of Anteris Technologies Global Corp. (AVR), reported selling a combined 714,138 shares of common stock on July 29 and 30, 2026, in transactions coded as open-market or private sales.

How many AVR shares were sold in each transaction and at what prices?

Funds managed by L1 Capital sold 155,505 AVR common shares on July 29, 2026 at prices ranging from $8.03–$8.06 per share, and 558,633 shares on July 30, 2026 at a price of $8.20 per share.

What AVR holdings did L1 Capital-managed funds report via CHESS Depository Interests?

As of July 29, 2026, funds controlled by L1 Capital reported holding 5,359,470 CHESS Depository Interests, each representing one underlying share of Anteris Technologies Global common stock and exchangeable for common shares within 60 days.

Are L1 Capital’s AVR positions held directly or indirectly?

The reported AVR common stock and CHESS Depository Interests are held indirectly by several investment funds, including multiple L1 Long Short and L1 Capital Global Long Short vehicles, all of which are controlled and managed by L1 Capital Pty Ltd.

What are CHESS Depository Interests in relation to Anteris Technologies Global (AVR) stock?

The Form 4 explains that CHESS Depository Interests each represent one underlying share of Anteris Technologies Global common stock and can be exchanged for common shares within 60 days, providing a traded instrument that mirrors ownership of the underlying stock.

Were the AVR trades reported by L1 Capital made under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox was not marked as affirming a trading plan, and the related footnotes do not reference any Rule 10b5-1 arrangement for the Anteris Technologies Global Corp. (AVR) share sales reported by L1 Capital-managed funds.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
L1 Capital Pty Ltd

(Last)(First)(Middle)
LEVEL 45
101 COLLINS STREET

(Street)
MELBOURNE VIC 300000000

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)07/29/2026S155,505D$8.04(2)7,191,947ISee footnote(3)
Common Stock(1)07/30/2026S558,633D$8.26,633,314ISee footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
CHESS Depository Interests(1)(4)(4) (4) (5)Common Stock5,359,4705,359,470ISee footnote(3)
Explanation of Responses:
1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. The shares were sold in multiple transactions at prices ranging from $8.03 - $8.06. Upon request, full information regarding the number of shares sold at each separate price can be provided.
3. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
4. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
5. Not applicable
/s/ Joel Arber, Director07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)