STOCK TITAN

L1 Capital (AVR) offloads 441,548 Anteris Technologies shares in July sales

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

L1 Capital Pty Ltd, a 10% holder of Anteris Technologies Global Corp., reported indirect open‑market or private sales of 441,548 shares of common stock on July 27–28, 2026, including 232,817 shares at $8.19 per share and 208,731 shares at $8.09 per share, with individual trades priced between $8.15–$8.25 and $7.90–$8.42, respectively. The transactions and holdings relate to several long‑short funds that L1 Capital controls and manages, which also indirectly held 5,359,470 CHESS Depository Interests, each representing one common share exchangeable within 60 days. L1 Capital states it is exempt from ownership reports under Rule 16a‑2 and does not admit it is obligated to file them.

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Insider L1 Capital Pty Ltd
Role 10% Owner
Sold 441,548 shs ($3.60M)
Type Security Shares Price Value
Sale Common Stock F1, F4, F2 208,731 $8.09 $1.69M
Sale Common Stock F1, F3, F2 232,817 $8.19 $1.91M
holding CHESS Depository Interests F1, F5, F6, F2 -- -- --
Holdings After Transaction: Common Stock — 7,347,452 shares (Indirect, See footnote); CHESS Depository Interests — 5,359,470 shares (Indirect, See footnote)
Footnotes (6)
  1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
  2. F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
  3. F3. These shares were sold in multiple transactions at prices ranging from $8.15 to $8.25 per share. Upon request, full information regarding the number of shares sold at each separate price.
  4. F4. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.42 per share. Upon request, full information regarding the number of shares sold at each separate price.
  5. F5. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
  6. F6. Not applicable
Shares sold 2026-07-27 232,817 shares of Common Stock Indirect sale on 2026-07-27 at $8.1900 per share, with trades from $8.15 to $8.25
Shares sold 2026-07-28 208,731 shares of Common Stock Indirect sale on 2026-07-28 at $8.0900 per share, with trades from $7.90 to $8.42
Total shares sold 441,548 shares Aggregate common shares sold across both reported transactions
CHESS Depository Interests held 5,359,470 CHESS Depository Interests Indirectly held; each CHESS Depository Interest represents one common share exchangeable within 60 days
Price range 2026-07-27 $8.15–$8.25 per share Range of prices for the multiple sale transactions on 2026-07-27
Price range 2026-07-28 $7.90–$8.42 per share Range of prices for the multiple sale transactions on 2026-07-28
CHESS Depository Interests financial
"The CHESS Depository Interests represent one underlying share of the Issuers common stock"
CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.
Rule 16a-2 regulatory
"it is exempt under Rule 16a-2"
Securities Exchange Act of 1934 regulatory
"ownership reports under the Securities Exchange Act of 1934"
long short fund financial
"The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund"

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FAQ

What insider sales did L1 Capital report for Anteris Technologies (AVR)?

L1 Capital reported indirect sales of 441,548 Anteris Technologies common shares on July 27–28, 2026. These comprised 232,817 shares at $8.19 per share and 208,731 shares at $8.09, executed across multiple trades within specified price ranges.

How many Anteris Technologies (AVR) shares were sold on July 27, 2026?

On July 27, 2026, investment funds managed by L1 Capital sold 232,817 Anteris Technologies common shares at $8.19 per share. Footnotes state these were multiple transactions priced between $8.15 and $8.25 per share, all reported as indirect sales.

What was L1 Capital’s Anteris Technologies (AVR) sale on July 28, 2026?

On July 28, 2026, L1 Capital–managed funds sold 208,731 Anteris Technologies common shares at $8.09 per share. The filing notes multiple trades with prices ranging from $7.90 to $8.42 per share, reported as indirect open‑market or private transactions.

What continuing Anteris Technologies (AVR) stake is associated with L1 Capital?

Funds controlled and managed by L1 Capital indirectly held 5,359,470 CHESS Depository Interests linked to Anteris Technologies. Each CHESS Depository Interest represents one underlying common share and is exchangeable for the issuer’s common stock within 60 days, according to the disclosure.

Through which entities does L1 Capital hold Anteris Technologies (AVR) shares?

The shares are owned by several L1 long‑short funds, including vehicles such as L1 Long Short Fund Limited and L1 Capital Long Short (Master) Fund. These funds are controlled and managed by L1 Capital, so the reported sales and holdings are attributed to them as indirect ownership.

Are L1 Capital’s Anteris Technologies (AVR) trades identified as Rule 10b5‑1 plan transactions?

The Rule 10b5‑1 checkbox is not marked and no footnote describes a trading plan, so the reported Anteris Technologies sales are not identified as being executed under a Rule 10b5‑1 trading arrangement in this disclosure.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
L1 Capital Pty Ltd

(Last)(First)(Middle)
LEVEL 45
101 COLLINS STREET

(Street)
MELBOURNE VIC 300000000

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)07/27/2026S232,817D$8.19(3)7,556,183ISee footnote(2)
Common Stock(1)07/28/2026S208,731D$8.09(4)7,347,452ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
CHESS Depository Interests(1)(5)(5) (5) (6)Common Stock5,359,4705,359,470ISee footnote(2)
Explanation of Responses:
1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
3. These shares were sold in multiple transactions at prices ranging from $8.15 to $8.25 per share. Upon request, full information regarding the number of shares sold at each separate price.
4. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.42 per share. Upon request, full information regarding the number of shares sold at each separate price.
5. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
6. Not applicable
/s/ Joel Arber, Director07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)