Anteris CFO reports no stock holdings in Form 3

Anteris Technologies Global Corp.’s chief financial officer filed an initial Form 3 showing no reported insider transactions or equity positions.

Available on EDGAR 09/16/2026 - 02:17 PM EDT Accepted by SEC EDGAR 09/16/2026 - 02:16 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Anteris Technologies Global Corp. (AVR) had its Chief Financial Officer, Moen Brent, file an initial Form 3 reporting his status as an officer. The filing lists no reportable transactions, derivative positions, or equity holdings, serving as a baseline disclosure of insider ownership for future filings.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Net buy/sell shares: 0 shares

3 metrics

Reported buy transactions 0 transactions Initial Form 3 insider summary for the CFO

Reported sell transactions 0 transactions Initial Form 3 insider summary for the CFO

Net buy/sell shares 0 shares Net trading activity reported in the Form 3

Key Terms

Form 3, beneficial ownership, derivative positions

3 terms

Form 3 regulatory

"file an initial Form 3 reporting his status as an officer"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"serves as his initial statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

derivative positions financial

"no reportable transactions, derivative positions, or equity holdings"

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for AVR disclose about the CFO?

The Form 3 identifies Moen Brent as the Chief Financial Officer of Anteris Technologies Global Corp. and serves as his initial statement of beneficial ownership, but it shows no reportable transactions or equity holdings at the time of filing.

Are there any share purchases or sales reported in AVR’s CFO Form 3?

No. The Form 3 for Anteris Technologies Global Corp.’s CFO reports no buy or sell transactions, and transaction counts for purchases, sales, exercises, gifts, and restructurings are all zero.

Does the AVR Form 3 show any current stock or option holdings for the CFO?

No. The insider data show zero holding entries and an empty derivative summary, indicating no reportable common stock or derivative positions for the CFO in this initial filing.

Is there any Rule 10b5-1 trading plan mentioned in the AVR Form 3?

No. The Form 3 data list the Rule 10b5-1 trading-plan indicator as null, and no footnotes describe any trading plan, so no plan status is disclosed in this filing.

What is the net trading activity reported for AVR’s CFO on this Form 3?

The insider summary shows net buy/sell shares of 0 and a neutral net buy/sell direction, confirming there were no reported transactions associated with this initial ownership statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Moen Brent

(Last) (First) (Middle)

TOOWONG TOWER, LEVEL 3

SUITE 302, 9 SHERWOOD ROAD

(Street)

TOOWONG QLD 4066

(City) (State) (Zip)

AUSTRALIA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/11/2026

3. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]

3a. Foreign Trading Symbol
[AVR]

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Brent Moen	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)