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  4. [Form 4] Anteris Technologies Global Corp. Insider Trading Activity

L1 Capital reduces holdings in Anteris Technologies Global Corp. (AVR)

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

L1 Capital Pty Ltd, filing as a ten percent owner of Anteris Technologies Global Corp., reported indirect sales of an aggregate 524,404 shares of common stock by funds it manages on July 31 and August 3, 2026, at prices between $8.09 and $8.15 per share.

The report also shows indirect holdings of 5,359,470 CHESS Depository Interests, each representing one underlying share of common stock exchangeable within 60 days.

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Insights

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Insider L1 Capital Pty Ltd
Role 10% Owner
Sold 524,404 shs ($4.25M)
Type Security Shares Price Value
Sale Common Stock F1, F3, F2 475,693 $8.10 $3.85M
Sale Common Stock F1, F2 48,711 $8.15 $397K
holding CHESS Depository Interests F1, F4, F5, F2 -- -- --
Holdings After Transaction: Common Stock — 6,108,910 shares (Indirect, See footnote); CHESS Depository Interests — 5,359,470 shares (Indirect, See footnote)
Footnotes (5)
  1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
  2. F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
  3. F3. The shares were sold in multiple transactions at prices ranging from $8.09 - $8.14. Upon request, full information regarding the number of shares sold at each separate price can be provided.
  4. F4. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
  5. F5. Not applicable
Aggregate shares sold 524,404 shares Total common stock sold across reported non-derivative transactions
August 3, 2026 sale 475,693 shares Indirect sale of common stock on 2026-08-03 in multiple trades
August 3 price range $8.09–$8.14 per share Price range for multiple trades in the 475,693-share block
July 31, 2026 sale 48,711 shares Indirect sale of common stock on 2026-07-31 at $8.15 per share
CHESS Depository Interests held 5,359,470 CHESS Depository Interests Indirectly held, each representing one underlying Anteris common share
Exchangeability period 60 days CHESS Depository Interests exchangeable for common stock within 60 days
CHESS Depository Interests financial
"The CHESS Depository Interests represent one underlying share of the Issuers common stock"
CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.
Rule 16a-2 regulatory
"it is exempt under Rule 16a-2"
Securities Exchange Act of 1934 regulatory
"ownership reports under the Securities Exchange Act of 1934"
indirect ownership financial
"Transactions and holdings are reported with ownershipType noted as indirect"

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FAQ

What insider activity did L1 Capital report for Anteris Technologies (AVR)?
L1 Capital Pty Ltd, as a ten percent owner, reported that funds it manages indirectly sold a total of 524,404 shares of Anteris Technologies Global Corp. common stock in late July and early August 2026 at prices between $8.09 and $8.15 per share.

How many AVR shares were sold in each L1 Capital transaction?
Funds managed by L1 Capital sold 475,693 shares of Anteris Technologies common stock on August 3, 2026, in multiple trades, and a further 48,711 shares on July 31, 2026, according to the non-derivative transaction entries in the Form 4 filing.

At what prices did L1 Capital’s funds sell Anteris Technologies (AVR) shares?
The Form 4 shows one block of AVR shares sold in multiple trades at prices ranging from $8.09 to $8.14 per share, and a separate sale of 48,711 shares at $8.15 per share, reflecting modest price variation across the reported transactions.

What AVR position do L1 Capital–managed funds report via CHESS Depository Interests?
L1 Capital–managed funds report indirect holdings of 5,359,470 CHESS Depository Interests, each representing one underlying share of Anteris Technologies Global Corp. common stock, which are described as exchangeable for common shares within 60 days of the report date.

Who actually owns the AVR shares linked to L1 Capital’s Form 4?
The Form 4 explains that the AVR shares are owned by several named L1 Capital long/short funds, which are controlled and managed by L1 Capital Pty Ltd. The trades and holdings are therefore reported as indirect ownership through these investment funds.

Does the Form 4 say L1 Capital must file Section 16 reports for AVR?
The filing notes that L1 Capital, in submitting the Form 4, does not admit it is obligated to file ownership reports under the Securities Exchange Act of 1934, stating that it believes it is exempt under Rule 16a-2.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
L1 Capital Pty Ltd
(Last)(First)(Middle)
LEVEL 45
101 COLLINS STREET
(Street)
MELBOURNE VIC 300000000
(City)(State)(Zip)
AUSTRALIA
(Country)		2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)07/31/2026S48,711D$8.156,584,603ISee footnote(2)
Common Stock(1)08/03/2026S475,693D$8.1(3)6,108,910ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
CHESS Depository Interests(1)(4)(4) (4) (5)Common Stock5,359,4705,359,470ISee footnote(2)
Explanation of Responses:
1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
3. The shares were sold in multiple transactions at prices ranging from $8.09 - $8.14. Upon request, full information regarding the number of shares sold at each separate price can be provided.
4. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
5. Not applicable
/s/ Joel Arber, Director08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR