What insider share purchases did L1 Capital report for Anteris Technologies (AVR)?

L1 Capital reported buying 5,000,000 Anteris common shares at $5.75 on 2026-01-22 and 1,333,334 CHESS Depository Interests at $4.935 on 2025-10-28, all held indirectly through funds it manages.

L1 Capital expands Anteris Technologies (AVR) stake with significant share purchases

Q: What CHESS Depository Interests in Anteris Technologies (AVR) does L1 Capital report holding?

L1 Capital reports buying 1,333,334 CHESS Depository Interests and holding 5,407,814 CDIs after that trade. Each CDI represents one underlying common share of Anteris and is exchangeable for common stock within 60 days .

Q: Were L1 Capital’s Anteris Technologies (AVR) purchases made under a Rule 10b5-1 trading plan?

No. The Form 4/A checkbox for Rule 10b5-1 plans is not marked, and there is no footnote indicating a trading plan. The disclosed Anteris share and CDI purchases are therefore not affirmed as being made under a pre-arranged Rule 10b5-1 plan.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

L1 Capital Pty Ltd, a more than 10% holder of Anteris Technologies Global Corp., reported indirect open-market purchases. On 2026-01-22 it bought 5,000,000 common shares at $5.75, bringing indirect holdings to 7,812,000 shares. A prior 2025-10-28 trade added 1,333,334 CHESS Depository Interests at $4.935, each exchangeable for one common share within 60 days, for 5,407,814 CDIs held indirectly through L1-managed funds.

Insider Trade Summary

Net Buyer: 5,000,000 shares

Net Buy 2 txns

Insider L1 Capital Pty Ltd

Role 10% Owner

Bought 6,333,334 shs ($35.33M)

Type	Security	Shares	Price	Value
Purchase	Common Stock ^{F1, F2, F3}	5,000,000	$5.75	$28.75M
Purchase	CHESS Depository Interests ^{F1, F4, F5, F6, F3}	1,333,334	$4.935	$6.58M

Holdings After Transaction: CHESS Depository Interests — 5,407,814 shares (Indirect, See footnote); Common Stock — 7,812,000 shares (Indirect, See footnote)

Footnotes (6)

F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
F2. Amended from original filing. Original filing contained total holding including CHESS Depository Interests
F3. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, the L1 Capital Global Champions Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
F4. The CHESS Depository Interests each represent one underlying share of the Issuer's common stock and are exchangeable for shares of the Issuer's common stock within 60 days.
F5. Not applicable
F6. Amended from original filing

Key Figures

Common shares purchased: 5000000.0000 shares Common share price: $5.7500 per share Common shares held after purchase: 7812000.0000 shares +4 more

7 metrics

Common shares purchased 5000000.0000 shares Non-derivative common stock purchase on 2026-01-22

Common share price $5.7500 per share Price paid for common stock on 2026-01-22

Common shares held after purchase 7812000.0000 shares Indirect common stock holdings following 2026-01-22 transaction

CDIs purchased 1333334.0000 interests CHESS Depository Interests purchase on 2025-10-28

CDI price $4.9350 per CDI Price paid for CHESS Depository Interests on 2025-10-28

CDIs held after purchase 5407814.0000 interests Indirect CHESS Depository Interests holdings following 2025-10-28 transaction

Net shares bought 6333334 shares Total net buy volume across reported transactions

Key Terms

CHESS Depository Interests, Rule 16a-2, indirect ownership, Securities Exchange Act of 1934

4 terms

CHESS Depository Interests financial

"The CHESS Depository Interests each represent one underlying share"

CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.

Rule 16a-2 regulatory

"it is exempt under Rule 16a-2"

indirect ownership financial

"The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund"

Securities Exchange Act of 1934 regulatory

"ownership reports under the Securities Exchange Act of 1934"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/28/2026 - 09:00 AM Accepted by SEC EDGAR 07/28/2026 - 09:00 AM

FAQ

How many Anteris Technologies (AVR) common shares does L1 Capital hold after the latest Form 4/A transaction?

After the 2026-01-22 purchase, L1 Capital reports indirect ownership of 7,812,000 Anteris common shares. These shares are held by several L1-branded funds that are controlled and managed by L1 Capital Pty Ltd, rather than directly by the firm itself.

What CHESS Depository Interests in Anteris Technologies (AVR) does L1 Capital report holding?

L1 Capital reports buying 1,333,334 CHESS Depository Interests and holding 5,407,814 CDIs after that trade. Each CDI represents one underlying common share of Anteris and is exchangeable for common stock within 60 days.

Were L1 Capital’s Anteris Technologies (AVR) purchases made under a Rule 10b5-1 trading plan?

No. The Form 4/A checkbox for Rule 10b5-1 plans is not marked, and there is no footnote indicating a trading plan. The disclosed Anteris share and CDI purchases are therefore not affirmed as being made under a pre-arranged Rule 10b5-1 plan.

How are L1 Capital’s holdings in Anteris Technologies (AVR) structured?

The reported shares are owned by multiple funds, including various L1 Long Short and L1 Global vehicles, all of which are controlled and managed by L1 Capital Pty Ltd. As a result, the Form 4/A classifies these Anteris positions as indirect ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

L1 Capital Pty Ltd

(Last)

(First)

(Middle)

LEVEL 45

101 COLLINS STREET

(Street)

MELBOURNE VIC 3000

00000

(City)

(State)

(Zip)

AUSTRALIA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
02/09/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	01/22/2026		P		5,000,000	A	$5.75	7,812,000⁽²⁾	I	See footnote⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
CHESS Depository Interests⁽¹⁾	⁽⁴⁾	10/28/2025		P		1,333,334		⁽⁴⁾	⁽⁵⁾	Common Stock	1,333,334	$4.935	5,407,814⁽⁶⁾	I	See footnote⁽³⁾

Explanation of Responses:

1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.

2. Amended from original filing. Original filing contained total holding including CHESS Depository Interests

3. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, the L1 Capital Global Champions Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.

4. The CHESS Depository Interests each represent one underlying share of the Issuer's common stock and are exchangeable for shares of the Issuer's common stock within 60 days.

5. Not applicable

6. Amended from original filing

	/s/ Joel Arber, Director	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR