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L1 Capital sells shares of Anteris Technologies Global Corp. (NASDAQ: AVR)

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

L1 Capital Pty Ltd, reported as a 10% owner of Anteris Technologies Global Corp., reported two indirect sales by funds it controls. On 24 July 2026 they sold 23,000 common shares at $8.13, leaving 7,789,000 shares. On 27 July 2026 they sold 48,344 CHESS Depository Interests at $8.15, leaving 5,359,470, with each CDI representing one underlying common share exchangeable within 60 days. L1 Capital states it does not admit being obligated to file ownership reports because it believes it is exempt under Rule 16a-2.

Positive

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Negative

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Insights

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Insider L1 Capital Pty Ltd
Role 10% Owner
Sold 71,344 shs ($581K)
Type Security Shares Price Value
Sale CHESS Depository Interests F1, F3, F4, F2 48,344 $8.15 $394K
Sale Common Stock F1, F2 23,000 $8.13 $187K
Holdings After Transaction: CHESS Depository Interests — 5,359,470 shares (Indirect, See footnote); Common Stock — 7,789,000 shares (Indirect, See footnote)
Footnotes (4)
  1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
  2. F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
  3. F3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
  4. F4. Not applicable
Common shares sold 23000.0000 shares Indirect non-derivative sale on 24 July 2026 at $8.13 per share
CHESS Depository Interests sold 48344.0000 units Indirect derivative-type sale on 27 July 2026 at $8.15 per unit, each representing one common share
Common shares held after 24 July sale 7789000.0000 shares Indirect common stock holdings following the 23,000-share sale
CDIs held after 27 July sale 5359470.0000 units Indirect CHESS Depository Interest holdings following the 48,344-unit sale
Total shares sold in this report 71344 shares Aggregate of reported sales across common stock and CHESS Depository Interests
CHESS Depository Interests financial
"The CHESS Depository Interests represent one underlying share of the Issuers common stock"
CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.
Rule 16a-2 regulatory
"it is exempt under Rule 16a-2"
Securities Exchange Act of 1934 regulatory
"ownership reports under the Securities Exchange Act of 1934"

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FAQ

What insider sales did L1 Capital report for Anteris Technologies Global Corp. (AVR)?

L1 Capital Pty Ltd reported two indirect sales involving Anteris Technologies Global Corp. Funds it manages sold 23,000 common shares at $8.13 on 24 July 2026 and 48,344 CHESS Depository Interests at $8.15 on 27 July 2026.

How many Anteris Technologies (AVR) securities does L1 Capital hold after these transactions?

After the 24 July 2026 sale, indirect common stock holdings were 7,789,000 shares. After the 27 July 2026 sale of CHESS Depository Interests, indirect holdings in that security were 5,359,470 units, each representing one underlying common share exchangeable within 60 days.

Through which entities are L1 Capital’s Anteris Technologies (AVR) holdings owned?

The Form 4 states the shares are owned by several L1 Long Short and L1 Global Long Short funds, all controlled and managed by L1 Capital Pty Ltd, rather than being held directly by the reporting person.

Were L1 Capital’s Anteris Technologies (AVR) sales made under a Rule 10b5-1 trading plan?

No. The Form 4 Rule 10b5-1 checkbox is marked as not applicable to a trading plan, indicating the reported transactions were not executed pursuant to a Rule 10b5-1 pre-arranged trading plan.

What does L1 Capital say about its obligation to report Anteris Technologies (AVR) ownership?

L1 Capital states that, in submitting this Form 4, it does not admit it is obligated to file ownership reports under the Securities Exchange Act of 1934, asserting it is exempt under Rule 16a-2.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
L1 Capital Pty Ltd

(Last)(First)(Middle)
LEVEL 45
101 COLLINS STREET

(Street)
MELBOURNE VIC 300000000

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)07/24/2026S23,000D$8.137,789,000ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
CHESS Depository Interests(1)(3)(3)07/27/2026S48,344 (3) (4)Common Stock48,344$8.155,359,470ISee footnote(2)
Explanation of Responses:
1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, the L1 Capital Long Short (Master) Fund, L1 Capital Global Long Short (Master) Fund, L1 Capital Global Long Short Fund, L1 Capital Global Long Short (AUD Offshore) Fund and L1 Global Long Short Fund Limited, all controlled and managed by L1 Capital Pty Ltd.
3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
4. Not applicable
/s/ Joel Arber, Director07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)