Anteris COO exercises 60K options at $5.65

Anteris Technologies Global Corp. (AVR) reported that Chief Operating Officer David St Denis exercised 60,000 stock options for Common Stock on August 19, 2026 at an exercise price of $5.65 per share.

Rhea-AI Filing Summary

Anteris Technologies Global Corp. (AVR) reported that Chief Operating Officer David St Denis exercised 60,000 stock options for Common Stock on August 19, 2026 at an exercise price of $5.65 per share. The corresponding option award, granted on September 23, 2021, now shows 0 options remaining. On the same date, 45,072 Common Shares were delivered or withheld at $9.58 per share to pay the exercise price or related tax liability. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.

Insider Trade Summary

60,000 shares exercised/converted

Exercise 3 txns

Insider St Denis David

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise	Stock Options F1	60,000	$0.00	$0.00
Exercise	Common Stock	60,000	$5.65	$339K
Exercise Price or Tax Liability	Common Stock	45,072	$9.58	$432K

Holdings After Transaction: Stock Options — 0 contracts (Direct); Common Stock — 116,010 shares (Direct)

Footnotes (1)

1. F1. On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date.

Key Figures

Options exercised: 60,000 stock options Option exercise price: $5.65 per share Shares delivered/withheld (Code F): 45,072 shares +3 more

6 metrics

Options exercised 60,000 stock options Exercised on August 19, 2026 by COO David St Denis

Option exercise price $5.65 per share Exercise price of stock options granted September 23, 2021

Shares delivered/withheld (Code F) 45,072 shares Common Stock delivered or withheld on August 19, 2026 for exercise price or tax liability

Code F price $9.58 per share Price applied to shares delivered or withheld under transaction code F

Options remaining from 2021 grant 0 options Total stock options following transaction for that award

Option grant size 60,000 stock options Granted on September 23, 2021, vesting in three annual installments

Key Terms

Stock Options, derivative security, transaction code F, Rule 10b5-1, +1 more

5 terms

Stock Options financial

"the Reporting Person was granted 60,000 stock options, which vested"

Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

transaction code F financial

"transaction_code "F" ... Payment of exercise price or tax liability"

Rule 10b5-1 regulatory

"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

exercise price or tax liability financial

"Payment of exercise price or tax liability by delivering or withholding"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did AVR report for David St Denis on August 19, 2026?

On August 19, 2026, COO David St Denis exercised 60,000 stock options for Common Stock at an exercise price of $5.65 per share and had 45,072 Common Shares delivered or withheld at $9.58 per share to cover the exercise price or tax liability.

What stock option grant did the August 19, 2026 AVR Form 4 relate to?

The transactions relate to a grant of 60,000 stock options awarded on September 23, 2021. These options vested in approximately equal installments on September 23, 2022, September 23, 2023, and September 23, 2024, subject to continued service.

What exercise price did AVR’s COO pay for the options exercised?

COO David St Denis exercised 60,000 stock options at an exercise price of $5.65 per share. This exercise converted the options into an equal number of Common Shares and left 0 options remaining from that specific award.

How many AVR shares were used to cover the exercise price or taxes?

A total of 45,072 shares of Common Stock were delivered or withheld at $9.58 per share as payment of the exercise price or tax liability associated with the option exercise reported by AVR.

Were AVR’s August 19, 2026 insider transactions under a Rule 10b5-1 plan?

No. The Form 4 for Anteris Technologies Global Corp. indicates the Rule 10b5-1 trading plan checkbox was not selected, meaning the reported transactions were not affirmed as being executed under such a pre-arranged plan.

What role does the reporting person hold at AVR in this Form 4?

The reporting person, David St Denis, is identified as both a director and an officer of Anteris Technologies Global Corp., serving as the company’s Chief Operating Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 08/20/2026 - 07:49 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

St Denis David

(Last) (First) (Middle)

TOOWONG TOWER, LEVEL 3, SUITE 302

9 SHERWOOD ROAD

(Street)

TOOWONG 4066

(City) (State) (Zip)

AUSTRALIA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol
[AVR]

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/19/2026		M		60,000	A	$5.65	161,082	D
Common Stock	08/19/2026		F		45,072	D	$9.58	116,010	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$5.65	08/19/2026		M			60,000	(1)	09/23/2026	Common Stock	60,000	$0	0	D

Explanation of Responses:

1. On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date.

	/s/ David St Denis	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)