Anteris Technologies (AVR) COO exercises 60K options, withholds 45K shares
Rhea-AI Filing Summary
Anteris Technologies Global Corp. (AVR) reported that Chief Operating Officer David St Denis exercised 60,000 stock options for Common Stock on August 19, 2026 at an exercise price of $5.65 per share. The corresponding option award, granted on September 23, 2021, now shows 0 options remaining. On the same date, 45,072 Common Shares were delivered or withheld at $9.58 per share to pay the exercise price or related tax liability. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 14,928 shares
Net Buy
3 txns
Insider
St Denis David
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Options F1 | 60,000 | $0.00 | $0.00 |
| Exercise | Common Stock | 60,000 | $5.65 | $339K |
| Exercise Price or Tax Liability | Common Stock | 45,072 | $9.58 | $432K |
Holdings After Transaction:
Stock Options — 0 shares (Direct);
Common Stock — 116,010 shares (Direct)
Footnotes (1)
- F1. On September 23, 2021, the Reporting Person was granted 60,000 stock options, which vested in approximately equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, subject to the Reporting Person's continued service through each vesting date.
Key Figures
Options exercised: 60,000 stock options
Option exercise price: $5.65 per share
Shares delivered/withheld (Code F): 45,072 shares
+3 more
6 metrics
Options exercised
60,000 stock options
Exercised on August 19, 2026 by COO David St Denis
Option exercise price
$5.65 per share
Exercise price of stock options granted September 23, 2021
Shares delivered/withheld (Code F)
45,072 shares
Common Stock delivered or withheld on August 19, 2026 for exercise price or tax liability
Code F price
$9.58 per share
Price applied to shares delivered or withheld under transaction code F
Options remaining from 2021 grant
0 options
Total stock options following transaction for that award
Option grant size
60,000 stock options
Granted on September 23, 2021, vesting in three annual installments
Key Terms
Stock Options, derivative security, transaction code F, Rule 10b5-1, +1 more
5 terms
Stock Options financial
"the Reporting Person was granted 60,000 stock options, which vested"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
transaction code F financial
"transaction_code "F" ... Payment of exercise price or tax liability"
Rule 10b5-1 regulatory
"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
exercise price or tax liability financial
"Payment of exercise price or tax liability by delivering or withholding"
FAQ
What insider transactions did AVR report for David St Denis on August 19, 2026?
On August 19, 2026, COO David St Denis exercised 60,000 stock options for Common Stock at an exercise price of $5.65 per share and had 45,072 Common Shares delivered or withheld at $9.58 per share to cover the exercise price or tax liability.
What stock option grant did the August 19, 2026 AVR Form 4 relate to?
The transactions relate to a grant of 60,000 stock options awarded on September 23, 2021. These options vested in approximately equal installments on September 23, 2022, September 23, 2023, and September 23, 2024, subject to continued service.
What exercise price did AVR’s COO pay for the options exercised?
COO David St Denis exercised 60,000 stock options at an exercise price of $5.65 per share. This exercise converted the options into an equal number of Common Shares and left 0 options remaining from that specific award.
Were AVR’s August 19, 2026 insider transactions under a Rule 10b5-1 plan?
No. The Form 4 for Anteris Technologies Global Corp. indicates the Rule 10b5-1 trading plan checkbox was not selected, meaning the reported transactions were not affirmed as being executed under such a pre-arranged plan.
What role does the reporting person hold at AVR in this Form 4?
The reporting person, David St Denis, is identified as both a director and an officer of Anteris Technologies Global Corp., serving as the company’s Chief Operating Officer.
AI-generated analysis. How Rhea-AI works. Not financial advice.
