L1 Capital (AVR) reports 627,659-share sale and sizable CDI, warrant stakes

Rhea-AI Filing Summary

L1 Capital Pty Ltd, as a more than 10% shareholder of Anteris Technologies Global Corp., reported indirect open-market or private sales of 375,815 shares of common stock at $9.30 per share on August 11, 2026 and 251,844 shares at $9.10 per share on August 10, 2026, through funds it controls and manages. Following these transactions, affiliated funds reported indirect holdings of 5,359,470 CHESS Depository Interests, each representing one underlying common share, and 1,333,334 CHESS Depository Interest Warrants with an exercise price of AUD 11.50 per warrant expiring on October 30, 2030.

Insider Trade Summary

Net Seller: 627,659 shares

Net Sell 4 txns

Insider L1 Capital Pty Ltd

Role 10% Owner

Sold 627,659 shs ($5.79M)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	375,815	$9.30	$3.50M
Sale	Common Stock F1, F2	251,844	$9.10	$2.29M
holding	CHESS Depository Interests F1, F3, F4, F2	--	--	--
holding	CHESS Depository Interest Warrants F1, F6, F5, F7, F2	--	--	--

Holdings After Transaction: Common Stock — 4,811,341 shares (Indirect, See footnote); CHESS Depository Interests — 5,359,470 shares (Indirect, See footnote); CHESS Depository Interest Warrants — 1,333,334 shares (Indirect, See footnote)

Footnotes (7)

1. F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
2. F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.
3. F3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
4. F4. Not applicable
5. F5. Australian Dollars (AUD)
6. F6. The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.
7. F7. Subject to exercise price

Key Figures

Shares sold 2026-08-11: 375,815 shares at $9.30 Shares sold 2026-08-10: 251,844 shares at $9.10 Total shares sold: 627,659 shares +4 more

7 metrics

Shares sold 2026-08-11 375,815 shares at $9.30 Indirect sale of common stock by funds managed by L1 Capital Pty Ltd

Shares sold 2026-08-10 251,844 shares at $9.10 Indirect sale of common stock by funds managed by L1 Capital Pty Ltd

Total shares sold 627,659 shares Aggregate indirect sales of Anteris Technologies common stock reported in this Form 4

CDI holdings 5,359,470 CHESS Depository Interests Indirect holdings representing underlying common shares, exchangeable within 60 days

Warrant holdings 1,333,334 CHESS Depository Interest Warrants Indirect warrants each representing one CDI on Anteris Technologies

Warrant exercise price AUD 11.50 Exercise price per CHESS Depository Interest Warrant

Warrant expiration 2030-10-30 Expiry date for CHESS Depository Interest Warrants held indirectly

Key Terms

CHESS Depository Interests, CHESS Depository Interest Warrants, Rule 16a-2

3 terms

CHESS Depository Interests financial

"The CHESS Depository Interests represent one underlying share of the Issuers common stock"

CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.

CHESS Depository Interest Warrants financial

"The CHESS Depository Interest Warrants represent one CHESS Depository Interest"

Rule 16a-2 regulatory

"it is exempt under Rule 16a-2"

FAQ

What insider transactions did L1 Capital report for AVR on August 10–11, 2026?

L1 Capital-related funds reported two indirect sales of Anteris Technologies Global Corp. common stock: 251,844 shares at $9.10 on August 10, 2026 and 375,815 shares at $9.30 on August 11, 2026, executed as open-market or private transactions.

How many AVR shares did L1 Capital-associated funds sell in total in this Form 4?

The filing shows aggregate indirect sales of 627,659 shares of Anteris Technologies Global Corp. common stock. These dispositions were reported as sales in open-market or private transactions and are attributed to funds controlled and managed by L1 Capital Pty Ltd.

What AVR CHESS Depository Interest holdings did L1 Capital-related funds report?

Affiliated funds reported indirect holdings of 5,359,470 CHESS Depository Interests, each representing one share of Anteris Technologies Global Corp. common stock and exchangeable for common stock within 60 days, according to the filing’s explanatory footnote on the CDI structure.

What AVR warrant position did L1 Capital-associated funds disclose in this filing?

The filing lists 1,333,334 CHESS Depository Interest Warrants held indirectly by funds managed by L1 Capital. Each warrant represents one CDI, has an exercise price of AUD 11.50, and is exercisable within 60 days, expiring on October 30, 2030.

Who actually owns the AVR shares reported by L1 Capital in this Form 4?

According to a footnote, the shares are owned by L1 Long Short Fund Limited, L1 Capital Long Short Fund, and L1 Capital Long Short (Master) Fund, which are controlled and managed by L1 Capital Pty Ltd and reported as indirect holdings.

How do AVR CHESS Depository Interests relate to common stock for L1 Capital’s position?

The filing states each CHESS Depository Interest represents one underlying common share of Anteris Technologies Global Corp. and can be exchanged for common stock within 60 days, so the CDI holdings correspond one-for-one with underlying common shares for the reported amounts.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/12/2026 - 06:14 AM Accepted by SEC EDGAR 08/12/2026 - 06:13 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

L1 Capital Pty Ltd

(Last) (First) (Middle)

LEVEL 45

101 COLLINS STREET

(Street)

MELBOURNE VIC 3000 00000

(City) (State) (Zip)

AUSTRALIA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Anteris Technologies Global Corp. [ AVR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	08/10/2026		S		251,844	D	$9.1	5,187,156	I	See footnote(2)
Common Stock(1)	08/11/2026		S		375,815	D	$9.3	4,811,341	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
CHESS Depository Interests(1)(3)	(3)							(3)	(4)	Common Stock	5,359,470		5,359,470	I	See footnote(2)
CHESS Depository Interest Warrants(1)(6)	$11.5(5)							05/01/2026(7)	10/30/2030	CHESS Depository Interests	1,333,334		1,333,334	I	See footnote(2)

Explanation of Responses:

1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.

2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.

3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.

4. Not applicable

5. Australian Dollars (AUD)

6. The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.

7. Subject to exercise price

	/s/ Joel Arber, Director	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)