L1 Capital sells 627,659 Anteris Technologies shares
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
L1 Capital Pty Ltd, as a more than 10% shareholder of Anteris Technologies Global Corp., reported indirect open-market or private sales of 375,815 shares of common stock at $9.30 per share on August 11, 2026 and 251,844 shares at $9.10 per share on August 10, 2026, through funds it controls and manages. Following these transactions, affiliated funds reported indirect holdings of 5,359,470 CHESS Depository Interests, each representing one underlying common share, and 1,333,334 CHESS Depository Interest Warrants with an exercise price of AUD 11.50 per warrant expiring on October 30, 2030.
Insights
Analyzing...
Insider Trade Summary
Net Seller: 627,659 shares
Net Sell
4 txns
Insider
L1 Capital Pty Ltd
Role
10% Owner
Sold
627,659 shs ($5.79M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F1, F2 | 375,815 | $9.30 | $3.50M |
| Sale | Common Stock F1, F2 | 251,844 | $9.10 | $2.29M |
| holding | CHESS Depository Interests F1, F3, F4, F2 | -- | -- | -- |
| holding | CHESS Depository Interest Warrants F1, F6, F5, F7, F2 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 4,811,341 shares (Indirect, See footnote);
CHESS Depository Interests — 5,359,470 contracts (Indirect, See footnote);
CHESS Depository Interest Warrants — 1,333,334 contracts (Indirect, See footnote)
Footnotes (7)
- F1. In submitting this Form 4, the Reporting Person does not admit that it is obligated to file ownership reports under the Securities Exchange Act of 1934 since it is exempt under Rule 16a-2.
- F2. The shares are owned by the L1 Long Short Fund Limited, the L1 Capital Long Short Fund, and the L1 Capital Long Short (Master) Fund, all controlled and managed by L1 Capital Pty Ltd.
- F3. The CHESS Depository Interests represent one underlying share of the Issuers common stock and are exchangeable for shares of the Issuers common stock within 60 days.
- F4. Not applicable
- F5. Australian Dollars (AUD)
- F6. The CHESS Depository Interest Warrants represent one CHESS Depository Interest (which in turn represent one underlying share of the Issuers common stock) and are exercisable within 60 days subject to the exercise price and expiry date.
- F7. Subject to exercise price
Key Figures
Shares sold 2026-08-11: 375,815 shares at $9.30
Shares sold 2026-08-10: 251,844 shares at $9.10
Total shares sold: 627,659 shares
+4 more
7 metrics
Shares sold 2026-08-11
375,815 shares at $9.30
Indirect sale of common stock by funds managed by L1 Capital Pty Ltd
Shares sold 2026-08-10
251,844 shares at $9.10
Indirect sale of common stock by funds managed by L1 Capital Pty Ltd
Total shares sold
627,659 shares
Aggregate indirect sales of Anteris Technologies common stock reported in this Form 4
CDI holdings
5,359,470 CHESS Depository Interests
Indirect holdings representing underlying common shares, exchangeable within 60 days
Warrant holdings
1,333,334 CHESS Depository Interest Warrants
Indirect warrants each representing one CDI on Anteris Technologies
Warrant exercise price
AUD 11.50
Exercise price per CHESS Depository Interest Warrant
Warrant expiration
2030-10-30
Expiry date for CHESS Depository Interest Warrants held indirectly
Key Terms
CHESS Depository Interests, CHESS Depository Interest Warrants, Rule 16a-2
3 terms
CHESS Depository Interests financial
"The CHESS Depository Interests represent one underlying share of the Issuers common stock"
CHESS depository interests are tradable certificates on the Australian market that represent ownership of underlying foreign or non-Australian shares held by a custodian, while the actual shares remain registered overseas. They let local investors buy, sell and receive entitlements from those overseas securities as if they were domestic shares — like holding a parking pass for a car kept in another city — and matter because they simplify trading, settlement and dividend access.
CHESS Depository Interest Warrants financial
"The CHESS Depository Interest Warrants represent one CHESS Depository Interest"
Rule 16a-2 regulatory
"it is exempt under Rule 16a-2"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did L1 Capital report for AVR on August 10–11, 2026?
L1 Capital-related funds reported two indirect sales of Anteris Technologies Global Corp. common stock: 251,844 shares at $9.10 on August 10, 2026 and 375,815 shares at $9.30 on August 11, 2026, executed as open-market or private transactions.
What AVR warrant position did L1 Capital-associated funds disclose in this filing?
The filing lists 1,333,334 CHESS Depository Interest Warrants held indirectly by funds managed by L1 Capital. Each warrant represents one CDI, has an exercise price of AUD 11.50, and is exercisable within 60 days, expiring on October 30, 2030.
How do AVR CHESS Depository Interests relate to common stock for L1 Capital’s position?
The filing states each CHESS Depository Interest represents one underlying common share of Anteris Technologies Global Corp. and can be exchanged for common stock within 60 days, so the CDI holdings correspond one-for-one with underlying common shares for the reported amounts.
AI-generated analysis. How Rhea-AI works. Not financial advice.
