STOCK TITAN

Avalo Therapeutics (AVTX) director receives grant of 1,105 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Avalo Therapeutics director Kevin Robert Lind received a new stock option grant. On June 30, 2026, he was awarded options covering 1,105 shares of Avalo common stock at an exercise price of $18.48 per share. The options are 100% vested at grant and expire on June 30, 2036, leaving him with 1,105 options outstanding after this transaction.

Positive

  • None.

Negative

  • None.
Insider Lind Kevin Robert
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 1,105 $15.04 $17K
Holdings After Transaction: Stock Option (Right to Buy) — 1,105 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 1,105 options Stock option grant on June 30, 2026
Exercise price $18.48 per share Exercise price of granted stock options
Grant valuation metric $15.04 per option Transaction price per share for option grant
Expiration date June 30, 2036 Option term end date
Underlying shares 1,105 shares Avalo common stock underlying the options
Holdings after transaction 1,105 options Total derivative securities following grant
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Common Stock financial
"underlying_security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
100% vested financial
"The options were granted on June 30, 2026, and are 100% vested."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lind Kevin Robert

(Last)(First)(Middle)
C/O AVALO THERAPEUTICS, INC.
1500 LIBERTY RIDGE DRIVE, SUITE 321

(Street)
WAYNE PENNSYLVANIA 19087

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Avalo Therapeutics, Inc. [ AVTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$18.4806/30/2026A1,105 (1)06/30/2036Common Stock1,105$15.041,105D
Explanation of Responses:
1. The options were granted on June 30, 2026, and are 100% vested.
/s/ Christopher Sullivan, Attorney-in-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Avalo Therapeutics (AVTX) director Kevin Robert Lind report on this Form 4?

He reported receiving a grant of stock options covering 1,105 shares of Avalo Therapeutics common stock. The filing classifies this as a grant, award, or other acquisition rather than an open-market purchase or sale.

What are the key terms of Kevin Robert Lind’s new Avalo Therapeutics (AVTX) stock options?

The options cover 1,105 shares of common stock with an exercise price of $18.48 per share. They were granted on June 30, 2026, are fully vested at grant, and expire on June 30, 2036.

Is Kevin Robert Lind’s Avalo Therapeutics (AVTX) transaction a buy or a sale of shares?

It is neither a market buy nor a sale. The Form 4 shows a compensation-related grant of stock options, classified as a "Grant, award, or other acquisition" of derivative securities rather than an open-market transaction.

How many Avalo Therapeutics (AVTX) options does Kevin Robert Lind hold after this filing?

After this grant, he holds 1,105 stock options according to the Form 4. These options are fully vested at grant and relate to Avalo Therapeutics common stock as the underlying security.

When do Kevin Robert Lind’s Avalo Therapeutics (AVTX) stock options expire?

The options expire on June 30, 2036. Until that date, subject to plan terms, he may choose to exercise them at the fixed exercise price of $18.48 per share for Avalo common stock.