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[Form 4] Avalo Therapeutics, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Avalo Therapeutics director Kevin Robert Lind was granted a stock option on 10/01/2025 to buy 40,200 shares of common stock at an exercise price of $12.96. The option becomes exercisable in three substantially equal installments on the first, second and third anniversaries of the grant date, subject to the director's continued service. The option expires on 10/01/2035 and the reporting Form 4 was filed on 10/02/2025 by power of attorney. The grant is reported as a direct holding and shows 40,200 shares underlying the derivative security following the transaction.

Il direttore di Avalo Therapeutics, Kevin Robert Lind, ha ricevuto una stock option il 10/01/2025 per acquistare 40.200 azioni ordinarie al prezzo di esercizio di $12.96. L'opzione diventa esercitabile in tre rate sostanzialmente uguali agli anniversari del primo, secondo e terzo anno dalla data di concessione, soggetta al continuo servizio del direttore. L'opzione scade il 10/01/2035 e il modulo di rendiconto Form 4 è stato depositato il 10/02/2025 per procura. La concessione è riportata come possesso diretto e mostra 40.200 azioni sottostanti al titolo derivato a seguito della transazione.

El director de Avalo Therapeutics, Kevin Robert Lind, recibió una opción de compra de acciones el 01/10/2025 para adquirir 40,200 acciones comunes a un precio de ejercicio de $12.96. La opción se puede ejercer en tres cuotas sustancialmente iguales en los tres aniversarios de la fecha de concesión, sujeto al servicio continuo del director. La opción vence el 01/10/2035 y el formulario de reporte Form 4 fue presentado el 02/10/2025 por poder.

Avalo Therapeutics의 이사 Kevin Robert Lind2025년 10월 1일에 일반주 40,200주를 $12.96의 행사가로 매입할 수 있는 주식매수선택권을 부여받았습니다. 이 옵션은 부여일의 첫 번째, 두 번째, 세 번째 기념일에 대략 같은 규모의 3개 분할로 행사할 수 있게 되며, 이사의 지속적인 재직에 따라 다릅니다. 옵션은 2035년 10월 1일에 만료되며, 보고 양식 4(Form 4)는 2025년 10월 2일에 대리인에 의해 제출되었습니다. 이 부여는 직접 보유로 보고되며 거래 후 파생 증권의 기초 주식 40,200주를 보여줍니다.

Le directeur d'Avalo Therapeutics, Kevin Robert Lind, a reçu en date du 10/01/2025 une option d'achat d'actions ordinaires portant sur 40 200 actions, à un prix d'exercice de 12,96 $. L'option devient exerçable en trois versements sensiblement égaux lors des premier, deuxième et troisième anniversaires de la date d'octroi, sous réserve de la poursuite du service par le directeur. L'option expire le 10/01/2035 et le formulaire de déclaration Form 4 a été déposé le 10/02/2025 par procuration. L'octroi est déclaré comme une détention directe et montre 40 200 actions sous-jacentes au titre dérivé après la transaction.

Der Direktor von Avalo Therapeutics, Kevin Robert Lind, erhielt am 10/01/2025 eine Aktienoption zum Erwerb von 40.200 Stammaktien zu einem Ausübungspreis von $12.96. Die Option wird in drei annähernd gleichen Teilbeträgen an den ersten, zweiten und dritten Jahrestag des Gewährungsdatums zur Ausübung berechtigt, vorbehaltlich der fortgesetzten Dienstleistung des Direktors. Die Option läuft am 10/01/2035 ab und das meldende Formular 4 wurde am 10/02/2025 mittels Vollmacht eingereicht. Die Gewährung wird als direkte Position gemeldet und zeigt 40.200 Aktien, die dem Derivat zugrunde liegen, nach der Transaktion.

قام مدير Avalo Therapeutics Kevin Robert Lind بمنحة خيار أسهم في 10/01/2025 لشراء 40,200 أسهم عادية بسعر إ exercer $12.96. يصبح الخيار قابلاً للتنفيذ في ثلاث دفعات تقسيماً متساوية تقريباً في ذكرى السنة الأولى والثانية والثالثة من تاريخ المنح، شريطة استمرار المدير في الخدمة. ينتهي الخيار في 10/01/2035 وتم تقديم النموذج 4 الإبلاغي في 10/02/2025 بواسطة توكيل. يتم الإبلاغ عن المنحة كحيازة مباشرة وتظهر في交易 وبعدها الورقة المشتقة 40,200 سهماً أساسياً.

Avalo Therapeutics 的董事 Kevin Robert Lind10/01/2025 获得一份股票期权,买入 40,200 股普通股,行权价格为 $12.96。该期权可在授予日的第一、第二和第三周年时以大致相等的三期分期行使,前提是董事继续任职。该期权将于 10/01/2035 到期,提交的 Form 4 报告于 10/02/2025 由代理人签署。该授予以直接持有方式报送,交易后基础衍生证券所对应的 40,200 股。

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Il direttore di Avalo Therapeutics, Kevin Robert Lind, ha ricevuto una stock option il 10/01/2025 per acquistare 40.200 azioni ordinarie al prezzo di esercizio di $12.96. L'opzione diventa esercitabile in tre rate sostanzialmente uguali agli anniversari del primo, secondo e terzo anno dalla data di concessione, soggetta al continuo servizio del direttore. L'opzione scade il 10/01/2035 e il modulo di rendiconto Form 4 è stato depositato il 10/02/2025 per procura. La concessione è riportata come possesso diretto e mostra 40.200 azioni sottostanti al titolo derivato a seguito della transazione.

El director de Avalo Therapeutics, Kevin Robert Lind, recibió una opción de compra de acciones el 01/10/2025 para adquirir 40,200 acciones comunes a un precio de ejercicio de $12.96. La opción se puede ejercer en tres cuotas sustancialmente iguales en los tres aniversarios de la fecha de concesión, sujeto al servicio continuo del director. La opción vence el 01/10/2035 y el formulario de reporte Form 4 fue presentado el 02/10/2025 por poder.

Avalo Therapeutics의 이사 Kevin Robert Lind2025년 10월 1일에 일반주 40,200주를 $12.96의 행사가로 매입할 수 있는 주식매수선택권을 부여받았습니다. 이 옵션은 부여일의 첫 번째, 두 번째, 세 번째 기념일에 대략 같은 규모의 3개 분할로 행사할 수 있게 되며, 이사의 지속적인 재직에 따라 다릅니다. 옵션은 2035년 10월 1일에 만료되며, 보고 양식 4(Form 4)는 2025년 10월 2일에 대리인에 의해 제출되었습니다. 이 부여는 직접 보유로 보고되며 거래 후 파생 증권의 기초 주식 40,200주를 보여줍니다.

Le directeur d'Avalo Therapeutics, Kevin Robert Lind, a reçu en date du 10/01/2025 une option d'achat d'actions ordinaires portant sur 40 200 actions, à un prix d'exercice de 12,96 $. L'option devient exerçable en trois versements sensiblement égaux lors des premier, deuxième et troisième anniversaires de la date d'octroi, sous réserve de la poursuite du service par le directeur. L'option expire le 10/01/2035 et le formulaire de déclaration Form 4 a été déposé le 10/02/2025 par procuration. L'octroi est déclaré comme une détention directe et montre 40 200 actions sous-jacentes au titre dérivé après la transaction.

Der Direktor von Avalo Therapeutics, Kevin Robert Lind, erhielt am 10/01/2025 eine Aktienoption zum Erwerb von 40.200 Stammaktien zu einem Ausübungspreis von $12.96. Die Option wird in drei annähernd gleichen Teilbeträgen an den ersten, zweiten und dritten Jahrestag des Gewährungsdatums zur Ausübung berechtigt, vorbehaltlich der fortgesetzten Dienstleistung des Direktors. Die Option läuft am 10/01/2035 ab und das meldende Formular 4 wurde am 10/02/2025 mittels Vollmacht eingereicht. Die Gewährung wird als direkte Position gemeldet und zeigt 40.200 Aktien, die dem Derivat zugrunde liegen, nach der Transaktion.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Lind Kevin Robert

(Last) (First) (Middle)
C/O AVALO THERAPEUTICS, INC.
1500 LIBERTY RIDGE DRIVE, SUITE 321

(Street)
WAYNE PA 19087

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Avalo Therapeutics, Inc. [ AVTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $12.96 10/01/2025 A 40,200 (1) 10/01/2035 Common Stock 40,200 $0 40,200 D
Explanation of Responses:
1. The stock option vests in three substantially equal installments on the first, second and third anniversary of the date of grant, subject to the Eligible Director's continued service on each such vesting date.
/s/ Donald R. Reynolds, by Power of Attorney 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Avalo Therapeutics insider Kevin Robert Lind report on Form 4 (AVTX)?

The Form 4 reports a grant on 10/01/2025 of a stock option to purchase 40,200 shares at an exercise price of $12.96.

When does the option granted to Kevin Robert Lind become exercisable and when does it expire?

The option vests in three substantially equal installments on the first, second and third anniversaries of the 10/01/2025 grant date and expires on 10/01/2035.

How many shares does Kevin Robert Lind beneficially own after the reported transaction?

Following the reported transaction, the Form 4 shows beneficial ownership of 40,200 underlying shares tied to the option.

How was the Form 4 filed and who signed it?

The Form 4 was signed by Donald R. Reynolds by power of attorney on 10/02/2025.

Is the reporting person an officer, director, or 10% owner of Avalo Therapeutics?

The form indicates the reporting person is a Director of Avalo Therapeutics and not marked as a 10% owner.
Avalo Therapeutics Inc

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