PVG mounts Anavex 2026 board proxy campaign

ANAVEX LIFE SCIENCES CORP.

Rhea-AI Filing Summary

ANAVEX LIFE SCIENCES CORP. (AVXL) is the subject of a proxy solicitation led by PVG Asset Management Corporation and associated participants, who have filed a definitive proxy statement on Schedule 14A and are seeking stockholder support at the Company’s 2026 annual meeting of stockholders for the election of their director nominees.

On September 9, 2026, PVG updated its website to add a presentation about Anavex in connection with this campaign and is distributing a GOLD Universal Proxy Card for voting. The filing lists PVG and six individuals as participants and urges stockholders to review PVG’s definitive proxy materials available on the SEC’s website.

Key Figures

Annual meeting year: 2026 Website update date: September 9, 2026 Number of named individual participants: 6 individuals

3 metrics

Annual meeting year 2026 Year of Anavex Life Sciences Corp.’s annual meeting at which directors will be elected

Website update date September 9, 2026 Date PVG updated its campaign website to add a presentation regarding Anavex

Number of named individual participants 6 individuals Individuals named alongside PVG Asset Management Corporation as participants in the solicitation

Key Terms

Definitive Proxy Statement, GOLD Universal Proxy Card, forward-looking statements, Private Securities Litigation Reform Act of 1995

4 terms

Definitive Proxy Statement regulatory

"has filed a definitive proxy statement on Schedule 14A"

A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.

GOLD Universal Proxy Card regulatory

"accompanying GOLD Universal Proxy Card with the U.S. Securities"

A gold universal proxy card is a single ballot used in contested board elections that lists both the company’s nominees and challenger nominees, allowing shareholders to vote for any combination of candidates up to the number of open seats. It matters to investors because it simplifies and preserves their voting choice, reduces the likelihood that a split vote will unintentionally favor one side, and can materially influence who controls the board.

forward-looking statements regulatory

"The website and any related communications contain forward-looking statements"

Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

Private Securities Litigation Reform Act of 1995 regulatory

"within the meaning of the Private Securities Litigation Reform Act of 1995"

FAQ

What is PVG’s DFAN14A filing about for ANAVEX LIFE SCIENCES CORP. (AVXL)?

It describes PVG Asset Management Corporation’s solicitation of proxies from Anavex stockholders for the 2026 annual meeting, where directors will be elected. PVG has filed a definitive proxy statement and is asking investors to vote using its GOLD Universal Proxy Card.

Who are the participants in PVG’s proxy solicitation involving AVXL?

The participants are PVG Asset Management Corporation, Patrick S. Adams, Jason Kolbert, Ralf von Ziegesar, Rene Mora, John Boris, and Curtis Hogue. Their identities and interests are further described in PVG’s Definitive Proxy Statement and related SEC filings.

What did PVG change on September 9, 2026, regarding its AVXL campaign?

On September 9, 2026, PVG updated the website www.anavexvotepvg.com to include a presentation regarding Anavex as part of its proxy solicitation for the election of directors at the Company’s 2026 annual meeting of stockholders.

What is the GOLD Universal Proxy Card mentioned in the AVXL DFAN14A?

The GOLD Universal Proxy Card is PVG’s proxy voting card being used to solicit votes from Anavex stockholders for the election of directors at the 2026 annual meeting. It accompanies PVG’s Definitive Proxy Statement filed with the SEC.

Where can AVXL stockholders find PVG’s proxy materials and presentation?

PVG’s Definitive Proxy Statement, GOLD Universal Proxy Card, and other relevant materials are available free of charge on the SEC’s website at https://www.sec.gov. PVG’s AVXL-related presentation is available on its campaign website, www.anavexvotepvg.com.

What forward-looking statement caution does PVG give AVXL investors?

PVG states that its website and related communications contain forward-looking statements about the 2026 annual meeting, proxy solicitation, and stockholder value, and warns that actual results may differ due to various risks and uncertainties described in Anavex’s and PVG’s SEC filings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 05:23 PM Accepted by SEC EDGAR 09/09/2026 - 05:23 PM Learn about SEC filing dates

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.       )

Filed by the Registrant ☐

Filed by a Party other than the Registrant ☒

Check the appropriate box:

	☐	Preliminary Proxy Statement
	☐	Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
	☐	Definitive Proxy Statement
	☒	Definitive Additional Materials
	☐	Soliciting Material Under § 240.14a-12

ANAVEX LIFE SCIENCES CORP.

(Name of Registrant as Specified In Its Charter)

PVG ASSET MANAGEMENT CORPORATION

PATRICK S. ADAMS

JASON KOLBERT

RALF VON ZIEGESAR

RENE MORA

JOHN BORIS

CURTIS HOGUE

(Name of Persons(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check all boxes that apply):

	☒	No fee required
	☐	Fee paid previously with preliminary materials
	☐	Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

PVG Asset Management Corporation (“PVG”), together with the other participants named herein, has filed a definitive proxy statement on Schedule 14A (the “Definitive Proxy Statement”) and accompanying GOLD Universal Proxy Card with the U.S. Securities and Exchange Commission (the “SEC”) in connection with its solicitation of proxies from stockholders of Anavex Life Sciences Corp. (Nasdaq: AVXL) (the “Company”) for the Company’s 2026 annual meeting of stockholders, including any adjournments, postponements, continuations, reschedulings or any other meeting held in lieu thereof (the “2026 Annual Meeting”).

On September 9, 2026, PVG updated the website www.anavexvotepvg.com to include a presentation regarding the Company in connection with PVG’s solicitation of proxies from Anavex stockholders in connection with the election of directors at the Company’s 2026 Annual Meeting of Stockholders. Screenshots of relevant website pages are attached hereto as Exhibit 1 and incorporated herein by reference.

Participants in the Solicitation

The participants in PVG’s solicitation of proxies are PVG Asset Management Corporation, Patrick S. Adams, Jason Kolbert, Ralf von Ziegesar, Rene Mora, John Boris and Curtis Hogue (collectively, the “Participants”). Information concerning the identity of the Participants and a description of their direct or indirect interests, by security holdings or otherwise, is included in PVG’s Definitive Proxy Statement and related SEC filings.

Forward-Looking Statements

The website and any related communications contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements that are not historical facts, including statements regarding PVG’s plans, objectives, beliefs, strategies and expectations relating to the 2026 Annual Meeting, the proxy solicitation, the Company, the Company Board of Directors, the PVG nominees, stockholder value and the potential outcome of PVG’s solicitation.

These statements may be identified by words such as “believes,” “expects,” “anticipates,” “plans,” “intends,” “estimates,” “may,” “will,” “would,” “could,” “should” and similar expressions, or the negative thereof. Actual results may differ materially from those projected or contemplated by these forward-looking statements due to various risks and uncertainties, including those described in applicable filings made by the Company and PVG with the SEC.

Stockholders are cautioned not to place undue reliance on forward-looking statements, which speak only as of the date made. PVG and the Participants do not undertake any obligation to update or revise any forward-looking statements, except as required by applicable law.

Important Additional Information and Where to Find It

PVG, together with the other Participants, has filed a definitive proxy statement on Schedule 14A and accompanying GOLD Universal Proxy Card with the SEC in connection with the solicitation of proxies from stockholders of the Company relating to the 2026 Annual Meeting.

STOCKHOLDERS ARE STRONGLY ENCOURAGED TO READ THE DEFINITIVE PROXY STATEMENT, THE ACCOMPANYING GOLD UNIVERSAL PROXY CARD, ANY AMENDMENTS OR SUPPLEMENTS THERETO, AND ANY OTHER DOCUMENTS FILED BY PVG WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY BEFORE MAKING ANY VOTING DECISION BECAUSE THEY CONTAIN IMPORTANT INFORMATION.

The Definitive Proxy Statement, GOLD Universal Proxy Card and other relevant materials filed by PVG with the SEC are available at no charge at the SEC’s website at https://www.sec.gov/.