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PVG seeks six Anavex board seats in 2026 proxy contest

PVG Asset Management has launched a proxy campaign at Anavex and will host a September 16, 2026 investor call to promote its six board nominees.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
DFAN14A

Rhea-AI Filing Summary

ANAVEX LIFE SCIENCES CORP. (AVXL) is the subject of a proxy contest led by PVG Asset Management Corporation and associated participants, who have filed a definitive proxy statement and a GOLD Universal Proxy Card seeking to elect six nominees to the company’s Board of Directors at the 2026 annual meeting of stockholders. PVG plans to host an investor conference call on September 16, 2026 at 10:00 a.m. Eastern Time to discuss its views on Anavex’s performance, governance, capital markets strategy, leadership transition, and clinical development priorities, and to present its case for board changes.

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Filing Explained

This DFAN14A is additional proxy-solicitation material: PVG is asking stockholders to vote for six nominees at the 2026 annual meeting, but the filing does not show that the election or any resulting board change has occurred.

Number of PVG nominees 6 nominees PVG seeks election of six nominees to Anavex’s Board of Directors at the 2026 Annual Meeting
Investor call date September 16, 2026 Date of PVG’s investor conference call regarding its Anavex proxy campaign
Investor call time 10:00 a.m. Eastern Time Scheduled time of PVG’s investor call on its Anavex proxy campaign
Annual meeting year 2026 Annual Meeting Anavex annual meeting of stockholders at which PVG seeks board changes
Toll-free stockholder assistance number (877) 972-0090 Phone number for stockholders seeking help voting the GOLD Universal Proxy Card
Banks and brokers assistance number (203) 972-9300 Collect-call number for banks and brokers regarding PVG’s proxy materials
GOLD Universal Proxy Card regulatory
"has filed a definitive proxy statement on Schedule 14A and accompanying GOLD Universal Proxy Card"
A gold universal proxy card is a single ballot used in contested board elections that lists both the company’s nominees and challenger nominees, allowing shareholders to vote for any combination of candidates up to the number of open seats. It matters to investors because it simplifies and preserves their voting choice, reduces the likelihood that a split vote will unintentionally favor one side, and can materially influence who controls the board.
definitive proxy statement regulatory
"has filed a definitive proxy statement on Schedule 14A"
A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.
proxy solicitation regulatory
"in connection with its solicitation of proxies from stockholders of Anavex Life Sciences Corp."
Proxy solicitation is the process of asking shareholders for permission to vote their shares on corporate matters, usually by sending voting forms or requests by mail, email or phone. Investors should watch proxy solicitations because they signal attempts to change control, influence board elections or approve big deals — like neighbors organizing votes on a shared building project — and the outcome can materially affect a company’s strategy and stock value.
forward-looking statements regulatory
"contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
Schedule 14A regulatory
"has filed a definitive proxy statement on Schedule 14A"
Schedule 14A is a document that companies file with regulators to share important information with shareholders before a big vote, like approving a merger or election of directors. It matters because it helps investors understand what’s happening so they can make informed decisions about the company’s future.

FAQ

What is PVG Asset Management seeking at ANAVEX LIFE SCIENCES CORP. (AVXL)?
PVG Asset Management and its participants are conducting a proxy solicitation to elect six board nominees to the Anavex Board of Directors at the Company’s 2026 annual meeting of stockholders.

When is PVG’s investor call about the AVXL proxy campaign?
PVG plans to host an investor conference call on September 16, 2026 at 10:00 a.m. Eastern Time to discuss its Anavex proxy campaign, including governance views, strategic priorities and the rationale for its six board nominees.

How can AVXL stockholders access PVG’s investor call and replay?
Stockholders can access PVG’s investor call and replay via the webcast link https://edge.media-server.com/mmc/go/pvg2026townhall, which is provided for both the live call and replay information.

What proxy materials has PVG filed for the AVXL 2026 Annual Meeting?
PVG and the other participants have filed a definitive proxy statement on Schedule 14A and an accompanying GOLD Universal Proxy Card with the SEC in connection with their solicitation of proxies for the 2026 Annual Meeting.

Where can AVXL investors find PVG’s proxy materials?
PVG’s definitive proxy statement, the GOLD Universal Proxy Card and related materials are available at no charge on the SEC’s website at https://www.sec.gov/. Additional information is also referenced at www.AnavexVotePVG.com.

What forward-looking statements does PVG highlight in its AVXL campaign communications?
PVG notes that its communications may include forward-looking statements about the 2026 Annual Meeting, proxy solicitation, Anavex’s board, PVG’s nominees and stockholder value, and cautions that actual results may differ due to risks described in filings by Anavex and PVG.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.    )

 

 

 

Filed by the Registrant ☐

 

Filed by a Party other than the Registrant ☒

 

Check the appropriate box:

 

  ☐ Preliminary Proxy Statement
     
  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
     
  ☐ Definitive Proxy Statement
     
  ☒ Definitive Additional Materials
     
  ☐ Soliciting Material Under § 240.14a-12

 

ANAVEX LIFE SCIENCES CORP.

(Name of Registrant as Specified In Its Charter)

 

PVG ASSET MANAGEMENT CORPORATION

PATRICK S. ADAMS

JASON KOLBERT

RALF VON ZIEGESAR

RENE MORA

JOHN BORIS

CURTIS HOGUE

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check all boxes that apply):

 

  ☒ No fee required
     
  ☐ Fee paid previously with preliminary materials
     
  ☐ Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

 

 

 

 
 

 

PVG Asset Management Corporation (“PVG”), together with the other participants named herein, has filed a definitive proxy statement on Schedule 14A (the “Definitive Proxy Statement”) and accompanying GOLD Universal Proxy Card with the U.S. Securities and Exchange Commission (the “SEC”) in connection with its solicitation of proxies from stockholders of Anavex Life Sciences Corp. (Nasdaq: AVXL) (the “Company”) for the Company’s 2026 annual meeting of stockholders, including any adjournments, postponements, continuations, reschedulings or any other meeting held in lieu thereof (the “2026 Annual Meeting”).

 

On September 10, 2026, PVG issued the following press release:

 

PVG ASSET MANAGEMENT TO HOST INVESTOR CALL REGARDING ANAVEX LIFE SCIENCES PROXY CAMPAIGN

 

CENTENNIAL, Colo., Sept. 10, 2026 (GLOBE NEWSWIRE) – PVG Asset Management Corp. (“PVG”), a stockholder of Anavex Life Sciences Corp. (NASDAQ: AVXL) (“Anavex” or the “Company”), today announced that it will host an investor conference call to discuss its campaign for change in the Anavex Board of Directors at the upcoming 2026 Annual Meeting of Stockholders.

 

During the call, PVG will discuss its views regarding the Company’s recent performance, corporate governance, capital markets strategy, leadership transition, clinical development priorities, and the rationale for electing PVG’s six highly qualified nominees to the Company’s Board of Directors.

 

Investor Call Details

 

Date: Wednesday, September 16, 2026

Time: 10:00 a.m. Eastern Time

Webcast/Conference Call: https://edge.media-server.com/mmc/go/pvg2026townhall

Replay Information: https://edge.media-server.com/mmc/go/pvg2026townhall

 

PVG believes Anavex’s valuable clinical assets require experienced leadership, enhanced capital markets credibility, and stronger board oversight to maximize stockholder value. The investor call will provide stockholders with an opportunity to hear directly from PVG representatives regarding the firm’s plan to improve governance, strengthen strategic execution, and position the Company for future success.

 

“Anavex stockholders are facing an important decision at this year’s Annual Meeting,” said Patrick S. Adams, President of PVG Asset Management Corporation. “We believe the Company requires a new Board and an experienced biotechnology CEO capable of restoring credibility with investors, securing the capital necessary to advance key clinical programs, and creating long-term value for all stockholders. We look forward to discussing our views and answering stockholder questions during the call.”

 

PVG encourages all stockholders to carefully review its proxy materials and vote the GOLD Universal Proxy Card to elect PVG’s six nominees at the 2026 Annual Meeting.

 

For additional information regarding PVG’s campaign for change at Anavex, please visit:

 

www.AnavexVotePVG.com

 

 
 

 

 

If you have any questions, require assistance in voting your GOLD universal proxy card, or need additional copies of PVG Group’s proxy materials, please contact:

 

 

1055 Washington Boulevard, Suite 520

Stamford, CT 06901

Stockholders may call toll-free: (877) 972-0090

Banks and brokers call collect: (203) 972-9300

E-mail: proxy@investor-com.com

 

 

Participants in the Solicitation

 

The participants in PVG’s solicitation of proxies are PVG Asset Management Corporation, Patrick S. Adams, Jason Kolbert, Ralf von Ziegesar, Rene Mora, John Boris and Curtis Hogue (collectively, the “Participants”). Information concerning the identity of the Participants and a description of their direct or indirect interests, by security holdings or otherwise, is included in PVG’s Definitive Proxy Statement and related SEC filings.

 

Forward-Looking Statements

 

This release and any related communications contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include statements that are not historical facts, including statements regarding PVG’s plans, objectives, beliefs, strategies and expectations relating to the 2026 Annual Meeting, the proxy solicitation, the Company, the Company Board of Directors, the PVG nominees, stockholder value and the potential outcome of PVG’s solicitation.

 

These statements may be identified by words such as “believes,” “expects,” “anticipates,” “plans,” “intends,” “estimates,” “may,” “will,” “would,” “could,” “should” and similar expressions, or the negative thereof. Actual results may differ materially from those projected or contemplated by these forward-looking statements due to various risks and uncertainties, including those described in applicable filings made by the Company and PVG with the SEC.

 

Stockholders are cautioned not to place undue reliance on forward-looking statements, which speak only as of the date made. PVG and the Participants do not undertake any obligation to update or revise any forward-looking statements, except as required by applicable law.

 

Important Additional Information and Where to Find It

 

PVG, together with the other Participants, has filed a definitive proxy statement on Schedule 14A and accompanying GOLD Universal Proxy Card with the SEC in connection with the solicitation of proxies from stockholders of the Company relating to the 2026 Annual Meeting.

 

STOCKHOLDERS ARE STRONGLY ENCOURAGED TO READ THE DEFINITIVE PROXY STATEMENT, THE ACCOMPANYING GOLD UNIVERSAL PROXY CARD, ANY AMENDMENTS OR SUPPLEMENTS THERETO, AND ANY OTHER DOCUMENTS FILED BY PVG WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY BEFORE MAKING ANY VOTING DECISION BECAUSE THEY CONTAIN IMPORTANT INFORMATION.

 

The Definitive Proxy Statement, GOLD Universal Proxy Card and other relevant materials filed by PVG with the SEC are available at no charge at the SEC’s website at https://www.sec.gov/.

 

Contact:

 

Patrick S. Adams

PVG Asset Management Corporation

Padams@pvgasset.com

 

 

 

Source: View Original Filing on SEC EDGAR

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