Aware CFO buys 5,000 common shares

AWARE INC Chief Financial Officer David K. Traverse reported two recent stock transactions.

Accepted by SEC EDGAR 06/03/2026 - 04:11 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AWARE INC Chief Financial Officer David K. Traverse reported two recent stock transactions. On June 2, he made an open-market purchase of 5,000 shares of common stock at $1.46 per share. On June 1, a Restricted Stock Unit award vested, resulting in 6,000 shares of common stock, of which 2,079 shares were withheld to cover tax obligations and 3,921 shares were issued to him. Following these transactions, Traverse directly owns 73,707 shares of Aware common stock.

Insider Trade Summary

Net Buyer: 5,000 shares

Net Buy 2 txns

Insider Traverse David K

Role Chief Financial Officer

Bought 5,000 shs ($7K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	5,000	$1.46	$7K
Exercise	Common Stock	3,921	$0.00	$0.00

Holdings After Transaction: Common Stock — 73,707 shares (Direct)

Footnotes (1)

1. F1. Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued.

Key Figures

Open-market purchase: 5,000 shares at $1.46/share RSU vesting shares: 6,000 shares Shares withheld for taxes: 2,079 shares +2 more

5 metrics

Open-market purchase 5,000 shares at $1.46/share Common Stock bought on June 2, 2026

RSU vesting shares 6,000 shares Restricted Stock Unit award vested on June 1, 2026

Shares withheld for taxes 2,079 shares Portion of RSU vesting used for tax withholding

Net RSU shares issued 3,921 shares Common Stock issued after RSU vesting and tax withholding

Shares owned after transactions 73,707 shares Total direct Aware common stock holdings of CFO

Key Terms

Restricted Stock Unit, tax withholding obligations, open-market purchase, Common Stock

4 terms

Restricted Stock Unit financial

"Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

tax withholding obligations financial

"To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued."

open-market purchase financial

"transaction_action: "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"resulting in 6,000 shares of Common Stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did AWARE (AWRE) report for CFO David Traverse?

CFO David K. Traverse reported an open-market purchase of 5,000 AWARE common shares and the issuance of 3,921 shares from a vested Restricted Stock Unit award, with additional shares withheld to satisfy tax obligations.

How many AWARE (AWRE) shares did the CFO buy on the open market?

David K. Traverse bought 5,000 shares of AWARE common stock in an open-market transaction at a price of $1.46 per share, increasing his direct ownership stake in the company’s equity.

What does the RSU vesting mean in the AWARE (AWRE) Form 4 filing?

The filing shows a Restricted Stock Unit award vested into 6,000 AWARE common shares. To meet tax withholding obligations, 2,079 shares were withheld, and 3,921 net shares were issued to CFO David K. Traverse as equity compensation.

How many AWARE (AWRE) shares does the CFO own after these transactions?

After the reported open-market purchase and RSU vesting, CFO David K. Traverse directly owns 73,707 shares of AWARE common stock, reflecting his updated equity position following the June 2026 transactions.

What transaction codes appear in the AWARE (AWRE) Form 4 for the CFO?

The Form 4 lists code P for an open-market purchase of 5,000 AWARE shares and code M for a derivative-related transaction tied to RSU vesting that resulted in 3,921 issued shares after tax withholding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Traverse David K

(Last) (First) (Middle)

C/O AWARE, INC.

76 BLANCHARD ROAD

(Street)

BURLINGTON MASSACHUSETTS 01803

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AWARE INC /MA/ [ AWRE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		M		3,921(1)	A	$0	68,707	D
Common Stock	06/02/2026		P		5,000	A	$1.46	73,707	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 2,079 shares were withheld, and 3,921 shares were issued.

	/s/ David K. Traverse	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)