Axos Financial EVP sells 3,260 shares at $100

Axos Financial, Inc. executive Thomas M. Constantine, EVP and Chief Credit Officer, reported a sale of company stock.

Accepted by SEC EDGAR 02/09/2026 - 05:01 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Axos Financial, Inc. executive Thomas M. Constantine, EVP and Chief Credit Officer, reported a sale of company stock. On 02/06/2026, he sold 3,260 shares of Axos Financial common stock at a price of $100 per share.

After this transaction, Constantine beneficially owns 16,077 shares of Axos Financial common stock directly. He also holds an additional 2,776 shares indirectly through a 401(k) plan, reflecting his remaining equity stake in the company following the reported sale.

Insider Trade Summary

Net Seller: 3,260 shares

Net Sell 1 txn

Insider Constantine Thomas M

Role Insider

Sold 3,260 shs ($326K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,260	$100.00	$326K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 16,077 shares (Direct); Common Stock — 2,776 shares (Indirect, 401(k) Plan)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Axos Financial (AX) report for Thomas M. Constantine?

Axos Financial reported that EVP and Chief Credit Officer Thomas M. Constantine sold 3,260 shares of common stock. The sale occurred on 02/06/2026 at a price of $100 per share, as disclosed in a Form 4 insider trading report.

How many Axos Financial (AX) shares did Thomas M. Constantine sell and at what price?

Thomas M. Constantine sold 3,260 shares of Axos Financial common stock at $100 per share. This insider transaction was dated 02/06/2026 and reported in Table I of the Form 4 filing for Axos Financial, Inc.

How many Axos Financial (AX) shares does Thomas M. Constantine own after the sale?

After the reported sale, Thomas M. Constantine beneficially owns 16,077 shares of Axos Financial common stock directly. He also holds 2,776 shares indirectly through a 401(k) plan, according to the Form 4 ownership table.

What is Thomas M. Constantine’s role at Axos Financial (AX)?

Thomas M. Constantine is identified as EVP, Chief Credit Officer of Axos Financial, Inc. This executive role is disclosed in the Form 4 filing’s relationship section, which specifies his position rather than classifying him as a director or 10% owner.

Are any of Thomas M. Constantine’s Axos Financial (AX) shares held indirectly?

Yes. In addition to his directly held shares, Thomas M. Constantine indirectly holds 2,776 shares of Axos Financial common stock through a 401(k) plan, as shown in the indirect ownership line of the Form 4 filing.

Did the Form 4 for Axos Financial (AX) report any derivative securities for Thomas M. Constantine?

No derivative securities appear in the provided Form 4 excerpt for Thomas M. Constantine. Table II, which lists options or other derivatives, shows no entries, indicating only common stock holdings and transactions are reported here.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Constantine Thomas M

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NV 89148

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			EVP, Chief Credit Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		S		3,260	D	$100	16,077	D
Common Stock								2,776	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	By: Derrick Walsh For: Thomas Constantine	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.