Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Axos Financial, Inc. (NYSE: AX), the holding company for Axos Bank, Axos Clearing LLC, and Axos Invest, Inc. Through these filings, investors can review the company’s detailed financial statements, risk disclosures, governance information, and documentation of material events affecting the business.
Axos Financial’s SEC reporting includes annual reports on Form 10-K and quarterly reports on Form 10-Q, which present consolidated financial results for its Banking Business Segment and Securities Business Segment. These reports typically cover net interest income, non-interest income, provisions for credit losses, non-interest expense, segment performance, capital ratios, and metrics such as book value and tangible book value per common share. They also describe Axos Bank’s nationwide consumer and business banking activities and the securities clearing and digital advisory services provided by Axos Clearing and Axos Invest.
Current reports on Form 8-K document significant events such as earnings releases, material definitive agreements, capital markets transactions, and acquisitions. Recent 8-K filings describe Axos Financial’s issuance of 7.00% Fixed-to-Floating Rate Subordinated Notes due 2035, the agreement and subsequent closing of the acquisition of Verdant Commercial Capital, LLC, the purchase of a commercial office complex in San Diego, California that Axos Bank intends to occupy as its headquarters at a future date, and matters submitted to a vote of stockholders at the annual meeting. Other 8-Ks address changes involving directors or certain officers and the use of investor presentations.
The company’s proxy statement on Form DEF 14A provides information on board composition, director elections, executive compensation, equity incentive plans, and shareholder voting procedures. It also outlines the agenda for the annual meeting of stockholders and the board’s recommendations on each proposal, including advisory votes on executive compensation and ratification of the independent registered public accounting firm.
On Stock Titan, these filings are supplemented with AI-powered summaries designed to highlight key points from lengthy documents. Users can quickly identify major changes in Axos Financial’s financial condition, capital structure, governance, and strategic transactions, and then drill into the full text of 10-K, 10-Q, 8-K, and DEF 14A filings as needed. Insider transaction reports on Form 4 and other ownership-related filings, when available, can also be reviewed to understand trading activity by directors and officers.
James S. Argalas, a director of Axos Financial (AX), donated 1,100 shares of the company's common stock to a charitable fund on 08/12/2025. The shares were transferred at $88.05 per share, and the filing states the donation's value as $96.855. After the gift, Mr. Argalas is reported to beneficially own 71,195 shares directly. The Form 4 shows this was reported by a single reporting person and identifies the transaction with Code G (gift).
The disclosure documents an insider charitable gift rather than a sale, reducing his direct holdings by 1,100 shares while leaving a substantial remaining holding. All figures above are taken directly from the Form 4 content.
Axos Financial, Inc. disclosed it will use the presentation included in the exhibits at investor meetings beginning on or around August 14, 2025 and during the next few months. The materials are presented as of August 12, 2025 and the company states they are not deemed to be "filed" under Section 18 of the Exchange Act nor incorporated by reference into other filings except by specific reference. Exhibits filed include presentation files 99.1 and 99.2 and an Inline XBRL cover page 104. The filing is signed by CFO Derrick K. Walsh.
State Street Corporation reported beneficial ownership of 2,652,478 shares of Axos Financial Inc. common stock, representing 4.7% of the class. The filing shows shared voting power of 373,752 shares and shared dispositive power for all 2,652,478 shares, with no sole voting or dispositive power reported.
The statement identifies several State Street subsidiaries involved in the holdings, including entities labeled as investment advisers. The filing certifies the securities are held in the ordinary course of business and were not acquired to effect a change of control.
Form 4 summary: Andrew Micheletti, EVP, Finance of Axos Financial, Inc. (AX), reported a sale of 13,960 shares on 08/04/2025 at a weighted-average price of $85.38. The filing states the trades executed in multiple transactions at prices ranging $85.20 to $85.51. Following the reported disposition, the form shows 67,460 shares held directly and 3,241 shares held indirectly via a 401(k) plan. The Form 4 is dated and signed by Derrick Walsh for Andrew Micheletti on 08/05/2025.
Disclosure details: The explanation clause offers to provide, upon request, the full breakdown of the number of shares sold and the prices for each trade. The filing contains no other derivative transactions or additional securities classes reported.