AXIA Energia starts OTC ADRs, seeks SEC deregistration

AXIA Energia S.A. reported that trading of its American Depositary Receipts began on the U.S. over-the-counter market, with ADRs for its common shares listed under ticker AXIAY and ADRs for its Class C preferred shares under ticker AXICY.

Rhea-AI Filing Summary

AXIA Energia S.A. reported that trading of its American Depositary Receipts began on the U.S. over-the-counter market, with ADRs for its common shares listed under ticker AXIAY and ADRs for its Class C preferred shares under ticker AXICY.

The company also filed Form 15F with the U.S. Securities and Exchange Commission to terminate its registration under Section 12(g) of the Securities Exchange Act of 1934 and suspend its SEC reporting obligations. Deregistration and termination of these obligations are expected to become effective 90 days after the Form 15F filing, and the company plans to keep the market informed on subsequent steps.

Key Figures

Deregistration effective period: 90 days Form 15F filing date: August 7, 2026 Commission File Number: 1-34129

3 metrics

Deregistration effective period 90 days Expected period after Form 15F filing for deregistration and suspension of SEC reporting obligations to take effect

Form 15F filing date August 7, 2026 Date AXIA Energia filed Form 15F and its ADRs began trading on the U.S. OTC market

Commission File Number 1-34129 SEC file number associated with AXIA Energia as a foreign private issuer

Key Terms

American Depositary Receipts, over-the-counter (OTC) market, Form 15F, Section 12(g) of the Securities Exchange Act of 1934, +1 more

5 terms

American Depositary Receipts financial

"trading of its American Depositary Receipts ("ADRs") on the U.S. over-the-counter"

A certificate traded on U.S. markets that represents ownership of shares in a foreign company, letting U.S. investors buy and sell that company as if it were listed domestically. Think of it as a local voucher for a foreign product: it makes price quotes in dollars, trades on familiar exchanges, and brings differences in liquidity, fees and legal protections that can affect returns and risk compared with buying the underlying foreign shares directly.

over-the-counter (OTC) market financial

"trading of its ADRs on the U.S. over-the-counter (OTC) market commenced today"

An over-the-counter (OTC) market is a decentralized way of trading stocks, bonds, or other securities directly between dealers and investors rather than on a formal exchange. It matters to investors because OTC listings often involve smaller, less-regulated companies or specialized securities, which can mean higher risk, lower liquidity, and wider price swings—similar to shopping at a local flea market where selections and prices vary more than at a large supermarket.

Form 15F regulatory

"the Company filed Form 15F with the U.S. Securities and Exchange Commission"

Section 12(g) of the Securities Exchange Act of 1934 regulatory

"in order to terminate its registration pursuant to Section 12(g) of the Securities"

forward-looking statements regulatory

"may constitute forward-looking statements under Section 27A of the Securities Act"

Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What change did AXIA Energia (AXIA) announce regarding its ADR trading?

AXIA Energia announced that trading of its American Depositary Receipts began on the U.S. over-the-counter (OTC) market. Its common share ADRs trade under AXIAY, and Class C preferred share ADRs trade under AXICY.

Under which ticker symbols do AXIA Energia (AXIA) ADRs trade on the OTC market?

AXIA Energia’s ADRs now trade on the U.S. OTC market under two ticker symbols: AXIAY for ADRs representing common shares and AXICY for ADRs representing Class C preferred shares, as disclosed by the company.

What is the purpose of AXIA Energia (AXIA) filing Form 15F with the SEC?

AXIA Energia filed Form 15F to terminate its registration under Section 12(g) of the Exchange Act and to suspend its reporting obligations with the SEC. This filing starts the company’s U.S. deregistration process for its securities.

When does AXIA Energia (AXIA) expect its SEC deregistration to become effective?

AXIA Energia expects its deregistration and termination of SEC reporting obligations to become effective 90 days after filing Form 15F. The company indicated it will continue to inform the market about the next steps in this process.

Will AXIA Energia (AXIA) continue providing market updates after filing Form 15F?

AXIA Energia stated that it will continue to keep the market informed regarding the next steps in its deregistration process, even as it seeks to suspend its reporting obligations with the SEC via the Form 15F filing.

What risks and uncertainties does AXIA Energia (AXIA) highlight in its forward-looking statements?

The company notes risks including economic, regulatory, political conditions, interest and inflation changes, electricity demand, indebtedness, rainfall for hydro plants, regulations, and other factors described in its annual report, cautioning that future results may differ from current expectations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →

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Available on EDGAR 08/07/2026 - 05:14 PM Accepted by SEC EDGAR 08/07/2026 - 05:13 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of the

Securities Exchange Act of 1934

For the month of August, 2026

Commission File Number 1-34129

AXIA Energia S.A.

(Exact name of registrant as specified in its charter)

AXIA Energia S.A.

(Translation of Registrant's name into English)

Avenida Graça Aranha, 26
Centro, CEP 20030-900
Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. 

Form 20-F ___X___ Form 40-F _______

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes _______ No___X____

 AXIA Energia S.A. 00.001.180/0001-26 Avenida Graça Aranha, 26 – Centro Rio de Janeiro │RJ – Brasil │20030-900 Commencement of ADR Trading on the OTC Market and Filing of Form 15F Rio de Janeiro, August 7, 2026, AXIA Energia S.A. ("Company" or "AXIA Energia"), further to the market announcement disclosed on August 5, 2026, informs that trading of its American Depositary Receipts ("ADRs") on the U.S. over-the-counter (OTC) market commenced today. The Company's ADRs are now traded under the following ticker symbols: Security New ADR Ticker Symbol Common Shares AXIAY Class C Preferred Shares AXICY Additionally, on this date, the Company filed Form 15F with the U.S. Securities and Exchange Commission (SEC) in order to terminate its registration pursuant to Section 12(g) of the Securities Exchange Act of 1934 and suspend its reporting obligations with the SEC. The Company's deregistration and the termination of its reporting obligations are expected to become effective 90 days following the filing of Form 15F. The Company will continue to keep the market informed regarding the next steps of this process. Eduardo Haiama Vice President of Finance and Investor Relations

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: August 7, 2026

AXIA Energia S.A.
By:	/S/ Eduardo Haiama
	Eduardo Haiama Vice-President of Finance and Investor Relations

FORWARD-LOOKING STATEMENTS

This document may contain estimates and projections that are not statements of past events but reflect our management’s beliefs and expectations and may constitute forward-looking statements under Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities and Exchange Act of 1934, as amended. The words “believes”, “may”, “can”, “estimates”, “continues”, “anticipates”, “intends”, “expects”, and similar expressions are intended to identify estimates that necessarily involve known and unknown risks and uncertainties. Known risks and uncertainties include, but are not limited to: general economic, regulatory, political, and business conditions in Brazil and abroad; fluctuations in interest rates, inflation, and the value of the Brazilian Real; changes in consumer electricity usage patterns and volumes; competitive conditions; our level of indebtedness; the possibility of receiving payments related to our receivables; changes in rainfall and water levels in reservoirs used to operate our hydroelectric plants; our financing and capital investment plans; existing and future government regulations; and other risks described in our annual report and other documents filed with the CVM and SEC. Estimates and projections refer only to the date they were expressed, and we do not assume any obligation to update any of these estimates or projections due to new information or future events. Future results of the Company’s operations and initiatives may differ from current expectations, and investors should not rely solely on the information contained herein. This material contains calculations that may not reflect precise results due to rounding.