Welcome to our dedicated page for AXIA Energia SEC filings (Ticker: AXIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AXIA Energia S.A. filings document a Brazilian foreign private issuer whose American depositary shares represent common shares. The company's Form 6-K reports disclose electricity generation, transmission and commercialization information, including IFRS and regulatory results, energy trading, investments and expansion projects, indebtedness, cash flow, segment performance, operating costs, tax matters and ESG metrics.
Governance filings also include public policies and internal regulations for risk management, internal controls and board advisory committees. These materials describe committee structure for audit and risk, planning and projects, people and governance, legal affairs support and sustainability, with references to SEC, CVM, NYSE, Sarbanes-Oxley and B3 Novo Mercado requirements.
AXIA Energia S.A. director Corso Matte Ana Silvia reported small equity-related changes in her holdings. On July 1, 2026, she received a grant of 5 Common Shares at $0.0000 per share, bringing her direct Common Share holdings to 17,505 shares.
On the same date, 5 Class "C" Preferred Shares (PNC Shares) were converted into 5 Common Shares in connection with the Company’s mandatory redemption of 0.0951% of outstanding PNC Shares announced on June 14, 2026. After this, she held 5,295 Class "C" Preferred Shares directly and 1,000 Common Shares indirectly through her spouse.
The footnotes explain that, under Article 11 of the Company’s bylaws, PNC Shares are automatically converted into Common Shares on a 1:1 basis over fiscal years 2026–2031, with portions converted each year and all remaining PNC Shares converted in 2031.
AXIA Energia S.A. reported that investment funds associated with director Jose Joao Abdalla Filho converted Class "C" preferred shares into common shares under the company’s bylaws. On July 1, 2026, 20,452 and 3,721 preferred shares were converted into the same number of common shares at a stated price of zero, as part of a mandatory redemption of 0.0951% of outstanding PNC Shares.
After these automatic conversions, indirect holdings reported through the relevant funds include 96,710,152 and 14,893,596 common shares, alongside 21,485,811 and 3,909,902 remaining Class "C" preferred shares. Footnotes note that Banclass FIA and FIA Dinamica Energia directly hold these securities and each, together with Mr. Filho, disclaims beneficial ownership except for pecuniary interest.
AXIA Energia S.A. is launching its 10th issue of simple, unsecured debentures for public distribution to professional investors in Brazil. The initial offering totals R$1.6 billion, with the possibility to increase up to R$2.0 billion through a 25% additional lot option.
The debentures have a nominal value of R$1,000 each and may be split into up to two series using a communicating vessel allocation after bookbuilding. First-series debentures mature in July 2033, while second-series debentures mature in July 2036 with staged amortization.
Remuneration on both series is tied to the Brazilian one-day DI interbank rate plus a spread set in bookbuilding, capped at 0.80% p.a. for the first series and 0.90% p.a. for the second, with semiannual interest payments. AXIA can optionally redeem or amortize debentures early, often paying a 0.20% annual premium on remaining term, and must make a mandatory redemption offer if a defined change-of-control and rating downgrade event occurs.
AXIA Energia S.A. is launching a Brazilian public offering of its 10th issue of simple, unsecured, non-convertible debentures, initially totaling R$1.6 billion through 1,600,000 debentures at R$1,000 each. The offer targets only professional investors and uses an automatic registration process under CVM Resolution 160.
The company may increase the issue by up to 25% via an additional lot option of up to 400,000 debentures, potentially raising a further R$400 million. The debentures can be split into up to two series, with a minimum R$250 million (250,000 debentures) required for a second series to be issued.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported indirect open-market sales of AXIA common shares executed by managed investment accounts on June 29, 2026. Managed accounts sold a total of 478,900 common shares at a weighted average price of about $10.55 per share, based on R$55.43 and an exchange rate of 5.2540 BRL per USD. After these transactions, one managed account held 4,649,910 shares, another held 6,999,089 shares, and Filho also reported 51,115 shares held directly. Footnotes state the accounts are managed by Radar Gestora de Recursos Ltda., and both the entities and Filho disclaim beneficial ownership beyond their pecuniary interests.
AXIA Energia S.A. officer de Meirelles Wolff Elio Gil exercised stock options to acquire 58,712 common shares on 2026-06-26 at an exercise price of R$54.18 per share. Following the exercise, he directly holds 84,623 common shares and retains stock options over hundreds of thousands of additional shares, including grants with a R$42.00 exercise price.
AXIA Energia S.A. officer Varejão Godoy Antonio exercised stock options to acquire 47,421 Common Shares on June 26, 2026. These shares were obtained by exercising options at an exercise price of R$54.18 per share, which accrues interest at 5% per annum from grant to exercise.
After this transaction, he directly holds 47,421 Common Shares. He also retains stock options linked to 231,094 Common Shares with an exercise price of R$42.00 per share, also accruing 5% annual interest. The options were granted under AXIA Energia’s restricted share-based compensation program, with vesting over the 3rd, 4th, and 5th anniversaries from grant.
Vested options must be exercised within 120 days after each maturity period or they lapse. Once exercised, the resulting shares are subject to a 180-day lock-up period during which they cannot be sold, transferred, or encumbered.
AXIA Energia S.A. officer Camila Gualda Sampaio Araujo exercised stock options into 42,905 Common Shares on June 26, 2026 at an exercise price of R$54.18 per share, as part of the company’s share-based compensation program.
Following the exercise, she directly holds 120,182 Common Shares and 542,547 stock options. A separate option grant covers 203,364 underlying Common Shares at an exercise price of R$42.00 per share, subject to vesting, performance conditions, and a 180-day lock-up period after each exercise.
AXIA Energia S.A. officer Costa Santos Carreira Renato exercised stock options to acquire 42,905 Common Shares on June 26, 2026. The options were exercised at an exercise price of R$54.18 per share, as part of the company’s restricted share-based compensation program, and all resulting shares are held directly.
The filing also shows a remaining stock option position linked to 203,364 Common Shares with an exercise price of R$42.00 per share. Footnotes explain that option exercise is subject to performance goals, multi-year vesting, exercise windows of 120 days after maturity, and a 180-day lock-up period after each exercise, during which the acquired shares may not be sold or transferred.