AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC.
AXIA Energia S.A. (AXIAY) director Pedro Batista de Lima Filho reported mixed indirect transactions on August 28, 2026 involving managed accounts advised by Radar Gestora. Those accounts purchased a total of 17,700 Class "C" preferred shares at a weighted-average price converted to about $10.12 per share and sold 17,600 common shares at about $10.20 per share, for a net purchase of 100 shares. Class "C" preferred shares automatically convert into common shares at a 1:1 ratio in stages from 2026 to 2031. After these transactions, Mr. Filho directly held 51,115 common shares, while he and the related entities disclaim beneficial ownership of the managed-account positions except for their pecuniary interest.
AXIA Energia S.A. (AXIAY) reports that Gisomar Francisco de Bittencourt Marinho, a member of the Fiscal Council, purchased 100 common shares on 2026-08-26. The weighted average purchase price was BRL 53.33 per share, equivalent to about USD 10.31 at the stated exchange rate, bringing his directly held position to 4,751 common shares. The transaction was reported as an open-market or private purchase and was not made under a Rule 10b5-1 trading plan.
AXIA Energia S.A. (AXIAY) director Corso Matte Ana Silvia purchased 1,400 Common Shares on August 28, 2026 at a weighted average price of $10.24 per share, increasing her direct holdings to 20,360 Common Shares. She also reports 4,000 Common Shares held indirectly by spouse. The reported U.S. dollar price reflects a BRL 52.98 weighted average converted at 5.1740 BRL per USD; brokerage commissions and execution costs are excluded. The filing does not indicate use of a Rule 10b5‑1 trading plan.
AXIA Energia S.A. (AXIAY) director Pedro Batista de Lima Filho reported a set of indirect trades on August 26, 2026 through managed accounts advised by Radar Gestora. Entities associated with him purchased 66,200 Class "C" Preferred Shares (automatically convertible into common shares 1:1 over 2026–2031) at a footnote-qualified weighted average price, and sold 65,600 Common Shares at a footnote-qualified weighted average price. Separately, he reported 51,115 Common Shares held directly after these transactions. Footnotes state that Maliko, Manuka, Tucurui, Xingo, Radar and Infrad, and Mr. Filho each disclaim beneficial ownership except to the extent of their pecuniary interest.
AXIA Energia S.A. (AXIAY) director Pedro Batista de Lima Filho reported mixed indirect trades on August 24, 2026. Through Radar Gestora–managed accounts, entities associated with him purchased 41,900 Class “C” preferred (PNC) shares (automatically convertible 1:1 into common shares over 2026–2031) and sold 41,400 common shares, a net increase of 500 shares across these accounts. The filing discloses that these positions are held in managed vehicles (including Maliko, Manuka, Tucurui, Xingo, Radar and Infrad), with beneficial ownership disclaimed except for pecuniary interest, and separately reports 51,115 common shares held directly.
AXIA Energia S.A. (AXIAY) reported that a member of its Fiscal Council, as the reporting person, had 74 Class “C” preferred shares mandatorily redeemed for cash. Under the company’s bylaws, these PNC Shares are subject to automatic 1:1 conversion into common shares over fiscal years 2026–2031, but the shares reported here were redeemed instead. The redemption price was BRL 53.71 per share, equivalent to about USD 10.38 per share using a 5.1740 BRL per USD exchange rate, and the reporting person now directly holds 1,147 shares after this restructuring-related disposition.
AXIA Energia S.A. (AXIAY) reports that director Pedro Batista de Lima Filho filed a Form 4 for six indirect transactions in Class "C" preferred shares on August 24, 2026, all coded as "J" (other acquisition or disposition) and classified as dispositions. A total of 586,070 Class "C" preferred shares, each automatically convertible into one common share, were mandatorily redeemed for cash by the company in accordance with its bylaws. The redemption price was BRL 53.71 per share, corresponding to USD 10.38 per share using a 5.1740 BRL per USD exchange rate. The shares were held in managed accounts for several investment vehicles advised by Radar Gestora, and both those entities and Mr. Filho disclaim beneficial ownership except to the extent of their pecuniary interest.
AXIA Energia S.A. (symbol AXIAY) reported that an officer, acting in the role described as Legal Vice-Presidency, had 283 Class "C" preferred shares mandatorily redeemed for cash on 2026-08-24 under the company’s bylaws. These preferred shares were subject to a 1:1 automatic conversion-or-redemption mechanism, and the redemption occurred instead of conversion. The filing states a redemption price of BRL 53.71 per share, translated for reporting at USD 10.38 per share using a 5.1740 BRL per USD exchange rate, excluding brokerage commissions and other execution costs. Following this restructuring-type disposition, the reporting person is shown as directly holding 4,340 shares.
AXIA Energia S.A. (AXIAY) reported that executive officer Rodrigo Limp Nascimento recorded an other disposition of 485 Class "C" preferred (PNC) shares on 2026-08-24. The shares were mandatorily redeemed for cash under the company’s bylaws at a redemption price of BRL 53.71 per share (approximately $10.38 using a stated FX rate), and were tied to an equal number of common shares. Following this restructuring event, he directly holds 7,424 common shares.