AXIA Energia S.A. director Pedro Batista de Lima Filho reported purchases totaling 91,000 common shares by six portfolios managed by Radar Gestora on September 21, 2026: Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. The weighted-average price was $10.55 per share, converted from BRL 54.61 per share using 5.1740 BRL per USD. Separately, 51,115 common shares were listed as directly held by Pedro Batista de Lima Filho on September 21, 2026.
AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC. Falconi Campos Vicente reported disposition transactions in this Form 4 filing.
AXIA Energia S.A. (AXIAY) director Falconi Campos Vicente reported the mandatory cash redemption of 2,311 Class C preferred shares on September 22, 2026, at US$10.74 per share. The reported position following the transaction was 9,475 Class C preferred shares. The redemption price reflects BRL 55.56 per share converted to U.S. dollars; no Rule 10b5-1 plan is reported.
AXIA Energia S.A. (AXIAY) reports that director Batista de Lima Filho Pedro had Class "C" preferred shares held through managed accounts for several investment funds mandatorily redeemed for cash on September 22, 2026 under the company’s bylaws, totaling 609,134 underlying common shares disposed in restructuring-type transactions. The filing states these interests are held through funds managed by Radar Gestora, with beneficial ownership by Mr. Filho and the funds disclaimed except for pecuniary interest, and no Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC. Limp Nascimento Rodrigo reported disposition transactions in this Form 4 filing.
AXIA Energia S.A. (AXIAY) executive Rodrigo Limp Nascimento reported a restructuring-type transaction involving 1,455 Class "C" preferred shares on September 22, 2026. These PNC Shares were mandatorily redeemed for cash under the company’s bylaws, at a redemption price of BRL 55.56 per share, equivalent to about USD 10.74 per share using a BRL 5.1740 per USD exchange rate. After this redemption, he holds 5,969 shares of this class directly, and no Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. (symbol AXIAY) reports that Executive Vice-President de Meirelles Wolff Elio Gil converted 625 Class "C" preferred shares into 625 Common Shares on September 16, 2026, in connection with a mandatory redemption of 19.61% of the company’s outstanding Class "C" preferred shares under its bylaws. After the transactions, the executive holds 2,566 Class "C" preferred shares and a total of 85,456 Common Shares (including RSUs), all as direct ownership. No Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. (AXIAY) reports that Chief Executive Officer Ivan de Souza Monteiro converted 9,304 Class "C" preferred shares (PNC Shares) into 9,304 Common Shares on September 16, 2026, in connection with the mandatory redemption of 19.61% of the company’s outstanding PNC Shares under its bylaws. After this conversion, he holds 38,146 PNC Shares directly, and his Common Share position, including RSUs, totals 397,792 shares. The bylaws provide for automatic 1:1 conversion of remaining PNC Shares over fiscal years 2026–2031, and no Rule 10b5-1 trading plan is reported for these transactions.
AXIA Energia S.A. (AXIAY) reports that director Jose Joao Abdalla Filho, through investment funds he controls, recorded the mandatory conversion of Class "C" preferred shares (PNC Shares) into Common Shares on September 16, 2026. The filing shows two derivative conversions of PNC Shares into an equal number of Common Shares, paired with corresponding indirect acquisitions of Common Shares at a stated price of R$0.00 per share, in connection with the previously announced mandatory redemption of 19.61% of outstanding PNC Shares and pursuant to the company’s bylaws. The Common Shares and PNC Shares are held directly by Banclass FIA and FIA Dinamica Energia, and Abdalla Filho and these entities each disclaim beneficial ownership beyond their pecuniary interest.
AXIA Energia S.A. (AXIAY) reports that Fiscal Council member Gisomar Francisco de Bittencourt Marinho converted 224 Class "C" preferred shares (PNC Shares) into 224 Common Shares on September 16, 2026, in a derivative conversion reported at no per‑share price. The insider’s holdings became 923 PNC Shares and 4,975 Common Shares held directly after these transactions.
The conversion and related acquisition occurred in connection with the mandatory redemption of 19.61% of AXIA Energia S.A.’s outstanding PNC Shares, announced on September 3, 2026, and pursuant to the company’s bylaws, which provide for automatic 1:1 conversion of PNC Shares into Common Shares over fiscal years 2026–2031. No Rule 10b5‑1 trading plan is reported.
AXIA Energia S.A. (AXIAY) reported that officer Marcelo de Siqueira Freitas converted 851 Class "C" preferred shares into 851 Common Shares on September 16, 2026, in connection with a mandatory redemption of 19.61% of the company’s outstanding preferred Class C (PNC) shares under its bylaws. After these transactions, he holds 3,489 Class C preferred shares and a total of 36,096 Common Shares including RSUs, all as direct ownership. No Rule 10b5-1 trading plan is indicated.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported that on September 16, 2026, Class "C" preferred shares held through managed accounts were automatically converted into Common Shares in connection with a mandatory redemption of 19.61% of outstanding Class "C" preferred shares. A total of 1,260,542 Class "C" preferred shares were converted into the same number of Common Shares at a 1:1 ratio, with 925,503 shares linked to Maliko Investments LLC and 335,039 shares linked to Manuka Investments LLC. These positions are held indirectly through portfolios managed by Radar Gestora de Recursos Ltda., and both the funds and Mr. Filho disclaim beneficial ownership except to the extent of any pecuniary interest. After these transactions, indirect derivative positions in Class "C" preferred shares remain outstanding representing underlying Common Shares of 66,311; 87,609; 1,574,500; and 1,574,500, and Mr. Filho also reports 51,115 Common Shares held directly. No Rule 10b5-1 trading plan is reported.