AXIA Energia S.A. director Falconi Campos Vicente, through investment funds he controls, reported on September 16, 2026 the conversion of 285,818 Class “C” Preferred Shares (PNC Shares) into an equal number of Common Shares in connection with a mandatory redemption of 19.61% of outstanding PNC Shares under the company’s bylaws. The converted shares are held indirectly via Startours FIA IE and TUCA FIA Responsabilidade Limitada, for which both the funds and Mr. Campos disclaim beneficial ownership except for their respective pecuniary interests. Separately, he reports 142,974 Common Shares held directly, representing the sum of RSUs and common shares, and no Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. director Corso Matte Ana Silvia reported transactions on September 16, 2026 involving the company’s preferred and common shares. Certain 1,066 Class “C” preferred shares (PNC Shares) were converted into 1,066 common shares under a 1:1 automatic conversion mechanism in the bylaws, connected to the mandatory redemption of 19.61% of AXIA Energia S.A.’s outstanding PNC Shares announced on September 3, 2026. After these changes, the director holds 4,374 PNC Shares and 21,426 common shares directly, plus an additional 4,000 common shares held indirectly by a spouse. No Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. (AXIAY) director Pedro Batista de Lima Filho reported a series of indirect trades on September 14, 2026, through managed accounts and investment funds. The filings show net purchases of 638,600 shares across Common Shares and Class "C" Preferred Shares, at weighted-average prices around $10.48–$10.64 per share, with the preferred shares automatically convertible into Common Shares on a 1:1 basis over future fiscal years.
AXIA Energia S.A. executive vice-president of governance, risks, compliance and sustainability Camila Gualda Sampaio Araujo reported selling 10,800 common shares on September 4, 2026, in a sale classified as a non-derivative open-market or private transaction. The weighted average sale price was 55.56 Brazilian reals (BRL) per share, converted and reported as $10.74 per share using a BRL/USD rate of 5.1740. After this sale, she directly holds 109,382 common shares, and no Rule 10b5‑1 trading plan is reported.
AXIA Energia S.A. (AXIAY) director-related managed accounts reported a series of open-market trades in Common Shares and Class "C" preferred shares on August 31, 2026, at weighted-average prices around $10.27–$10.28 per share (after BRL-to-USD conversion). These accounts purchased 148,400 shares and sold 766,000 shares, a net disposition of 617,600 shares. All trades were reported as indirect holdings through entities managed by Radar Gestora, with beneficial ownership disclaimed except for any pecuniary interest, and no Rule 10b5-1 trading plan is reported. Following these transactions, the director holds 51,115 Common Shares directly.
AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC.
AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC.
AXIA Energia S.A. (AXIAY) director Pedro Batista de Lima Filho reported mixed indirect transactions on August 28, 2026 involving managed accounts advised by Radar Gestora. Those accounts purchased a total of 17,700 Class "C" preferred shares at a weighted-average price converted to about $10.12 per share and sold 17,600 common shares at about $10.20 per share, for a net purchase of 100 shares. Class "C" preferred shares automatically convert into common shares at a 1:1 ratio in stages from 2026 to 2031. After these transactions, Mr. Filho directly held 51,115 common shares, while he and the related entities disclaim beneficial ownership of the managed-account positions except for their pecuniary interest.
AXIA Energia S.A. (AXIAY) reports that Gisomar Francisco de Bittencourt Marinho, a member of the Fiscal Council, purchased 100 common shares on 2026-08-26. The weighted average purchase price was BRL 53.33 per share, equivalent to about USD 10.31 at the stated exchange rate, bringing his directly held position to 4,751 common shares. The transaction was reported as an open-market or private purchase and was not made under a Rule 10b5-1 trading plan.
AXIA Energia S.A. (AXIAY) director Corso Matte Ana Silvia purchased 1,400 Common Shares on August 28, 2026 at a weighted average price of $10.24 per share, increasing her direct holdings to 20,360 Common Shares. She also reports 4,000 Common Shares held indirectly by spouse. The reported U.S. dollar price reflects a BRL 52.98 weighted average converted at 5.1740 BRL per USD; brokerage commissions and execution costs are excluded. The filing does not indicate use of a Rule 10b5‑1 trading plan.