Insider to sell AXON (NASDAQ: AXON) shares worth $6.2M

Rhea-AI Filing Summary

AXON filed a Rule 144 notice indicating that insider Patrick W. Smith plans to sell 10,000 shares of common stock through UBS Financial Services on Nasdaq, with an aggregate market value of 6,197,900.00.

The shares to be sold were acquired on 11/15/2021 via an option exercise paid in cash. The notice also reports that over the past three months Smith sold three separate blocks of 10,000 shares each, with gross proceeds of 5,519,164.00, 7,137,353.00, and 5,910,426.00, respectively.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. Eleven Madison Avenue 4th Floor New York NY 10010	10000	6197900.00	78910466	01/07/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2021	Option Exercise	Issuer			10000	11/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Patrick W. Smith 17800 N. 85th ST. Scottsdale AZ 85255	Common	12/08/2025	10000	5519164.00
Patrick W. Smith 17800 N. 85TH ST., Scottsdale AZ 85255	Common	10/07/2025	10000	7137353.00
Patrick W. Smith 17800 N. 85th ST. Scottsdale AZ 85255	Common	11/10/2025	10000	5910426.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AXON's Form 144 filing disclose?

The Form 144 notice discloses that Patrick W. Smith plans to sell 10,000 shares of AXON common stock through UBS Financial Services on the Nasdaq exchange.

How many AXON shares is the insider planning to sell and what is their value?

The insider plans to sell 10,000 shares of AXON common stock with an aggregate market value of 6,197,900.00 as stated in the filing.

How were the AXON shares being sold under Form 144 acquired?

The 10,000 shares to be sold were acquired on 11/15/2021 via an option exercise from the issuer, with payment made in cash on the same date.

What prior AXON share sales by the insider are reported in the past three months?

The filing reports three prior sales of 10,000 shares each on 10/07/2025, 11/10/2025, and 12/08/2025, with gross proceeds of 7,137,353.00, 5,910,426.00, and 5,519,164.00, respectively.

Which broker is handling the planned AXON share sale?

The planned sale of 10,000 AXON common shares will be handled by UBS Financial Services, Inc. at Eleven Madison Avenue, New York, as listed in the filing.

On which exchange are the AXON shares listed for this planned sale?

The Form 144 filing indicates that the common shares to be sold are listed on the Nasdaq exchange.