Morgan Stanley lists AXP vested shares; Raymond Joabar sold 1,400 (AXP)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Section 144 notice reporting proposed and recent transactions in Common shares linked to restricted stock vesting under a registered plan. The filing lists multiple vesting lots with dates and quantities, including a reported sale of 1,400 common shares on 12/12/2025 for $538,906.06 by Raymond D. Joabar.

The schedule itemizes numerous small vesting entries (examples: 11,285 shares vesting 02/01/2026; 1,072 shares vesting 04/30/2021) as compensation awards. The filing is a notice of proposed resale under Section 144 rather than a corporate financing.

Insights

Securities Compliance Counsel

Section 144 notice documents a broker-handled resale of vested restricted shares and lists multiple vesting lots.

The filing names Morgan Stanley Smith Barney LLC as the broker and records vesting dates and lot sizes tied to a registered plan, with a disclosed sale of 1,400 shares on 12/12/2025 for $538,906.06. This form serves as a pre-sale notice for affiliates complying with resale limitations.

Timing and cash-flow recipients are explicit for the reported sale; other vesting entries are listed with dates and quantities. Subsequent Form 4/144 amendments or broker reports would confirm completion of additional resale activity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	14000	4769387.00	686614005	02/19/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/13/2021	Restricted stock vesting under a registered plan	Issuer			9	05/13/2021	Not Applicable
Common	04/30/2021	Restricted stock vesting under a registered plan	Issuer			1072	04/30/2021	Not Applicable
Common	05/13/2024	Restricted stock vesting under a registered plan	Issuer			20	05/13/2024	Not Applicable
Common	08/11/2025	Restricted stock vesting under a registered plan	Issuer			19	08/11/2025	Not Applicable
Common	01/29/2022	Restricted stock vesting under a registered plan	Issuer			200	01/29/2022	Not Applicable
Common	05/11/2023	Restricted stock vesting under a registered plan	Issuer			28	05/11/2023	Not Applicable
Common	05/13/2022	Restricted stock vesting under a registered plan	Issuer			21	05/14/2022	Not Applicable
Common	01/28/2025	Restricted stock vesting under a registered plan	Issuer			1056	01/28/2025	Not Applicable
Common	11/15/2022	Restricted stock vesting under a registered plan	Issuer			22	11/15/2023	Not Applicable
Common	02/11/2026	Restricted stock vesting under a registered plan	Issuer			16	02/11/2026	Not Applicable
Common	11/15/2021	Restricted stock vesting under a registered plan	Issuer			15	11/15/2021	Not Applicable
Common	02/12/2024	Restricted stock vesting under a registered plan	Issuer			19	02/12/2024	Not Applicable
Common	11/11/2024	Restricted stock vesting under a registered plan	Issuer			16	11/11/2024	Not Applicable
Common	08/12/2024	Restricted stock vesting under a registered plan	Issuer			20	08/12/2024	Not Applicable
Common	05/12/2025	Restricted stock vesting under a registered plan	Issuer			19	05/12/2025	Not Applicable
Common	02/13/2023	Restricted stock vesting under a registered plan	Issuer			19	02/13/2023	Not Applicable
Common	11/11/2025	Restricted stock vesting under a registered plan	Issuer			15	11/11/2025	Not Applicable
Common	08/13/2021	Restricted stock vesting under a registered plan	Issuer			16	08/13/2021	Not Applicable
Common	02/01/2026	Restricted stock vesting under a registered plan	Issuer			11285	02/01/2026	Not Applicable
Common	08/15/2022	Restricted stock vesting under a registered plan	Issuer			21	08/15/2022	Not Applicable
Common	02/15/2022	Restricted stock vesting under a registered plan	Issuer			14	02/15/2022	Not Applicable
Common	11/13/2023	Restricted stock vesting under a registered plan	Issuer			27	11/13/2023	Not Applicable
Common	08/11/2023	Restricted stock vesting under a registered plan	Issuer			25	08/11/2023	Not Applicable
Common	02/11/2025	Restricted stock vesting under a registered plan	Issuer			16	02/11/2025	Not Applicable
Common	01/29/2023	Restricted stock vesting under a registered plan	Issuer			10	01/29/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RAYMOND D JOABAR 200 Vesey Street New York NY 10285	Common	12/12/2025	1400	538906.06

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AXP Form 144 filing disclose?

The filing lists proposed and recent resales of common shares tied to restricted stock vesting under a registered plan, including a sale of 1,400 shares on 12/12/2025 for $538,906.06. It catalogs multiple vesting lots with dates and quantities.

Who executed the reported sale in the Form 144?

The reported sale of 1,400 common shares on 12/12/2025 was executed by Raymond D. Joabar. The broker named is Morgan Stanley Smith Barney LLC, per the filing's seller and broker entries.

Are the shares in the filing from an employee equity plan?

Yes. The listed lots are described as restricted stock vesting under a registered plan, with multiple vesting dates and lot sizes recorded in the filing for planned or recent resale.

Does the Form 144 report total outstanding shares or dilution?

No. The filing enumerates vested lot quantities and at least one executed sale amount but does not state total outstanding shares or aggregate dilution figures; it focuses on resale notices and specific lot sizes.

What date and proceeds are shown for the reported transaction?

The filing records a sale on 12/12/2025 of 1,400 common shares with proceeds of $538,906.06, as disclosed in the "Securities Sold During The Past 3 Months" section attributed to Raymond D. Joabar.