AmEx executive plans $2.97M stock sale in 2026

AMERICAN EXPRESS COMPANY (AXP) executive Monique R. Herena filed a notice of proposed sale of common stock under Rule 144.

Rhea-AI Filing Summary

AMERICAN EXPRESS COMPANY (AXP) executive Monique R. Herena filed a notice of proposed sale of common stock under Rule 144. The filing covers up to 8,811 shares of American Express common stock, with an indicated aggregate market value of $2,972,908.94, expected to be sold through Morgan Stanley Smith Barney LLC on or about August 18, 2026. The shares relate to restricted stock vesting on February 1, 2026 under a registered plan and were acquired from the issuer.

Key Figures

Shares to be sold: 8,811 shares Aggregate market value: $2,972,908.94 Planned sale date: 08/18/2026 +2 more

5 metrics

Shares to be sold 8,811 shares Common stock covered by the Rule 144 notice

Aggregate market value $2,972,908.94 Estimated value of 8,811 shares proposed to be sold

Planned sale date 08/18/2026 Expected date of sale on the NYSE

Acquisition/vesting date 02/01/2026 Restricted stock vesting under a registered plan

CUSIP 675309833 Identifier for American Express common stock

Key Terms

Rule 144, Restricted Stock, Registered Plan

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Restricted Stock Vesting Under a Registered Plan"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did AXP disclose in this Form 144 filing?

AXP disclosed that executive Monique R. Herena filed a Rule 144 notice for a proposed sale of 8,811 shares of American Express common stock acquired under a registered restricted stock plan.

How many American Express (AXP) shares are covered by Monique Herena’s Form 144?

The Form 144 covers a proposed sale of up to 8,811 shares of American Express common stock. This amount is tied to restricted stock that is scheduled to vest on February 1, 2026 under a registered plan.

What is the approximate market value of the AXP shares in this Form 144?

The filing reports an aggregate market value of $2,972,908.94 for the 8,811 American Express common shares subject to the proposed Rule 144 sale, based on the market data used at the time of preparing the notice.

When are the AXP shares expected to be sold according to the Form 144?

The notice indicates an expected sale date of August 18, 2026 for the 8,811 American Express common shares, with the transaction to be executed on the NYSE through Morgan Stanley Smith Barney LLC.

What is the source of the AXP shares in Monique Herena’s Form 144?

The shares come from restricted stock vesting under a registered plan. The filing states they were acquired from the issuer, American Express Company, with an acquisition/vesting date of February 1, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/18/2026 - 04:11 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001606897
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERICAN EXPRESS COMPANY
SEC File Number	001-07657
Address of Issuer	200 Vesey Street New York NEW YORK 10285
Phone	(212) 640-2000
Name of Person for Whose Account the Securities are To Be Sold	MONIQUE R HERENA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8811	2972908.94	675309833	08/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			8811	02/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Monique Herena
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)