American Express Form 144 Files Proposed $37M Sale of 112,272 Shares

Rhea-AI Filing Summary

American Express Company (AXP) Form 144 notifies the proposed sale of 112,272 common shares, to be brokered through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $37,033,884.74. The filing states the shares outstanding are 695,882,227 and the approximate sale date is 09/04/2025.

The filing discloses the shares were acquired on 09/04/2025 by exercise of options under a registered plan from the issuer, with payment in cash. The filer reports no securities sold in the past three months and includes the standard representation that the seller is unaware of undisclosed material adverse information.

Positive

• Form discloses broker (Morgan Stanley Smith Barney LLC) and exchange (NYSE), supporting transparent execution details for the proposed sale
• Filer states no securities sold in the past three months, simplifying aggregation under Rule 144

Negative

• The filing does not identify the person for whose account the securities are to be sold beyond procedural descriptors
• No trading plan adoption date or 10b5-1 instruction date is provided, so timing behavior is not documented in the form

Insights

Securities Analyst

TL;DR: Executive exercised options and plans to sell 112,272 AXP shares (~$37.0M) via Morgan Stanley on 09/04/2025; no prior sales reported.

The filing is a routine Rule 144 notice showing a same-day acquisition and intended disposition: the shares were acquired by exercise of options under a registered plan and payment was cash on the acquisition date. The broker and exchange are explicitly named, and the filer certifies no undisclosed material adverse information. The filing does not provide the identity of the beneficial owner beyond the procedural description, nor any trading plan dates.

Corporate Governance Specialist

TL;DR: Form 144 documents a compliant disclosure for a planned sale; it contains required procedural details but no new operational or governance signals.

This submission contains the standard attestations and required transaction details: class, quantity, acquisition method, payment, broker, and approximate sale date. It confirms no aggregated or recent sales in the prior three months. From a governance perspective, the form fulfills public-disclosure obligations but does not include any information indicating material corporate events or governance changes.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	112272	37033884.74	695882227	09/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/04/2025	Exercise of options under a registered plan	Issuer			112272	09/04/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many AXP shares are proposed for sale in this Form 144?

The filing proposes sale of 112,272 common shares.

What is the aggregate market value of the proposed AXP sale?

The aggregate market value reported is $37,033,884.74.

When was the acquisition of the AXP shares and how were they acquired?

The shares were acquired on 09/04/2025 by exercise of options under a registered plan from the issuer.

Who is the broker and on which exchange will the AXP shares be sold?

Broker: Morgan Stanley Smith Barney LLC; Exchange: NYSE.

Were any AXP securities sold by the filer in the past three months?

The filing states Nothing to Report for securities sold during the past three months.