STOCK TITAN

American Express (NYSE: AXP) officer reports stock sale and charitable gift

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

American Express Company reported an insider stock sale and charitable gift by an officer serving as Group President, Global Comm. Serv.

The officer sold 1,400 shares of common stock on 12/12/2025 at a weighted average price of $384.93, with trades ranging from $384.80 to $384.95. On the same date, 650 shares were transferred as a gift of common stock to a charitable donor advised fund and are reported as indirectly owned by the officer's spouse. After these transactions, the officer beneficially owns 11,417.026 shares directly, 1,486.996 shares indirectly through a spouse, and 252.2 shares through an account under the company's Retirement Savings Plan, which uses unit accounting.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Joabar Raymond

(Last) (First) (Middle)
200 VESEY STREET, AMERICAN EXPRESS TOWER

(Street)
NEW YORK NY 10285-5001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Grp. Pres., Global Comm. Serv.
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/12/2025 S 1,400 D $384.93(1) 11,417.026(2) D
Common Stock 12/12/2025 G 650(3) D $0 1,486.996(2) I By Spouse
Common Stock 252.2 I By 401(k)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $384.80 to $384.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
2. Includes shares acquired pursuant to dividend reinvestment.
3. Reflects the gift of common stock to a charitable donor advised fund.
4. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
/s/ James J. Killerlane III, attorney-in-fact 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transactions did American Express (AXP) disclose in this Form 4?

The filing discloses that an American Express officer sold 1,400 shares of common stock and made a gift of 650 shares of common stock to a charitable donor advised fund on 12/12/2025.

How many American Express (AXP) shares were sold and at what price?

The officer sold 1,400 shares of American Express common stock at a weighted average price of $384.93 per share. The shares were sold in multiple transactions at prices ranging from $384.80 to $384.95.

What charitable gift of American Express (AXP) stock was reported?

The filing reports a gift of 650 shares of American Express common stock to a charitable donor advised fund. These gifted shares are reported as being indirectly owned through the officer's spouse.

How many American Express (AXP) shares does the officer own after these transactions?

Following the reported transactions, the officer beneficially owns 11,417.026 shares of American Express common stock directly, 1,486.996 shares indirectly through a spouse, and 252.2 shares through an account under the company's Retirement Savings Plan.

How are the officer's indirect American Express (AXP) holdings structured?

The filing shows indirect ownership of 1,486.996 shares of common stock held by spouse, and 252.2 shares held through the officer's account in the company's Retirement Savings Plan, which uses unit accounting tied to a pooled stock fund.

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