[144] Axis Capital Holders Limited SEC Filing

Rhea-AI Filing Summary

Form 144 notice for proposed sale of securities by a holder of Axis Capital Holders Limited (AXS). The filing shows an intended sale of 3,500 common shares through Morgan Stanley Smith Barney LLC on 08/21/2025 with an aggregate market value of $345,338.35. The issuerolumns list 78,173,983 shares outstanding. The securities being sold were originally acquired as restricted stock vesting under a registered plan on 01/14/2011 (2,833 shares) and 01/30/2012 (667 shares), paid in cash at vesting. No sales by the same person are reported in the prior three months. The filer affirms they are not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Routine insider sale notice for 3,500 AXS shares valued at $345k; size is small relative to total outstanding shares.

The Form 144 documents a planned brokered sale of 3,500 common shares via Morgan Stanley Smith Barney LLC on 08/21/2025 at an aggregate value of $345,338.35. The filing specifies the shares were granted as restricted stock that vested in 2011 and 2012 and were paid in cash at vesting. There are 78,173,983 shares outstanding per the form, which suggests the sale represents a de minimis fraction of outstanding equity. No sales in the prior three months are reported. From a market-impact perspective, the disclosed transaction appears routine and unlikely to be material to AXS equity demand or supply.

Compliance Officer

TL;DR: Filing meets Rule 144 disclosure elements; signer certifies no undisclosed material adverse information.

The submission includes required details: broker name and address, number of shares to be sold, aggregate market value, acquisition dates and nature (restricted stock vesting under a registered plan), and statement that no material nonpublic information is known. It also notes no sales in the prior three months. The form contains the standard attestation regarding criminal penalties for false statements. Procedurally, the document appears complete for a Rule 144 notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3500	345338.35	78173983	08/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/30/2012	Restricted stock vesting under a registered plan	ISSUER			667	01/30/2012	Cash
Common	01/14/2011	Restricted stock vesting under a registered plan	ISSUER			2833	01/14/2011	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)