AXIS Capital CFO reports new stock awards

AXIS Capital Holdings CFO Peter Vogt reported two equity awards of common shares.

Rhea-AI Filing Summary

AXIS Capital Holdings CFO Peter Vogt reported two equity awards of common shares. On January 27, 2026 he acquired 13,657 common shares at no cost, bringing his directly held stake to 119,307 shares. On January 28, 2026 he received a further 20,638 common shares at no cost, increasing his direct holdings to 139,945 shares.

According to the accompanying note, these awards relate to performance-based restricted stock units granted on January 24, 2023, for which the Human Capital and Compensation Committee determined performance criteria were satisfied on January 27, 2026. The restricted stock units are scheduled to vest in a single installment on March 1, 2026.

Insider Trade Summary

Grant/Award: 34,295 shares

Grant/Award 2 txns

Insider Vogt Peter

Role CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	20,638	$0.00	$0.00
Grant/Award	Common Shares	13,657	$0.00	$0.00

Holdings After Transaction: Common Shares — 139,945 shares (Direct)

Footnotes (1)

1. F1. On January 27, 2026, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 24, 2023. The restricted stock units will vest in a single installment on March 1, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AXS CFO Peter Vogt report?

AXIS Capital Holdings CFO Peter Vogt reported receiving two awards of common shares at no cost. He acquired 13,657 shares on January 27, 2026 and 20,638 shares on January 28, 2026, reflecting equity compensation rather than an open-market purchase.

How many AXIS Capital (AXS) shares does the CFO hold after the Form 4?

After the reported awards, CFO Peter Vogt directly owns 139,945 AXIS Capital common shares. His holdings rose first to 119,307 shares after the January 27, 2026 award, then to 139,945 shares after the January 28, 2026 equity grant reported on the Form 4.

Were the AXS shares acquired by the CFO purchased on the open market?

No, the AXIS Capital CFO’s shares were not open-market purchases. The Form 4 shows transaction code “A” and a price of $0 per share for both awards, indicating stock granted as compensation rather than bought in the market.

What is the origin of the AXIS Capital CFO’s reported share awards?

The awards stem from performance-based restricted stock units granted on January 24, 2023. On January 27, 2026, AXIS Capital’s Human Capital and Compensation Committee determined the performance criteria were satisfied, triggering the stock awards reported in the Form 4.

When will the performance-based restricted stock units for AXS CFO vest?

The performance-based restricted stock units are scheduled to vest in a single installment on March 1, 2026. This vesting date applies to the units granted on January 24, 2023, after the Human Capital and Compensation Committee confirmed performance goal satisfaction.

What transaction code is used in the AXS CFO Form 4 filing?

The transactions use code “A,” indicating an award or grant of securities. Both entries show acquisition of AXIS Capital common shares at a price of $0 per share, consistent with stock-based compensation rather than a sale or market purchase by the CFO.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/29/2026 - 04:08 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vogt Peter

(Last) (First) (Middle)

C/O AXIS CAPITAL HOLDINGS LIMITED

1166 AVENUE OF THE AMERICAS, 17TH FLR

(Street)

NEW YORK NY 10036

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AXIS CAPITAL HOLDINGS LTD [ AXS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	01/27/2026		A		13,657	A	$0	119,307	D
Common Shares	01/28/2026		A		20,638(1)	A	$0	139,945	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On January 27, 2026, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 24, 2023. The restricted stock units will vest in a single installment on March 1, 2026.

Remarks:

	G. Christina Gray-Trefry, Attorney-in-Fact	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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