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AXIS Capital (AXS) CEO reports tax-withholding share disposals in Form 4

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AXIS CAPITAL HOLDINGS LTD President and CEO Vincent C. Tizzio reported two tax-related share dispositions under a Form 4. On March 1, 2026, he surrendered 10,557 and 8,828 common shares, respectively, at $105.72 per share to cover tax withholding obligations.

After these transactions, his directly held ownership in AXIS Capital common shares remained substantial, with Form 4 rows showing post-transaction holdings of 159,027 and 150,199 common shares for the respective grants.

Positive

  • None.

Negative

  • None.

Insights

CEO reported routine tax-withholding share dispositions, not open-market sales.

The Form 4 shows that AXIS Capital President and CEO Vincent C. Tizzio disposed of common shares via code F transactions, which are share surrenders to satisfy tax or exercise costs, rather than discretionary open-market selling.

On March 1, 2026, he delivered 10,557 and 8,828 common shares at $105.72 per share to cover tax withholding obligations. These events typically accompany vesting or exercises of equity awards and do not reflect independent investment decisions.

The rows show his direct holdings after these transactions as 159,027 and 150,199 common shares, indicating he retains a significant equity stake. Overall, this appears to be a routine administrative aspect of equity compensation rather than a directional signal on AXIS Capital’s prospects.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tizzio Vincent C

(Last) (First) (Middle)
C/O AXIS CAPITAL HOLDINGS LIMITED
1166 AVENUE OF THE AMERICAS, 17TH FLR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AXIS CAPITAL HOLDINGS LTD [ AXS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 03/01/2026 F 10,557 D $105.72 159,027 D
Common Shares 03/01/2026 F 8,828 D $105.72 150,199 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
G. Christina Gray-Trefry, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AXIS Capital (AXS) report for Vincent C. Tizzio?

AXIS Capital reported that President and CEO Vincent C. Tizzio disposed of shares in two Form 4 transactions. He surrendered 10,557 and 8,828 common shares at $105.72 per share to satisfy tax withholding obligations tied to equity compensation, not open-market selling.

Was the AXIS Capital (AXS) CEO’s Form 4 transaction a stock sale?

The Form 4 shows tax-withholding dispositions, not an open-market stock sale. Code F indicates shares were delivered to cover exercise price or tax liabilities, meaning the CEO did not independently sell shares into the market for portfolio reasons.

How many AXIS Capital (AXS) shares were disposed of in the CEO’s tax-withholding events?

Vincent C. Tizzio surrendered 10,557 common shares in one transaction and 8,828 common shares in a second transaction. Both occurred on March 1, 2026 at a reported price of $105.72 per share for tax withholding purposes related to equity awards.

What does transaction code F mean in the AXIS Capital (AXS) Form 4?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this AXIS Capital filing, it means the CEO used common shares, rather than cash, to satisfy withholding obligations associated with his equity compensation grants.

How many AXIS Capital (AXS) shares does the CEO hold after these Form 4 transactions?

After the reported tax-withholding dispositions, the Form 4 lines show Vincent C. Tizzio with post-transaction holdings of 159,027 and 150,199 AXIS Capital common shares tied to the respective grants, indicating he still maintains a substantial direct equity position in the company.

Do the AXIS Capital (AXS) CEO’s Form 4 transactions signal a change in sentiment?

These transactions do not necessarily signal a change in sentiment. The Form 4 identifies them as tax-withholding dispositions under code F, which are routine administrative events accompanying equity award vesting, rather than discretionary open-market buying or selling based on outlook.
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