STOCK TITAN

AXIS Capital (AXS) CFO uses common shares to cover tax obligations

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AXIS CAPITAL HOLDINGS LTD CFO Peter Vogt reported two tax-related share dispositions under a Form 4. On March 1, 2026, he transferred 8,768 and 4,378 common shares, respectively, at a reference price of $105.72 per share to cover tax obligations by delivering shares rather than using cash.

Positive

  • None.

Negative

  • None.

Insights

Dispositions reflect tax withholding on equity awards, not open-market selling.

CFO Peter Vogt reported two Form 4 transactions in AXIS CAPITAL HOLDINGS LTD common shares. Both are coded "F", which indicates payment of exercise price or tax liability by delivering securities, a common mechanism for settling taxes on vested equity awards.

The filings show dispositions of 8,768 and 4,378 common shares on March 1, 2026 at $105.72 per share. Because these are tax-withholding dispositions rather than discretionary open-market sales, they are typically viewed as administrative events tied to compensation rather than a directional bet on the company’s prospects.

Insider Vogt Peter
Role CFO
Type Security Shares Price Value
Tax Withholding Common Shares 8,768 $105.72 $927K
Tax Withholding Common Shares 4,378 $105.72 $463K
Holdings After Transaction: Common Shares — 131,177 shares (Direct)
Footnotes (1)
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vogt Peter

(Last) (First) (Middle)
C/O AXIS CAPITAL HOLDINGS LIMITED
1166 AVENUE OF THE AMERICAS, 17TH FLR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AXIS CAPITAL HOLDINGS LTD [ AXS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 03/01/2026 F 8,768 D $105.72 131,177 D
Common Shares 03/01/2026 F 4,378 D $105.72 126,799 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
G. Christina Gray-Trefry, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AXIS Capital (AXS) CFO Peter Vogt report?

CFO Peter Vogt reported two tax-related share dispositions. He delivered AXIS Capital common shares to cover tax obligations linked to equity awards, rather than executing open-market sales for cash proceeds.

How many AXIS Capital (AXS) shares were disposed of in the Form 4 filing?

The Form 4 shows two transactions involving 8,768 and 4,378 AXIS Capital common shares. Both were coded as tax-withholding dispositions, meaning the shares were surrendered to satisfy tax liabilities on compensation.

At what price were the AXIS Capital (AXS) shares valued in the CFO’s Form 4?

The reported transactions used a price of $105.72 per AXIS Capital common share. This figure is a reference price for the tax-withholding disposition, not necessarily an executed open-market sale price.

Does the AXIS Capital (AXS) Form 4 indicate the CFO sold shares on the open market?

The Form 4 uses transaction code "F", described as payment of exercise price or tax liability by delivering securities. This indicates tax-withholding dispositions, not discretionary open-market selling of AXIS Capital shares for investment purposes.

What is the significance of transaction code "F" in the AXIS Capital (AXS) Form 4?

Transaction code "F" means shares were used to pay an exercise price or tax liability. For AXIS Capital’s CFO, it signifies that common shares were surrendered to meet tax obligations tied to equity compensation, rather than reflecting open-market buying or selling.