Axalta (AXTA) Form 4: Officer disposition reduces stake to 12,087 shares

Rhea-AI Filing Summary

A company officer, Amy Tufano (SVP & CHRO) reported an open-market sale of 3,194 Axalta Coating Systems Ltd. (AXTA) common shares on 08/19/2025 at an average price of $31.06 per share. After the sale she beneficially owned 12,087 shares. The Form 4 was signed by an attorney-in-fact on 08/21/2025. The filing indicates this was a direct disposition of shares and does not list any derivative transactions or additional remarks.

Positive

• None.

Negative

• Officer disposed of 3,194 AXTA shares, which reduced direct beneficial ownership to 12,087 shares

Insights

Securities Analyst

TL;DR: Insider sale of 3,194 AXTA shares by an officer, reducing holdings to 12,087—routine disclosure, not necessarily material.

The filing shows a direct open-market sale reported under Section 16. The transaction size and resulting holding are explicitly stated: sale of 3,194 shares at $31.06 and remaining beneficial ownership of 12,087 shares. There are no derivative transactions, no plan designation noted, and no additional explanatory remarks. From an investor-disclosure perspective this is a standard Form 4 reporting an officer disposition and contains no signals of company-level events or changes in control.

Corporate Governance Expert

TL;DR: Routine officer share sale disclosed correctly; documentation appears complete for a single non-derivative transaction.

The report identifies the reporting persons role (SVP & CHRO), the transaction date (08/19/2025), transaction code (S for sale), quantity sold (3,194), price ($31.06), and post-transaction ownership (12,087). The form indicates individual filing and includes an attorney-in-fact signature. There are no amendments or explanatory notes attached. This meets basic Section 16 reporting requirements for a direct disposition.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tufano Amy

(Last) (First) (Middle)

1050 CONSTITUTION AVENUE

(Street)

PHILADELPHIA PA 19112

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & CHRO

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	08/19/2025		S		3,194	D	$31.06	12,087	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Mark Sherman, attorney-in-fact	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Amy Tufano report on Form 4 for AXTA?

She reported a direct sale of 3,194 common shares of Axalta (AXTA) on 08/19/2025 at an average price of $31.06, leaving her with 12,087 shares.

Was the Form 4 filing for AXTA an individual or joint filing?

The form indicates it was filed by one reporting person (individual filing).

Did the Form 4 for AXTA disclose any derivative transactions or option exercises?

No. Table II (derivative securities) shows no derivative transactions or holdings reported in this filing.

When was the Form 4 for AXTA signed and who signed it?

The filing was signed by /s/ Mark Sherman, attorney-in-fact on 08/21/2025.

What transaction code is used for the sale reported on the AXTA Form 4?

The transaction code listed for the sale is "S", indicating a sale of securities.