Axalta (NYSE: AXTA) director gets 6,313 RSUs and 5,832 common shares

Rhea-AI Filing Summary

Axalta Coating Systems Ltd. director Mary Slagle Zappone reported equity-based compensation activity. On March 4, 2026, 5,832 restricted stock units were exercised or converted into 5,832 common shares at a stated price of $0.00 per share, bringing her directly owned common shares to 13,453.

On March 3, 2026, she received a grant of 6,313 restricted stock units, each representing a contingent right to receive one Axalta common share. The filing notes that restricted stock units convert into common shares on a one-for-one basis and that such grants vest in full on the first anniversary of the grant date.

Insider Trade Summary

5,832 shares exercised/converted

Mixed 3 txns

Insider Zappone Mary Slagle

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,832	$0.00	--
Exercise	Common Shares	5,832	$0.00	--
Grant/Award	Restricted Stock Units	6,313	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Shares — 13,453 shares (Direct)

Footnotes (1)

1. Restricted stock units convert into common shares on a one-for-one basis. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. This restricted stock unit grant vests in full on the first anniversary of the grant date. On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zappone Mary Slagle

(Last) (First) (Middle)

1050 CONSTITUTION AVENUE

(Street)

PHILADELPHIA PA 19112

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/04/2026		M		5,832	A	(1)	13,453	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	03/03/2026		A		6,313		(3)	(3)	Common Shares	6,313	$0	6,313	D
Restricted Stock Units	(1)	03/04/2026		M			5,832	(4)	(4)	Common Shares	5,832	$0	0	D

Explanation of Responses:

1. Restricted stock units convert into common shares on a one-for-one basis.

2. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

3. This restricted stock unit grant vests in full on the first anniversary of the grant date.

4. On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.

Remarks:

	/s/ Mark Sherman, attorney-in-fact	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Axalta (AXTA) director Mary Slagle Zappone report?

Mary Slagle Zappone reported equity awards and conversions, not open-market trades. She exercised or converted 5,832 restricted stock units into 5,832 common shares and received a new grant of 6,313 restricted stock units as part of her director compensation.

How many Axalta (AXTA) common shares does Mary Slagle Zappone hold after these Form 4 transactions?

After the reported transactions, Mary Slagle Zappone directly owns 13,453 Axalta common shares. This figure reflects the conversion of 5,832 restricted stock units into common shares on March 4, 2026, as disclosed in the Form 4 filing.

What did the new restricted stock unit grant to Axalta (AXTA) director Zappone include?

The new grant to Mary Slagle Zappone included 6,313 restricted stock units. Each restricted stock unit represents a contingent right to receive one Axalta common share, with the grant scheduled to vest in full on the first anniversary of the grant date, subject to applicable terms.

How do Axalta (AXTA) restricted stock units reported by Zappone convert into common shares?

Restricted stock units convert into Axalta common shares on a one-for-one basis. Each restricted stock unit represents a contingent right to receive one common share, and upon vesting and conversion, the units are settled in common shares as reflected in the Form 4 transactions.

Were any Axalta (AXTA) shares sold by Mary Slagle Zappone in this Form 4?

The Form 4 does not report any sales. It shows an exercise or conversion of 5,832 restricted stock units into 5,832 common shares and a grant of 6,313 new restricted stock units, both categorized as acquisitions related to equity compensation awards.