AXT director sells 2,500 shares in two trades

Q: What insider transactions did AXTI director Leonard J. LeBlanc report in this Form 4?

Leonard J. LeBlanc reported selling 2,500 AXTI common shares in two transactions. He sold 2,000 shares at $88.315 on August 7, 2026, and 500 shares at $89.59 on June 10, 2026, in open-market or private transactions.

Q: How many AXTI shares did Leonard J. LeBlanc sell on August 7, 2026?

On August 7, 2026, Leonard J. LeBlanc sold 2,000 shares of AXTI common stock. The sale was reported as a non-derivative transaction at an average price of $88.315 per share, described as a sale in an open market or private transaction.

Q: What was the earlier AXTI stock sale reported by Leonard J. LeBlanc in June 2026?

On June 10, 2026, Leonard J. LeBlanc sold 500 shares of AXTI common stock. This non-derivative sale was executed at an average price of $89.59 per share and is also characterized as a sale in an open market or private transaction.

Q: Were Leonard J. LeBlanc’s AXTI stock sales made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked, so these AXTI stock sales were not affirmed as made under a Rule 10b5-1 trading plan. They are reported simply as open-market or private transactions without plan status.

Q: What is the total number of AXTI shares sold by Leonard J. LeBlanc in this Form 4?

Across both reported transactions, Leonard J. LeBlanc sold 2,500 shares of AXTI common stock. This total reflects 2,000 shares sold on August 7, 2026, and 500 shares sold on June 10, 2026, all in non-derivative open-market or private sales.

Q: Does the Form 4 disclose Leonard J. LeBlanc’s AXTI holdings after these sales?

The Form 4 does not report a post-transaction share balance for Leonard J. LeBlanc; the “shares following transaction” field is left blank for both trades. Only the fact of the 2,500 total shares sold and the per-share prices is disclosed.

AXT INC (AXTI) director Leonard J. LeBlanc reported open-market or private sales of the company’s common stock.

Filing Impact

(Moderate)

Filing Sentiment

(Negative)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

AXT INC (AXTI) director Leonard J. LeBlanc reported open-market or private sales of the company’s common stock. He sold 2,000 shares on 2026-08-07 at an average price of $88.315 per share and 500 shares on 2026-06-10 at $89.59 per share, totaling 2,500 shares sold. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Seller: 2,500 shares

Net Sell 2 txns

Insider LEBLANC LEONARD J

Role Director

Sold 2,500 shs ($221K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,000	$88.315	$177K
Sale	Common Stock	500	$89.59	$45K

Holdings After Transaction: Common Stock — 117,129 shares (Direct)

Key Figures

Shares sold on 2026-08-07: 2000 shares Sale price on 2026-08-07: $88.315 per share Shares sold on 2026-06-10: 500 shares +2 more

5 metrics

Shares sold on 2026-08-07 2000 shares Non-derivative sale of AXTI common stock by director Leonard J. LeBlanc

Sale price on 2026-08-07 $88.315 per share Average price for 2,000 AXTI shares sold

Shares sold on 2026-06-10 500 shares Non-derivative sale of AXTI common stock by director Leonard J. LeBlanc

Sale price on 2026-06-10 $89.59 per share Average price for 500 AXTI shares sold

Total shares sold in filing 2500 shares Aggregate of both reported AXTI common stock sales

Key Terms

Form 4, non-derivative, Rule 10b5-1 trading plan, open market or private transaction

4 terms

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

non-derivative financial

"the transaction_type is listed as "non-derivative""

Rule 10b5-1 trading plan regulatory

"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open market or private transaction financial

"transaction_code_description: "Sale in open market or private transaction""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did AXTI director Leonard J. LeBlanc report in this Form 4?

Leonard J. LeBlanc reported selling 2,500 AXTI common shares in two transactions. He sold 2,000 shares at $88.315 on August 7, 2026, and 500 shares at $89.59 on June 10, 2026, in open-market or private transactions.

How many AXTI shares did Leonard J. LeBlanc sell on August 7, 2026?

On August 7, 2026, Leonard J. LeBlanc sold 2,000 shares of AXTI common stock. The sale was reported as a non-derivative transaction at an average price of $88.315 per share, described as a sale in an open market or private transaction.

What was the earlier AXTI stock sale reported by Leonard J. LeBlanc in June 2026?

On June 10, 2026, Leonard J. LeBlanc sold 500 shares of AXTI common stock. This non-derivative sale was executed at an average price of $89.59 per share and is also characterized as a sale in an open market or private transaction.

Were Leonard J. LeBlanc’s AXTI stock sales made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked, so these AXTI stock sales were not affirmed as made under a Rule 10b5-1 trading plan. They are reported simply as open-market or private transactions without plan status.

What is the total number of AXTI shares sold by Leonard J. LeBlanc in this Form 4?

Across both reported transactions, Leonard J. LeBlanc sold 2,500 shares of AXTI common stock. This total reflects 2,000 shares sold on August 7, 2026, and 500 shares sold on June 10, 2026, all in non-derivative open-market or private sales.

Does the Form 4 disclose Leonard J. LeBlanc’s AXTI holdings after these sales?

The Form 4 does not report a post-transaction share balance for Leonard J. LeBlanc; the “shares following transaction” field is left blank for both trades. Only the fact of the 2,500 total shares sold and the per-share prices is disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 05:55 PM Accepted by SEC EDGAR 08/19/2026 - 05:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEBLANC LEONARD J

(Last)

(First)

(Middle)

4281 TECHNOLOGY DRIVE

(Street)

FREMONT

CALIFORNIA

94538

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AXT INC [ AXTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/10/2026		S		500	D	$89.59	119,129	D
Common Stock	08/07/2026		S		2,000	D	$88.315	117,129	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/ Jeff Sensiba, Attorney-in-Fact	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR