AXT insider trust plans $371K share sale

Rhea-AI Filing Summary

AXT Inc. insider Leblanc Living Trust plans to sell 4,000 Class A shares of AXT Inc. through broker Purshe Kaplan Sterling on the NASDAQ, with an indicated value of $371,720.00, in connection with a stock award dated May 15, 2026 and classified as compensation.

The disclosure also lists recent transactions by Leblanc Living Trust: on June 10, 2026, it sold 500 shares of AXT Inc. for $44,795.00, and on August 7, 2026 it sold 2,000 shares for $176,630.00.

Key Figures

Planned shares to be sold: 4,000 shares Indicated value of planned sale: $371,720.00 Planned sale date: 08/17/2026 +5 more

8 metrics

Planned shares to be sold 4,000 shares Class A shares of AXT Inc. planned for sale by Leblanc Living Trust

Indicated value of planned sale $371,720.00 Value associated with 4,000 Class A shares planned for sale

Planned sale date 08/17/2026 Proposed date for sale of 4,000 Class A shares of AXT Inc.

Stock award date 05/15/2026 Date of stock award from which the 4,000 Class A shares originate

Shares sold on 06/10/2026 500 shares Leblanc Living Trust sale of AXT Inc. shares for $44,795.00

Proceeds on 06/10/2026 $44,795.00 Proceeds from sale of 500 AXT Inc. shares by Leblanc Living Trust

Shares sold on 08/07/2026 2,000 shares Leblanc Living Trust sale of AXT Inc. shares for $176,630.00

Proceeds on 08/07/2026 $176,630.00 Proceeds from sale of 2,000 AXT Inc. shares by Leblanc Living Trust

Key Terms

Securities To Be Sold, Stock Award, Securities Sold During The Past 3 Months, Compensation

4 terms

Securities To Be Sold financial

"144: Securities To Be Sold Class A | 05/15/2026 | Stock Award"

Stock Award financial

"Class A | 05/15/2026 | Stock Award | AXT | | | 4000"

Securities Sold During The Past 3 Months financial

"144: Securities Sold During The Past 3 Months Leblanc Living Trust"

Compensation financial

"4000 | 05/15/2026 | Compensation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What volume of AXT Inc. (AXTI) shares is planned for sale by Leblanc Living Trust?

Leblanc Living Trust plans to sell 4,000 Class A shares of AXT Inc. through broker Purshe Kaplan Sterling. The indicated value for this planned transaction is $371,720.00, with the shares related to a stock award dated May 15, 2026.

What is the indicated value of the planned AXT Inc. (AXTI) share sale?

The indicated value of the planned sale is $371,720.00 for 4,000 Class A shares of AXT Inc. This transaction is associated with a prior stock award and is expected to be executed through Purshe Kaplan Sterling on the NASDAQ.

When is the planned sale date for AXT Inc. (AXTI) shares by Leblanc Living Trust?

The planned sale date for the 4,000 Class A shares of AXT Inc. is 08/17/2026. These shares are to be sold through Purshe Kaplan Sterling and are tied to a compensation-related stock award dated May 15, 2026.

What recent AXT Inc. (AXTI) share sales has Leblanc Living Trust reported?

Leblanc Living Trust reported selling 500 shares of AXT Inc. for $44,795.00 on June 10, 2026. It also sold 2,000 shares for $176,630.00 on August 7, 2026, both listed as recent transactions over the past three months.

What is the origin of the AXT Inc. (AXTI) shares planned for sale?

The 4,000 Class A shares planned for sale originate from a Stock Award dated 05/15/2026. The transaction is categorized as Compensation, indicating these shares were received as part of a compensation arrangement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 03:53 PM Accepted by SEC EDGAR 08/17/2026 - 03:52 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001244065
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXT INC
SEC File Number	000-24085
Address of Issuer	4281 TECHNOLOGY DR. FREMONT CALIFORNIA 94538
Phone	510.438.4734
Name of Person for Whose Account the Securities are To Be Sold	LEBLANC LEONARD J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Purshe Kaplan Sterling 80 State Street Albany NY 12207	4000	371720.00	65423184	08/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	05/15/2026	Stock Award	AXT			4000	05/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Leblanc Living Trust 4281 Technology Dr Fremont CA 94538	AXT INC	06/10/2026	500	44795.00
Leblanc Living Trust 4281 Technology Dr, Fremont CA 94538	AXT INC	08/07/2026	2000	176630.00

144: Remarks and Signature

Remarks
Date of Notice	08/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Daniel Gardea as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for LEBLANC LEONARD J
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)