Every Form 4 that AXT Inc (AXTI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AXTI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AXTI filings page.
AXT INC (AXTI) director Leonard J. LeBlanc reported open-market or private sales of the company’s common stock. He sold 2,000 shares on 2026-08-07 at an average price of $88.315 per share and 500 shares on 2026-06-10 at $89.59 per share, totaling 2,500 shares sold. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.
AXT INC (AXTI) director Leonard J. LeBlanc reported selling 4,000 shares of common stock on 2026-08-17 in an open-market or private sale at $96.0701 per share. Following this transaction, he directly holds 113,129 shares of AXT INC common stock. The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan.
AXT Inc. director Jesse Chen sold shares of the company in the open market. On June 15, 2026, Chen sold 6,172 shares of AXT common stock at a weighted average price of $115.2437 per share, in multiple trades between $113.38 and $116.69. After these sales, Chen directly owned 50,275 shares of AXT common stock.
AXT Inc. director David C. Chang reported an open-market sale of 8,333 shares of Common Stock on June 15, 2026 at an average price of $111.1715 per share. After this transaction, he directly holds 65,165 shares, indicating he retains a substantial equity position in the company.
AXT Inc director and CEO Morris S. Young reported a bona fide gift of 1,200 shares of common stock held indirectly through the Young Family Trust. The transaction carried no sale price and is classified as a gift disposition, not an open-market trade.
Following the transfer, indirect holdings reported for the trust total 2,148,333 shares of AXT common stock. The footnotes state that Young is subject to a lock-up agreement related to an underwritten public offering, expiring on June 20, 2026, and that this gift is expressly permitted under that agreement.
AXT Inc director Jesse Chen reported two open-market sales of Common Stock. On June 11, 2026, he sold 9,000 shares at a weighted average price of $88.5481 per share. On June 12, 2026, he sold 13,000 shares at a weighted average price of $95.7738 per share.
After these transactions, Chen directly held 56,447 shares of AXT Inc Common Stock. Footnotes note that the reported prices are weighted averages for multiple trades on each day, with individual sale prices ranging within specified intraday price bands.
AXT Inc. director Jesse Chen reported open-market sales of AXT common stock over three days in June 2026. He sold a total of 16,500 shares on June 8–10, 2026 at weighted average prices, with individual trades executed in ranges from $83.00 to $95.88. After these transactions, Chen directly owns 78,447 shares of AXT common stock.
AXT Inc. director Jesse Chen reported both an equity grant and share sales. On June 4, 2026, Chen received a grant of 754 shares of common stock as an annual equity award, valued using the $105.99 closing price on the grant date and scheduled to vest on May 14, 2027.
Chen also sold 4,000 shares of common stock on June 3, 2026 at a weighted average price of $111.3600, and 6,133 shares on June 4, 2026 at a weighted average price of $108.2788. The filing notes that each sale consisted of multiple trades within price ranges of $106.68 to $114.36 and $105.32 to $112.26, respectively. After these transactions, Chen directly held 94,947 shares of AXT common stock.
LEBLANC LEONARD J reported acquisition or exercise transactions in this Form 4 filing.
AXT Inc. director Leonard J. LeBlanc received an equity grant of 754 shares of Common Stock. The shares were granted at no cash cost to him as a compensation award and are based on a reference price of $105.99 per share, the closing price on the June 4, 2026 grant date.
Following this grant, LeBlanc directly holds 119,629 shares of AXT common stock. The award is structured to vest on May 14, 2027, meaning the director earns full rights to the shares on that future date if vesting conditions are met.
CHANG DAVID C reported acquisition or exercise transactions in this Form 4 filing.
AXT INC director David C. Chang reported an equity award of 754 shares of common stock. The grant was calculated using a share price of $105.99, the closing price on June 4, 2026, and will vest on May 14, 2027. After this award, Chang directly holds 73,498 common shares.
AXT Inc CEO Morris S. Young reported a mix of stock option exercises and share sales in early June 2026. On June 1 and June 2, he exercised options for a total of 85,703 shares of common stock at an exercise price of $5.21 per share, from grants originally made on October 28, 2016 that are now fully vested.
In connection with these exercises, Young sold a total of 197,498 shares of AXT common stock in open‑market transactions, including cashless exercise/same‑day sale transactions. Weighted average sale prices were $112.3907 and $113.3291 per share, with actual trade prices ranging from $107.70 to $121.48 per share. Following these transactions, he directly holds 2,149,533 shares of AXT common stock, and the options exercised in these trades are fully used.
AXT Inc. director Jesse Chen reported open-market sales of company stock. On June 1, 2026, Chen sold 3,200 shares of AXT common stock in an open-market sale at a weighted average price of $111.5615 per share. On June 2, 2026, Chen sold an additional 2,000 shares at a weighted average price of $111.0325 per share. The prices on each day reflect multiple individual trades within stated ranges. After these transactions, Chen directly holds 104,326 shares of AXT common stock.
AXT Inc. CEO Morris S. Young reported two charitable gifts of the company’s common stock made through the Young Family Trust. On May 1, 2026, the trust gifted 7,500 shares to a donor advised fund and 6,500 shares to a charitable foundation, for a total of 14,000 shares at a stated price of $0.00 per share, reflecting bona-fide gifts rather than market sales. These transfers are explicitly permitted under a lock-up agreement related to an underwritten public offering and that lock-up runs until June 20, 2026. After the gifts, Young continues to hold 2,261,328 shares of AXT common stock indirectly through the Young Family Trust.
AXT Inc. director Jesse Chen reported selling AXT common stock in two open-market transactions. On March 12, 2026, he sold 6,003 shares at a weighted-average price of $48.9541 per share, leaving 117,609 shares held directly after that trade.
On March 13, 2026, he sold an additional 8,083 shares at a weighted-average price of $50.2497 per share, resulting in 109,526 shares of AXT common stock held directly following the transactions. The filing notes both prices are weighted averages across multiple trades within disclosed price ranges.
AXT Inc. CEO Morris S. Young reported an indirect sale of 37,905 shares of AXT common stock on March 13, 2026, executed by the Young Family Trust DTD. The open-market sale occurred at a weighted average price of $51.1283 per share, with individual trades ranging from $50.87 to $51.45. Following the transaction, the reported indirect holdings stood at 2,275,328 shares of common stock.
AXT Inc.'s CFO, Gary L. Fischer, reported open-market sales of company stock. He sold 80,776 shares of common stock on March 13, 2026 at a weighted average price of $50.6427 per share and 8,256 shares on March 12, 2026 at a weighted average price of $50.1975 per share. The prices on each day reflected multiple trades within stated ranges. After these transactions, Fischer directly held 191,278 shares of AXT common stock.
AXT Inc. director and CEO Morris S. Young reported an open-market sale of 30,832 shares of Common Stock on March 10, 2026. The sale was effected indirectly through the Young Family Trust DTD at a weighted average price of $45.599 per share.
According to the filing, the shares were sold in multiple transactions at prices ranging from $44.52 to $46.63. After this transaction, the trust’s indirect holdings shown in the filing total 2,313,233 shares of AXT Inc. common stock.
AXT Inc director David C. Chang sold 20,000 shares of common stock in an open-market transaction. The sale occurred on March 10, 2026 at an average price of $45.9959 per share. After this transaction, he directly holds 72,744 AXT Inc shares.
AXT Inc director Jesse Chen reported open-market sales of AXT common stock. On March 10, Chen sold 14,000 shares at a weighted average price of $46.1504 per share. On March 11, he sold an additional 15,000 shares at a weighted average price of $47.1294 per share.
Both trades were executed in multiple transactions within price ranges of $45.60–$46.63 and $46.83–$47.68, respectively. Following these sales, Chen directly holds 123,612 shares of AXT Inc common stock.
AXT Inc. director and CEO Morris S. Young, through the Young Family Trust, reported multiple recent transactions in AXT common stock. The trust made open-market sales of 8,300 shares on March 6, 2026 at a weighted average price of $39.6462 per share and 125,893 shares on March 9, 2026 at a weighted average price of $36.5124 per share. The trust also disposed of 3,780 shares on March 3, 2026 as a bona fide gift. Following these transactions, the trust’s reported indirect holdings stood at 2,344,065 shares of AXT common stock.
AXT Inc director Jesse Chen reported open-market sales of company common stock. On March 9, 2026, Chen sold 12,452 shares at a weighted average price of $37.6915 per share. On March 6, 2026, he sold 2,000 shares at $36.63 per share.
After these transactions, Chen directly holds 152,612 shares of AXT common stock. The filing notes that the larger sale on March 9 was executed through multiple trades at prices ranging from $37.29 to $38.30, and detailed trade breakdowns are available on request.
AXT Inc. director David C. Chang reported selling common stock in two open-market transactions. On March 4, 2026, he sold 20,000 shares at an average price of $38.5319 per share. On March 5, 2026, he sold another 20,000 shares at $38.4238 per share.
These sales totaled 40,000 shares of AXT common stock. Following the March 5 transaction, Chang held 92,744 shares of AXT common stock with direct ownership.
AXT Inc. director Jesse Chen reported open-market sales of company stock. On March 5, 2026, Chen sold 11,147 shares of AXT common stock at a weighted average price of $38.2624 per share. On March 4, 2026, he sold an additional 8,800 shares at a weighted average price of $38.8278 per share. After these transactions, Chen directly held 167,064 shares of AXT common stock. The filing notes that each reported price reflects a weighted average for multiple trades within the stated price ranges.
AXT Inc. director Jesse Chen reported open-market sales of AXT common stock over two days. On March 2, Chen sold 11,320 shares at a weighted average price of $45.5933, with individual trades ranging from $45.39 to $45.83. On March 3, Chen sold 11,007 shares at a weighted average price of $40.4919, with trade prices between $40.09 and $41.0951. After these combined sales of 22,327 shares, Chen beneficially owned 187,011 shares of AXT common stock directly.
AXT Inc. director and CEO Morris S. Young reported an indirect open-market sale of 159,536 shares of AXT common stock on March 2, 2026. The shares, held by the Young Family Trust DTD, were sold at a weighted average price of $43.3223 per share, with individual sale prices ranging from $39.38 to $46.98. Following these transactions, the trust continued to hold 2,482,038 shares of AXT common stock indirectly associated with Young.
AXT Inc. CEO Morris S. Young reported two bona fide gift transfers of AXT common stock on March 2, 2026. The Form 4 shows indirect dispositions of 17,200 shares and 10,000 shares at a stated price of $0.00 per share, held through the Young Family Trust DTD. Following these gifts, indirect ownership reported for this security was 2,641,574 shares.
AXT Inc Chief Financial Officer Gary L. Fischer sold 405,233 shares of common stock in an open-market transaction on March 2, 2026. The weighted average sale price was $41.455 per share, with individual trades ranging from $40.00 to $45.82. After these sales, Fischer directly owns 280,310 shares of AXT common stock.
AXT Inc CFO Gary L. Fischer reported a series of stock option exercises and related share acquisitions in AXT Inc common stock. On February 26, 2026, he exercised multiple fully vested stock options that were originally granted between 2016 and 2019 and had become exercisable between 2017 and 2020, converting them into common shares at preset exercise prices. Following these transactions, Fischer directly owned 685,543 shares of AXT Inc common stock.
YOUNG MORRIS S reported acquisition or exercise transactions in this Form 4 filing.
AXT Inc. reported that CEO and director Morris S. Young received an award of 218,170 shares of common stock as at-risk performance share awards (PSAs) under the company’s 2015 Equity Incentive Plan. These PSAs were approved on February 18, 2025 and are eligible to vest based on achieving certain financial metrics for fiscal year 2025. The grant represents 97.6% of the maximum PSAs issuable to him for exceeding those FY2025 targets. Following this award, Young directly holds 2,668,774 shares of AXT common stock.
AXT Inc. reported that its CFO, Gary L. Fischer, acquired 75,718 shares of common stock on February 18, 2026 through a grant with no cash price per share. This award consists of at-risk performance share awards under the company’s 2015 Equity Incentive Plan.
The performance shares are eligible to vest only if certain target financial metrics for fiscal year 2025 are achieved. The filing states that the 75,718 performance shares represent 97.6% of the maximum number of performance shares that could be issued to the CFO for exceeding those FY2025 targets. After this grant, Fischer held 437,715 shares of AXT common stock directly.
AXT Inc's CEO filed a Form 4 reporting an insider stock gift. On 12/09/2025, a transaction coded “G” transferred 7,800 shares of common stock at a price of $0.
After this transaction, a total of 2,450,604 AXT Inc common shares were beneficially owned indirectly through the Young Family Trust DTD. The filing was made by one reporting person and signed by attorney-in-fact Jeff Sensiba.
AXT Inc. (AXTI) CEO reported charitable-style transfers of company stock in a Form 4 filing. On 11/21/2025, the reporting person made two transactions coded as gifts, disposing of 12,000 shares and 3,000 shares of AXT common stock at a reported price of $0 per share.
After these transactions, the reporting person beneficially owned 2,461,360 shares of AXT common stock indirectly through the Young Family Trust DTD. The filing is an ownership disclosure and does not describe any change in the company’s operations or financial performance.
AXT Inc. (AXTI) CEO stock sale reported
The CEO of AXT Inc. reported selling 33,130 shares of the company’s common stock on 11/17/2025. The sale is coded as transaction type “S,” which indicates an open-market or private sale transaction. The weighted average sale price was $10.395 per share, with individual trades executed between $10.15 and $10.81 per share.
After this transaction, the reporting person beneficially owns 2,476,360 shares of AXT common stock in direct ownership form. The filer notes that detailed trade information for each price level is available upon request by regulators, the company, or its shareholders.
AXT Inc. (AXTI) CEO stock transaction: The company’s chief executive officer reported exercising stock options for 70,000 shares of common stock on 11/14/2025 at an exercise price of $5.21 per share. These options were originally granted on 10/28/2016 and first became exercisable on 10/28/2017. Following this transaction, the CEO directly beneficially owns 2,509,490 shares of AXT common stock and holds 621,953 stock options for common shares.
AXT Inc (AXTI) disclosed an insider transaction on a Form 4: the CFO sold 101,297 shares of common stock on 11/13/2025 at a weighted average price of $10.138, with individual trades between $10.05 and $10.28. After these sales, the reporting person beneficially owned 361,997 shares, held directly. The filing states full trade-by-trade details are available upon request.
AXT Inc. (AXTI) reported an insider transaction on Form 4. A director sold 3,637 shares of common stock on 11/07/2025 at $8.41 per share.
Following the sale, the reporting person directly owns 118,875 shares. The filing was signed by attorney-in-fact Jeff Sensiba on 11/10/2025.
AXT Inc. (AXTI) reported an insider transaction by a director. On 11/05/2025, the director executed an open-market sale (code S) of 100,000 shares of common stock at $8.9404 per share. Following the sale, the director directly beneficially owns 207,744 shares. The filing indicates the form was submitted by one reporting person.
AXT Inc (AXTI) reported an insider transaction by its CFO. On 11/06/2025, the officer sold 22,675 shares of common stock in an open‑market transaction at a weighted average price of $8.8722.
The filing notes the sales occurred across multiple trades within a price range of $8.85 to $8.96. Following the transaction, the officer beneficially owned 463,294 shares, held directly.
AXT Inc. (AXTI) disclosed insider stock sales by its CFO. On 11/04/2025, the officer sold 27,720 shares of common stock at a weighted average price of $8.0874, leaving 538,484 shares beneficially owned directly. On 11/05/2025, a further 52,515 shares were sold at a weighted average price of $9.2088, resulting in 485,969 shares beneficially owned directly after the transactions. The sales were executed through multiple trades within stated price ranges.
AXT, Inc. (AXTI) reported insider activity by its CEO on Form 4. On 10/31/2025, the reporting person made a gift of 30,000 common shares at $0. Following this gift, 2,519,490 shares were beneficially owned directly.
On 11/03/2025, the reporting person sold 80,000 common shares at a weighted average price of $8.6481, with individual trades ranging from $8.38 to $9.16. Following this sale, 2,439,490 shares were beneficially owned indirectly by the Young Family Trust.
AXT Inc. (AXTI) disclosed that its CEO acquired 100,000 shares of common stock on 10/28/2025 through a restricted stock grant. The award was made under the company’s 2025 Equity Incentive Plan, is exempt under Rule 16b-3, and was granted in consideration for past services, subject to a restricted stock agreement.
Following the transaction, the CEO beneficially owned 2,549,490 shares, held directly.
AXT, Inc. reported an insider equity grant. The CFO received 37,500 shares of restricted stock on October 28, 2025, reported with transaction code “A.” The award was granted under the company’s 2025 Equity Incentive Plan and is described as consideration for past services rendered, exempt under Rule 16b-3 and subject to a restricted stock agreement.
Following this grant, the reporting person beneficially owned 566,204 shares, held directly. This filing reflects a non-cash equity compensation event and does not involve an open-market purchase or sale.
AXT Inc (AXTI) reported an insider transaction by its CFO. On 10/20/2025, the officer exercised stock options for 10,280 shares at $2.18 per share (transaction code M), adding the shares to direct holdings.
After the transaction, the officer directly beneficially owned 528,704 common shares. Derivative securities beneficially owned following the event were 247,828 stock options originally granted on 11/02/2015 and expiring on 11/02/2025.