Welcome to our dedicated page for AXT SEC filings (Ticker: AXTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AXT, Inc. filings document the regulatory disclosures of a Nasdaq-listed manufacturer of compound semiconductor substrate wafers. Recent Form 8-K reports cover results of operations and financial condition, Regulation FD information, exhibit filings for earnings releases, and capital-structure disclosures involving its common stock.
The filing record also includes material definitive agreement disclosure for an underwriting agreement, exchange-registration information for AXTI common stock, and definitive proxy materials addressing shareholder voting matters, board and committee governance, director independence, and executive compensation.
AXT Inc director Jesse Chen reported open-market sales of AXT common stock. On March 10, Chen sold 14,000 shares at a weighted average price of $46.1504 per share. On March 11, he sold an additional 15,000 shares at a weighted average price of $47.1294 per share.
Both trades were executed in multiple transactions within price ranges of $45.60–$46.63 and $46.83–$47.68, respectively. Following these sales, Chen directly holds 123,612 shares of AXT Inc common stock.
AXT Inc. director and CEO Morris S. Young, through the Young Family Trust, reported multiple recent transactions in AXT common stock. The trust made open-market sales of 8,300 shares on March 6, 2026 at a weighted average price of $39.6462 per share and 125,893 shares on March 9, 2026 at a weighted average price of $36.5124 per share. The trust also disposed of 3,780 shares on March 3, 2026 as a bona fide gift. Following these transactions, the trust’s reported indirect holdings stood at 2,344,065 shares of AXT common stock.
AXT Inc. reported proposed sales of Common Stock by Morris S. Young under Form 144. The filing lists multiple transactions by Mr. Young across December 2025 and March 2026, including 159,536 shares on 03/02/2026 and 125,893 shares on 03/09/2026.
The entries show share counts and gross proceeds for each dated sale; the filing is a notice of intended resale rather than a company action.
AXT Inc director Jesse Chen reported open-market sales of company common stock. On March 9, 2026, Chen sold 12,452 shares at a weighted average price of $37.6915 per share. On March 6, 2026, he sold 2,000 shares at $36.63 per share.
After these transactions, Chen directly holds 152,612 shares of AXT common stock. The filing notes that the larger sale on March 9 was executed through multiple trades at prices ranging from $37.29 to $38.30, and detailed trade breakdowns are available on request.
AXT Inc. reports proposed resale of Common Stock under Rule 144 by an affiliate. The filing lists multiple recent sales by Morris S. Young, including 159,536 shares on 03/02/2026 and 37,160 shares on 12/08/2025. The notice records sale dates, share counts, and proceeds for each transaction.
AXT Inc. filed a Form 144 notifying a proposed sale of 8,300 common shares tied to a performance stock award. The filing lists Needham and Company LLC as broker and records recent dispositions by Morris S Young of 35,000 shares on 12/04/2025, 37,160 shares on 12/08/2025, and 159,536 shares on 03/02/2026, with corresponding proceeds shown.
AXT Inc. director David C. Chang reported selling common stock in two open-market transactions. On March 4, 2026, he sold 20,000 shares at an average price of $38.5319 per share. On March 5, 2026, he sold another 20,000 shares at $38.4238 per share.
These sales totaled 40,000 shares of AXT common stock. Following the March 5 transaction, Chang held 92,744 shares of AXT common stock with direct ownership.
AXT Inc. director Jesse Chen reported open-market sales of company stock. On March 5, 2026, Chen sold 11,147 shares of AXT common stock at a weighted average price of $38.2624 per share. On March 4, 2026, he sold an additional 8,800 shares at a weighted average price of $38.8278 per share. After these transactions, Chen directly held 167,064 shares of AXT common stock. The filing notes that each reported price reflects a weighted average for multiple trades within the stated price ranges.
AXT Inc. director Jesse Chen reported open-market sales of AXT common stock over two days. On March 2, Chen sold 11,320 shares at a weighted average price of $45.5933, with individual trades ranging from $45.39 to $45.83. On March 3, Chen sold 11,007 shares at a weighted average price of $40.4919, with trade prices between $40.09 and $41.0951. After these combined sales of 22,327 shares, Chen beneficially owned 187,011 shares of AXT common stock directly.
AXT Inc. director and CEO Morris S. Young reported an indirect open-market sale of 159,536 shares of AXT common stock on March 2, 2026. The shares, held by the Young Family Trust DTD, were sold at a weighted average price of $43.3223 per share, with individual sale prices ranging from $39.38 to $46.98. Following these transactions, the trust continued to hold 2,482,038 shares of AXT common stock indirectly associated with Young.