AXT Inc. Form 144: Insider sells 159,536 shares

AXT Inc. submitted Form 144 relating to proposed sales of Common stock and disclosed recent dispositions by related holders.

Rhea-AI Filing Summary

AXT Inc. submitted Form 144 relating to proposed sales of Common stock and disclosed recent dispositions by related holders. The filing lists multiple open-market sales over the past three months by Morris S. Young and the Young Family Trust, including sales of 159,536 shares on 03/02/2026 and 30,832 shares on 03/10/2026.

The entries show transaction dates, share counts, and gross proceeds for each sale; no offering terms or registration amounts are stated in the excerpt.

Insights

Securities Compliance Counsel

Form 144 lists recent insider dispositions with dates, share counts, and gross proceeds.

The filing records multiple sales of Common stock by Morris S. Young and the Young Family Trust with per-transaction share counts and gross proceeds (for example, 159,536 shares on 03/02/2026). These are reported as dispositions in the provided excerpt.

Regulatory implications are routine: Form 144 provides a notice of proposed sale under applicable resale rules. Subsequent SEC filings or broker reports would confirm actual settlement details and any Rule 144 eligibility; the excerpt does not provide those confirmations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AXT Inc. (AXTI) Form 144 disclose?

The Form 144 lists proposed sales of Common stock and recent dispositions by insiders. It includes transaction dates, share counts, and gross proceeds for each reported sale, such as 159,536 shares on 03/02/2026.

Who reported the share sales in the filing for AXTI?

The filing shows sales by Morris S. Young and the Young Family Trust. The excerpt lists multiple dated transactions attributed to those holders with corresponding share counts and gross proceeds.

How many shares did Morris S. Young sell according to the excerpt?

The excerpt lists several Morris S. Young transactions, including a sale of 159,536 shares on 03/02/2026. Each row shows the date, number of shares, and gross proceeds for that disposition.

Does the excerpt state an aggregate registered offering amount?

No aggregate registered offering amount is given in the provided excerpt. The content lists individual sales with dates, share counts, and gross proceeds but does not state a registration total.

Are proceeds and dates shown for each sale in the Form 144 excerpt?

Yes. Each disposition row includes a transaction date, the number of Common shares sold, and the gross proceeds. Examples include 03/02/2026 with 6911466.45 (gross proceeds) tied to 159,536 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/13/2026 - 11:34 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001078582
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXT INC
SEC File Number	000-24085
Address of Issuer	4281 TECHNOLOGY DR. FREMONT CALIFORNIA 94538
Phone	510.438.4734
Name of Person for Whose Account the Securities are To Be Sold	YOUNG MORRIS S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Needham and Company LLC 250 Park Avenue, 10th Floor New York NY 10017	37905	1938018.21	46623170	03/13/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/28/2011	Performance Stock Award	AXT Inc.			37905	10/28/2011	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	12/04/2025	35000	421652.00
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	12/08/2025	37160	462909.55
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	03/02/2026	159536	6911466.45
Morris S Young 4281 Technology Dr. Freemont CA 94538	Common	03/06/2026	8300	329063.46
Morris S Young 4281 Technology Dr Freemont CA 94538	Common	03/09/2026	125893	4596655.57
Young Family Trust 4281 Technology Dr Freemont CA 94538	Common	03/10/2026	30832	1409908.37

144: Remarks and Signature

Remarks
Date of Notice	03/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Needham and Company LLC, on behalf of Morris S. Young
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)