Welcome to our dedicated page for Alibaba Group Hldg SEC filings (Ticker: BABA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alibaba Group Holding Limited filings document foreign-issuer current reports for an ADR company with ordinary shares listed on the Hong Kong Stock Exchange. Form 6-K materials include earnings releases, board-meeting and results announcements, monthly returns on authorized share capital and issued shares, and next day disclosure returns for changes in issued shares or treasury shares.
The filings also describe the company’s security and governance structure, including American depositary shares that each represent eight ordinary shares, one vote per ordinary share, and Alibaba Partnership director-nomination rights categorized as a weighted voting rights structure under Hong Kong Listing Rules. Other regulatory materials address material events, capital-structure matters, debt securities, shareholder voting matters and risk/governance disclosures.
Alibaba Group Holding has submitted Form 6-K to announce the publication of two key reports for fiscal year 2025: the Annual Report and the Environmental, Social and Governance (ESG) Report, both filed on June 26, 2025.
This filing is in compliance with Hong Kong Stock Exchange listing requirements under:
- Rule 13.46(2) for the Annual Report
- Rule 13.91 and Paragraph 4 of Appendix C2 for the ESG Report
Both reports cover the fiscal year ended March 31, 2025 and are furnished as Exhibit 99.1 (Annual Report) and Exhibit 99.2 (ESG Report). The filing was signed by Company Secretary Kevin Jinwei Zhang. This submission reflects Alibaba's dual-listing status and commitment to regulatory compliance in both U.S. and Hong Kong markets.
Alibaba Group (NYSE:BABA) filed its FY2025 Form 20-F for the year ended 31 Mar 2025. The filing provides expanded segment disclosure—Taobao & Tmall, Cloud Intelligence, International Digital Commerce, Local Services, Digital Media & Entertainment, Cainiao Smart Logistics and Innovation Initiatives—and outlines substantial financing activity: a USD 6.5 billion loan facility plus multiple senior notes (USD 1.0 bn 2057, USD 1.75 bn 2047, USD 1.15 bn 2035, USD 1.5 bn 2031, RMB 2.5 bn 2034, USD 1.0 bn 2061, among others). It also references convertible senior notes maturing 2024, ongoing RSU/option plans under 2014 & 2024 schemes, and continued intangible-asset amortisation. The document lists numerous equity-method investments, VIE structures and appropriated earnings balances. The excerpt supplied does not include revenue, profit or cash-flow figures; investors should consult the full statements for financial performance, liquidity ratios and Ant Group exposure.
Alibaba Group Holding has submitted a Form 6-K to disclose multiple Next Day Disclosure Returns as required by Rule 13.25A of the Hong Kong Listing Rules. The filing includes four consecutive daily disclosures from June 16-19, 2025, relating to movements in the company's authorized issued shares or treasury shares.
The disclosure returns were filed with The Stock Exchange of Hong Kong Limited, where Alibaba maintains a dual listing alongside its NYSE presence. The filing was signed by Kevin Jinwei Zhang, Company Secretary, on June 20, 2025.
While specific details of the share movements are contained in the exhibits (99.1-99.4), this filing primarily serves as a regulatory compliance document demonstrating Alibaba's adherence to Hong Kong Stock Exchange disclosure requirements for changes in share capital structure.