Alibaba Group Holding Ltd’s Chief People Officer, Jiang Fang, has filed an initial statement of ownership showing a substantial equity position. She holds 5,534,168 Ordinary Shares directly and an additional 23,116,864 Ordinary Shares indirectly through a trust. The filing also lists several outstanding unvested restricted share unit awards over Ordinary Shares, including blocks such as 56,000, 42,672, 31,600, and others that vest in scheduled annual or quarterly installments starting between 2021 and 2025. In addition, she holds an option over 160,000 Ordinary Shares expiring on February 24, 2031 with an exercise price of HK$68 (approximately US$8.72) per ordinary share. Some awards were granted in the form of ADSs, where each ADS represents 8 ordinary shares, and each restricted share unit gives a contingent right to receive one ADS or one ordinary share, as applicable.
Alibaba Group Holding Ltd director Maggie Wei Wu has filed an initial Form 3 reporting her equity holdings in the company. She directly holds 3,613,352 ordinary shares and indirectly holds 7,200,000 ordinary shares through a trust.
She also has unvested restricted share unit awards granted in the form of American Depositary Shares. One award covers 33,344 ordinary shares and vests in six equal annual installments beginning on Apr 1, 2021, and another covers 14,936 ordinary shares vesting in six equal annual installments beginning on Apr 1, 2022, subject to the terms of the underlying award agreements.
Alibaba Group Holding Ltd director and Chief Executive Officer Wu Yongming filed an initial Form 3 detailing his existing equity interests in the company. He reports direct ownership of 959,752 Ordinary Shares, plus indirect holdings of 108,000 Ordinary Shares held by his spouse and 12,320,000 Ordinary Shares held by a trust.
Wu also holds restricted share units that can convert into 960,000 and 280,000 Ordinary Shares under long-term vesting schedules. In addition, he has option awards over 16,000,000 Ordinary Shares tied to ADSs with an exercise price of US$78.37 per ADS expiring on November 25, 2033, and options over 12,000,000 and 12,000,000 Ordinary Shares with exercise prices of HK$116.70 (approximately US$14.96) and HK$152.69 (approximately US$19.58) per share, expiring on November 26, 2035. This filing records his current share, RSU and option positions rather than new market transactions.
Alibaba Group Holding Ltd director Joseph C. Tsai filed an initial ownership report showing his equity stake in the company. The filing lists 70,000 restricted share units, each representing one ordinary share, that vest in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the award terms.
He also reports 811,072 ordinary shares held directly, 1,280,000 ordinary shares held indirectly through his spouse, and 113,539,168 ordinary shares held indirectly through a corporation. This Form 3 does not reflect new purchases or sales, but rather his existing holdings as he becomes a reporting insider.
Alibaba Group Holding Ltd director Irene Yun-Lien Lee filed an initial ownership report showing she directly holds 138,600 Ordinary Shares of Alibaba. The filing does not show any recent share purchases or sales; it simply records her existing direct ownership position.
Alibaba Group Holding Ltd director Ng Kong Ping Albert reported ownership of 133,600 Ordinary Shares. The shares are held directly, and the filing does not show any recent purchases, sales, or option exercises, but instead reflects his reported beneficial stake in the company’s equity.
Alibaba Group Holding Ltd director Shan Weijian filed an initial ownership report showing his stake in the company. The filing lists direct ownership of 144,800 Ordinary Shares of Alibaba following the reported entry. This Form 3 does not reflect a new purchase or sale, but establishes his current shareholdings as a company insider.
Alibaba Group Holding Ltd director Martello Wan Ling filed an initial ownership report showing a direct holding of 360,000 Ordinary Shares. This Form 3 does not record any new buy or sell transaction; it simply discloses the size of the director’s existing equity stake.
Alibaba Group Holding Ltd director Jerry Yang filed a Form 3 showing beneficial ownership of 485,072 ordinary shares. This establishes his initial reported stake as an insider and does not reflect any new share purchases or sales, only his existing direct holdings.
Alibaba Group Holding Ltd director Kabir Misra has filed an initial statement of ownership. The Form 3 shows beneficial ownership of 528,800 Ordinary Shares, held directly. This filing records his existing stake and does not report any new purchases or sales.