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Bank of America Chief Risk Officer Geoffrey S. Greener exercised 107,411 2023 Performance Restricted Stock Units into an equal number of common shares on March 1, 2026. These shares are held indirectly through a revocable trust, which then disposed of 54,911 shares to Bank of America to cover tax withholding obligations related to the award.
Bank of America Co-President James P. DeMare exercised 2023 performance-based restricted stock units that fully vested at target and converted into 149,876 shares of common stock on March 1, 2026. These units were granted in February 2023 and tied to three-year return on assets and adjusted tangible book value goals through December 31, 2025.
The earned shares were delivered into a revocable trust, which now holds 391,072 common shares after the conversions. To cover tax withholding obligations on this settlement, the trust disposed of 82,882 common shares at $49.83 per share, returning those shares to the issuer rather than through an open-market sale.
Bank of America Chief People Officer Sheri B. Bronstein exercised 39,551 2023 Performance Restricted Stock Units, converting them into 39,551 shares of common stock after performance goals were fully achieved for the 2023–2025 period. To cover tax withholding obligations, 20,231 common shares were automatically disposed of at $49.83 per share. Following these transactions, she directly holds 395,690 shares of Bank of America common stock.
Bank of America Executive Vice President & CFO Alastair M. Borthwick reported multiple equity transactions involving company stock. On March 1, 2026, he exercised 79,101 2023 Performance Restricted Stock Units, receiving the same number of common shares at a price of $0.00 per share.
In connection with this vesting, 43,743 shares of common stock were disposed of at $49.83 per share to satisfy tax withholding obligations, and earlier, on February 27, 2026, 32,000 shares were transferred as a bona fide charitable gift. He also sold 68,000 shares in an open-market transaction at $50.24 per share and reported direct ownership of 327,843 shares after these transactions.
The performance units granted on February 15, 2023 were tied to three-year average return on assets and three-year average growth in adjusted tangible book value from January 1, 2023 through December 31, 2025. The company achieved 100% of the target, and all earned units were settled in shares, with no units remaining outstanding.
Bank of America Co-President Dean C. Athanasia exercised 107,411 2023 Performance Restricted Stock Units into common stock on March 1, 2026, at no exercise price. To cover tax withholding, 52,137 common shares were delivered back to the company at $49.83 per share, leaving 695,099 common shares directly owned. The units were granted in February 2023 and were earned at 100% of target based on three-year performance goals, with all earned units settled in shares and none remaining outstanding.
Bank of America Chair and CEO Brian T. Moynihan reported equity award activity tied to his 2023 performance restricted stock units. On March 1, 2026, 395,504 performance RSUs were exercised and converted into the same number of shares of common stock at a stated price of $0.00 per share, reflecting settlement of previously granted awards after performance goals were met.
To cover tax withholding obligations related to this vesting, 193,328 shares of common stock were disposed of back to the issuer at $49.83 per share, described as a payment of tax liability by delivering securities. After these transactions, Moynihan directly owned 2,699,612 shares of common stock. He also indirectly held 3,583.484 shares through a 401(k) plan and 100,000 shares held by a trust.
BofA Finance is offering Variable Income Auto-Callable Yield Notes due March 31, 2031 linked to the least performing of META, AMD, AVGO and TSLA.
The notes have an approximate 5 year term, expected to price on March 26, 2026 and issue on March 31, 2026. Coupon mechanics: a 9.00% per annum Maximum Coupon (paid monthly as $7.50 per $1,000) if all Underlying Stocks are >= 80% of their Starting Value on an Observation Date; otherwise a Minimum Coupon of $0.2084 per $1,000 (equal to 0.25% per annum) applies. Beginning with the March 29, 2027 Observation Date the notes are automatically callable monthly if each Underlying Stock is >= its Call Value (generally 95% of Starting Value). The public offering price is $1,000 per note with an underwriting discount up to $37.50, proceeds to BofA Finance of $962.50 per $1,000; initial estimated value range: $910–$960 per $1,000 as of pricing. All payments are subject to the credit risk of BofA Finance and Bank of America Corporation (Guarantor).
BofA Finance LLC priced and will issue $412,000 in Enhanced Return Notes linked to the S&P 500® Futures Excess Return Index. The Notes priced on February 27, 2026, will issue on March 4, 2026, and mature on March 4, 2031 (approximately a five-year term).
The Notes provide 205.00% upside participation if the Ending Value exceeds the Starting Value (Starting Value: 556.98). If the Underlying falls more than 30.00% from the Starting Value (Threshold Value 389.89), holders suffer 1:1 downside exposure and could lose up to 100.00% of principal. Payments are subject to the credit risk of BofA Finance and guaranty of Bank of America Corporation. The initial estimated value was $989.20 per $1,000.00; public offering price was $1,000.00 per $1,000.00 with underwriting discount per note of $11.25.
BofA Finance LLC priced a $3,000,000 offering of Contingent Income Buffered Issuer Callable Yield Notes linked to the least performing of the Russell 2000®, the S&P 500® and the iShares® MSCI ACWI ETF. The Notes priced on February 27, 2026, will issue on March 4, 2026, and mature on December 2, 2026, unless called earlier.
The notes have an approximate nine‑month term, a contingent monthly coupon of 1.0542% (12.65% per annum) payable only if each underlying is at or above 87.00% of its starting value on observation dates, are callable monthly beginning April 1, 2026, and expose principal to loss if the least performing underlying falls more than 13% from its starting value.
BofA Finance LLC priced $1,004,000 of Contingent Income (with Memory Feature) Auto-Callable Yield Notes. The Notes, fully and unconditionally guaranteed by Bank of America Corporation, are linked to the least performing of ASML, JetBlue (JBLU) and NXP (NXPI), priced on February 27, 2026, to issue on March 4, 2026 and mature on March 2, 2029 (approximately a three-year term).
The Notes pay monthly contingent coupons with a memory feature when each Underlying Stock’s Observation Value is >= 50.00% of its Starting Value; they are automatically callable monthly beginning March 4, 2027 if each Underlying Stock is >= 100.00% of its Starting Value. If not called, investors face 1:1 downside exposure at maturity to the Least Performing Underlying Stock (up to 100.00% principal at risk). The initial estimated value was $975.20 per $1,000.00 principal amount.