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BANK OF AMERICA /DE/ (BAC) SEC Filings, Mar 4, 2026

BAC NYSE

Bank of America Corporation filings document material events, shareholder governance and the capital structure of a diversified banking company listed on the New York Stock Exchange. Recent Form 8-K reports identify registered securities including BAC common stock, multiple series of preferred stock represented by depositary shares, preferred hybrid income securities, income capital obligation notes and senior medium-term notes associated with BofA Finance LLC guarantees.

The company's definitive proxy statement covers annual meeting matters, shareholder voting procedures and governance topics, including board leadership references and the role of the lead independent director. Together, these filings record the formal securities, governance and material-event disclosures tied to Bank of America's banking, wealth management, investment banking and markets businesses.

Rhea-AI Summary

BofA Finance LLC is offering Fixed Income Issuer Callable Yield Notes linked to the least performing of the Nasdaq-100®, Russell 2000® and S&P 500®, due March 23, 2027. The notes are expected to price on March 18, 2026 and issue on March 23, 2026, with an approximate 12-month term and a fixed coupon of at least 10.30% per annum (at least 0.8584% monthly), payable monthly.

The issuer may call the notes monthly beginning September 23, 2026; if not called, holders receive the final fixed coupon and, at maturity, either full principal if the least performing underlying is >= 70.00% of its starting value, or 1:1 downside exposure (up to 100.00% principal loss) if below that threshold. The public offering price is $1,000.00 per note; initial estimated value range at pricing is $930.70 to $980.70 per $1,000.00.

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The Notes are BofA Finance LLC contingent income issuer callable yield notes fully guaranteed by Bank of America Corporation, linked to the S&P 500® Index, with an approximate three-year term and CUSIP 09711KM52. The contingent coupon is 7.70% per annum (0.6417% per month), payable monthly when the Underlying on an Observation Date is at least 85.00% of its Starting Value. The Notes are callable quarterly beginning on March 15, 2027 at principal plus any applicable coupon. If not called, at maturity (March 15, 2029) you receive principal if the Ending Value is at or above 50.00% of the Starting Value; if the Ending Value is below that Threshold, you suffer 1:1 downside exposure and could lose up to 100% of principal. The initial estimated value range at pricing was $940 to $990 per $1,000, below the public offering price of $1,000. All payments are subject to the credit risk of the Issuer and the Guarantor.

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BofA Finance LLC offers Issuer Callable Enhanced Return Notes linked to the S&P 500® Futures Excess Return Index, expected to price on March 20, 2026 and issue on March 25, 2026. The Notes have an approximate five-year term maturing on March 25, 2031 and are callable monthly beginning April 1, 2027 at stated Call Amounts.

The Notes pay no periodic interest. At maturity, if the Ending Value is >= the Starting Value, investors receive 300.00% participation in upside; if Ending Value falls below the Threshold (70.00% of Starting Value) the investor suffers 1:1 downside with up to 100.00% principal at risk; if Ending Value is between 70.00% and 100.00% of Starting Value, holders receive principal.

Public offering price is $1,000.00 per note, underwriting discount up to $6.25, and proceeds to issuer of $993.75 per note; initial estimated value range on the pricing date is $940.00 to $990.00 per $1,000.00.

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BofA Finance LLC is offering Capped Return Notes linked to the least performing of the Market Guard Top 100 Index (MGX100), the Nasdaq-100® Index (NDX) and the S&P 500® Index, expected to price on March 27, 2026 and issue on April 1, 2026.

The notes have an approximate 18 month term maturing on September 30, 2027. If the Ending Value of the Least Performing Underlying is greater than its Starting Value, holders receive upside equal to 100.00% of that increase subject to a Max Return of $1,101.00 per $1,000.00 principal (10.10%); otherwise holders receive the principal amount at maturity. The public offering price per note is $1,000.00 with estimated initial values between $946.80 and $986.80 per $1,000.00.

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BofA Finance LLC is offering Auto-Callable Return Notes linked to the S&P 500 FC TCA 0.50% Decrement Index ER. The Notes are expected to price on March 26, 2026 and issue on March 31, 2026 with an approximate five-year term if not called earlier. They pay no periodic interest, are automatically callable (first Call Observation Date March 29, 2027) with a stated Call Amount of $1,090.00 per $1,000.00 principal if the Observation Value meets the Call Value, and otherwise pay principal or upside exposure at maturity depending on the Ending Value relative to the Redemption Barrier.

The initial estimated value on the pricing date is expected to be between $900.00 and $950.00 per $1,000.00 principal; the public offering price is $1,000.00 per Note, with an underwriting discount up to $37.50 and proceeds to BofA Finance of $962.50 per Note. All payments are subject to the credit risk of BofA Finance (Issuer) and Bank of America Corporation (Guarantor).

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BofA Finance LLC priced a primary offering of Contingent Income Issuer Callable Yield Notes linked to the least performing of the Russell 2000®, the S&P 500® and the State Street® Utilities Select Sector SPDR® ETF for $325,000 aggregate principal.

The Notes were priced on March 2, 2026, issue date March 5, 2026, and mature on March 7, 2030 (approximately a four-year term unless called). They are fully and unconditionally guaranteed by Bank of America Corporation. The Notes offer a contingent coupon of 9.15% per annum ( 0.7625% per month) payable monthly when each underlying’s Observation Value is at least 70.00% of its Starting Value, and are callable quarterly beginning June 5, 2026.

At maturity, if the Ending Value of the Least Performing Underlying is below its Threshold Value (60.00% of Starting Value), holders bear 1:1 downside to the Least Performing Underlying (up to 100.00% loss of principal). The initial estimated value on the pricing date was $978.80 per $1,000.00 principal.

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BofA Finance LLC priced a $3,000,000 offering of Capped Buffered Enhanced Return Notes linked to the SPDR® S&P 500® ETF Trust. The Notes priced on March 2, 2026 and will issue on March 5, 2026 with an approximately 12-month term to maturity on March 5, 2027.

Key economic terms: Upside Participation Rate of 105.00% subject to a Max Return of $1,132.50 per $1,000.00 principal (a 13.25% return). There is a 10% buffer (Threshold Value $617.39; Starting Value $685.99), after which investors have 1:1 downside exposure up to a 90.00% potential loss of principal. The initial estimated value on the pricing date was $992.30 per $1,000.00; public offering price was $1,000.00 per note.

All payments are subject to the credit risk of the Issuer (BofA Finance) and the Guarantor (Bank of America Corporation).

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Bank of America Corporation (through BofA Finance LLC) priced a $250,000 offering of Enhanced Return Notes due March 6, 2031. The notes, issued by BofA Finance LLC and fully guaranteed by Bank of America Corporation, priced on March 2, 2026 and will issue on March 5, 2026. Each $1,000 note links to the least performing of the Invesco QQQ Trust, Series 1 (QQQ) and the Technology Select Sector SPDR ETF (XLK), with a 134.00% upside participation rate if the least performing underlying finishes above its starting value and 1:1 downside exposure (up to 100% principal loss) if it does not. The Strike Date for Starting Values was February 27, 2026. The notes are not listed and carry the credit risk of the Issuer and the Guarantor.

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BofA Finance LLC offers $250,000 of Enhanced Return Notes fully guaranteed by Bank of America Corporation. The notes, linked to the least performing of QQQ, XLK and SOXX, priced on March 2, 2026, issue on March 5, 2026 and mature on March 6, 2031.

The notes have an approximate five-year term, no periodic interest, and provide 190.00% upside exposure to the increase in the Least Performing Underlying if its Ending Value exceeds its Starting Value, but expose investors to 1:1 downside with up to 100.00% principal loss if the Least Performing Underlying declines. Payments are subject to the credit risk of the Issuer and Guarantor.

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BofA Finance LLC, guaranteed by Bank of America Corporation, is offering Auto-Callable Notes linked to the least performing of the NDXT (Nasdaq-100 Technology Sector Index), KRE (SPDR S&P Regional Banking ETF) and SMH (VanEck Semiconductor ETF).

The notes have an approximate 12-month term, expected to price on March 4, 2026 and issue on March 9, 2026. Beginning with the June 4, 2026 Call Observation Date they are automatically callable monthly if each Underlying is >= 90% of its Starting Value; scheduled Call Amounts range from $1,033.126 to $1,132.504 per $1,000.

If not called, maturity outcomes: if the Least Performing Underlying's Ending Value >= 90% of Starting Value, redemption is $1,143.546 per $1,000; if between 60% and 90%, redemption is $1,000; if any Underlying falls more than 40% (Ending < 60%), investors face 1:1 downside exposure and could lose up to 100% of principal. Payments are subject to the credit risk of the Issuer and Guarantor. The initial estimated value range on the pricing date is $940.00–$980.00 per $1,000, while the public offering price is $1,000.00 (underwriting discount up to $18.70; proceeds to issuer approximately $981.30).

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FAQ

How many BANK OF AMERICA /DE/ (BAC) SEC filings are available on StockTitan?

StockTitan tracks 5018 SEC filings for BANK OF AMERICA /DE/ (BAC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for BANK OF AMERICA /DE/ (BAC)?

The most recent SEC filing for BANK OF AMERICA /DE/ (BAC) was filed on March 4, 2026.