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Executive at BALL (BALL) receives new RSU and stock option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BALL Corp senior vice president and chief supply chain officer Scott Arthur Vail reported equity awards rather than open-market trades. He received 4,871 Restricted Stock Units that convert into common shares on a one-for-one basis and generally vest on the third anniversary of the award date, contingent on continued employment.

He was also granted 12,754 non-qualified stock options with a right to buy BALL common stock. These options vest in approximately four equal annual installments starting on the first anniversary of the grant date, and expire upon termination (with certain grace periods) or ten years after the award, whichever is less.

Positive

  • None.

Negative

  • None.
Insider Vail Scott Arthur
Role SVP & CSCO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,871 $0.00 --
Grant/Award Stock Options (Right to Buy) 12,754 $0.00 --
Holdings After Transaction: Restricted Stock Units — 25,494 shares (Direct); Stock Options (Right to Buy) — 12,754 shares (Direct)
Footnotes (1)
  1. Convert without cost to shares of common stock on a one-for-one basis. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date. N/A Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date. Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vail Scott Arthur
(Last) (First) (Middle)
9200 W. 108TH CIRCLE
(Street)
WESTMINSTER CO 80021
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & CSCO
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/19/2026 A 4,871(2) (2) (2) Common Stock 4,871 (3) 25,494 D
Stock Options (Right to Buy) $66.03 02/19/2026 A(4) 12,754 (5) (6) Common Stock 12,754 $0 12,754 D
Explanation of Responses:
1. Convert without cost to shares of common stock on a one-for-one basis.
2. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.
3. N/A
4. Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.
5. The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.
6. Expires upon termination, with certain grace periods, or ten years after award, whichever is less.
/s/ Derek R. Redmond, attorney-in-fact for Mr. Vail 02/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did BALL (BALL) report for Scott Arthur Vail?

BALL reported that SVP & CSCO Scott Arthur Vail received equity awards, not open-market trades. He was granted 4,871 Restricted Stock Units and 12,754 non-qualified stock options as part of the Ball Corporation Stock and Cash Incentive Plan.

How many Restricted Stock Units did BALL (BALL) grant to Scott Arthur Vail?

Scott Arthur Vail received 4,871 Restricted Stock Units. These units convert into BALL common stock on a one-for-one basis and generally vest on the third anniversary of the award date, assuming he remains employed through the applicable vesting date.

What are the details of the stock options granted to Scott Arthur Vail at BALL (BALL)?

He was granted 12,754 non-qualified stock options under the Ball Corporation Stock and Cash Incentive Plan. The options vest in roughly four equal annual installments starting one year after the award date and expire at termination (with grace periods) or after ten years.

Are Scott Arthur Vail’s BALL (BALL) equity awards immediately vested?

No, the awards are subject to vesting conditions. The 4,871 Restricted Stock Units generally vest on the third anniversary of the grant, while the 12,754 stock options vest in about four equal annual installments beginning on the first anniversary, assuming continued employment.

Do Scott Arthur Vail’s Restricted Stock Units at BALL (BALL) have a purchase cost?

The Restricted Stock Units convert to BALL common stock without cost on a one-for-one basis. This means no purchase price is required upon conversion, though vesting and continued employment conditions must be satisfied before shares are delivered.

When do Scott Arthur Vail’s BALL (BALL) stock options expire?

The non-qualified stock options expire upon termination of employment, subject to certain grace periods, or ten years after the award date, whichever occurs first. This limits how long he has to exercise the options after they vest.