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Ball SEC Filings

BALL NYSE

Welcome to our dedicated page for Ball SEC filings (Ticker: BALL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Ball Corporation SEC filings document the formal disclosures of an Indiana-incorporated global aluminum packaging company. Its 8-K reports furnish quarterly and annual results, earnings releases, conference-call materials and reconciliations involving non-U.S. GAAP financial measures.

The company’s filings also cover proxy governance, director elections, shareholder voting results, executive appointments and compensation arrangements. Material-event filings document credit agreement amendments, senior secured credit facilities and other capital-structure matters, while proxy materials describe board composition, governance practices and shareholder meeting proposals.

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Ball Corp executive Goodwin Deron, VP and Global Head of Treasury, received equity awards consisting of restricted stock units and stock options. On February 19, 2026, he was granted 1,522 restricted stock units that convert one-for-one into common shares and generally vest on the third anniversary of the award date, subject to continued employment.

He was also granted 4,649 non-qualified stock options under the Ball Corporation Stock and Cash Incentive Plan. These options vest in approximately four equal annual installments beginning on the first anniversary of the award date, are exercisable as rights to buy common stock, and expire upon termination (with certain grace periods) or ten years after the award date, whichever is less.

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BALL Corp senior vice president and chief supply chain officer Scott Arthur Vail reported equity awards rather than open-market trades. He received 4,871 Restricted Stock Units that convert into common shares on a one-for-one basis and generally vest on the third anniversary of the award date, contingent on continued employment.

He was also granted 12,754 non-qualified stock options with a right to buy BALL common stock. These options vest in approximately four equal annual installments starting on the first anniversary of the grant date, and expire upon termination (with certain grace periods) or ten years after the award, whichever is less.

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Ball Corp reported that Vice President & Controller Nate C. Carey received new equity awards. He acquired 1,825 restricted stock units that convert into common shares on a one-for-one basis and generally vest on the third anniversary of the February 19, 2026 award date.

He also received 5,575 non-qualified stock options at an exercise price of $0.0000 per share. These options were granted under the Ball Corporation Stock and Cash Incentive Plan, vest in about four equal annual installments starting on the first anniversary of the award date, and expire upon termination (with certain grace periods) or ten years after grant, whichever is less.

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Ball Corporation filed its annual report detailing 2025 results after the aerospace divestiture. Net sales from continuing operations were $13.16 billion, up from $11.80 billion in 2024, driven by higher aluminum prices, volume growth and favorable currency.

Net earnings attributable to Ball Corporation were $912 million, down from $4.01 billion, mainly because 2024 included large discontinued aerospace earnings. All three beverage packaging segments grew sales and comparable operating earnings, with South America posting a 15% margin and EMEA improving to 12%.

The company generated $1.26 billion in operating cash flow, spent $474 million on capital expenditures, repurchased $1.32 billion of stock and ended 2025 with $7.01 billion of debt. Management emphasizes sustainability targets, human capital initiatives and outlines extensive risk factors, including raw material costs, tariffs, FX, debt levels and cybersecurity.

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Ball Corporation vice president and controller Nate C. Carey reported multiple equity transactions in company stock. On February 5, 2026, he exercised stock options for 1,734 shares at an exercise price of $37.585 and 7,607 shares at $38.84, receiving the same number of common shares at a reported price of $0 per share. To cover tax liabilities from the option exercise, 6,676 shares were surrendered at $66.19 per share. He also sold 10,718 common shares in the open market at a weighted average price of $66.4457, with individual trades executed between $66.2750 and $66.6850. Following these transactions, Carey directly owned 7,265 shares of Ball common stock.

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A holder of Ball (symbol BALL) common stock filed notice of a planned Rule 144 sale of 10,718 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on 02/05/2026 on the NYSE, with an aggregate market value of 712,165.01.

The shares were acquired via an open market purchase on 08/13/2021 and multiple restricted stock vestings under a registered plan between 09/15/2023 and 01/31/2026. Ball had 267,987,212 common shares outstanding when this notice was prepared.

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Ball Corporation filed a current report to share that it has released its financial results for the fourth quarter ended December 31, 2025. The company issued a press release and plans to hold a conference call to discuss these results.

The press release, furnished as Exhibit 99.1, includes Ball’s quarterly earnings information and several non-U.S. GAAP financial measures, along with reconciliations to U.S. GAAP. The company emphasizes that these non-U.S. GAAP measures are supplemental and should be evaluated together with its U.S. GAAP results.

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BALL Corp vice president and controller Nate C. Carey reported a tax-related share surrender. On 01/31/2026, 1,420 shares of common stock were surrendered at $56.87 per share to cover tax from vesting of restricted stock units. After this, he beneficially owned 15,318 shares directly.

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Ball Corp executive Carey Causey reported a routine share surrender related to taxes. On 01/31/2026, 1,828 shares of Ball Corp common stock were deemed surrendered at $56.87 per share to cover tax liabilities from the vesting of restricted stock units.

After this withholding event, Causey directly beneficially owned 27,330.9051 shares of Ball Corp common stock. The transaction reflects tax settlement on equity compensation rather than an open-market sale initiated for investment purposes.

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Ball Corp executive Mandy Glew reported a routine share surrender related to equity compensation. On 01/31/2026, 855 shares of Ball Corp common stock were deemed surrendered at $56.87 per share to cover tax liabilities from the vesting of restricted stock units. After this tax-related transaction, she directly beneficially owns 6,728.9369 Ball Corp common shares.

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FAQ

How many Ball (BALL) SEC filings are available on StockTitan?

StockTitan tracks 101 SEC filings for Ball (BALL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Ball (BALL)?

The most recent SEC filing for Ball (BALL) was filed on February 23, 2026.