Welcome to our dedicated page for Ball SEC filings (Ticker: BALL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ball Corporation (NYSE: BALL) files a range of documents with the U.S. Securities and Exchange Commission that give detailed insight into its metal can manufacturing and aluminum packaging business. This page compiles Ball’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each document.
Through current reports on Form 8-K, Ball discloses material events such as leadership changes, credit agreements, securities offerings and earnings announcements. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, Chairman of the Board and Chief Financial Officer, the election of a new director, and the appointment of a Chief Supply Chain and Operations Officer. Other 8-Ks outline a Sixth Amendment to Ball’s credit agreement that extends facility maturities and details a term loan A and revolving credit facilities, as well as an underwritten public offering of senior notes due 2033.
Ball also uses Form 8-K to furnish quarterly earnings press releases under Item 2.02, which discuss results of operations and financial condition, including segment performance for its beverage packaging businesses in North and Central America, EMEA and South America and its non-reportable aluminum packaging activities. While these earnings releases are not the same as annual reports on Form 10-K or quarterly reports on Form 10-Q, they provide additional context on volumes, net sales and comparable operating earnings.
On this page, AI tools highlight important information in Ball’s filings, such as the nature of new debt instruments, key terms of credit facilities, and the scope of severance or compensation arrangements described in executive-related 8-Ks. The platform also surfaces exhibits referenced in the filings, including indentures, credit agreement amendments and press releases, so users can quickly locate the underlying documents.
For investors analyzing BALL, this SEC filings page offers a structured view of Ball Corporation’s regulatory disclosures, making it easier to follow changes in capital structure, governance, financing activities and reported financial results as they appear in EDGAR.
Ball Corp's Chief Executive Officer, Ronald J. Lewis, reported a share transaction related to equity compensation. On 01/31/2026, 16,469 shares of Ball common stock were deemed surrendered at $56.87 per share to cover tax liabilities from the vesting of restricted stock units.
After this tax-withholding transaction, Lewis held 74,200.7728 shares of Ball common stock in direct ownership. The filing reflects an administrative step tied to stock-based compensation rather than an open-market share sale.
Ball Corporation Vice President & Controller Nate C. Carey reported receiving a stock award of 4,450 shares of Ball common stock on January 27, 2026. The award reflects performance-contingent restricted stock units that were originally granted on January 25, 2023.
The Human Resources Committee determined that the performance goals were achieved on January 27, 2026, and the related shares are scheduled to vest on January 31, 2026, subject to Mr. Carey’s continued employment. Following this grant, he directly beneficially owns 16,738 shares of Ball common stock.
Ball Corporation executive Carey Causey, SVP & Chief Growth Officer, reported the acquisition of 6,356 shares of Ball common stock on January 27, 2026. These shares relate to performance‑contingent restricted stock units granted on January 25, 2023.
The Human Resources Committee determined the achievement of the award’s performance factors on January 27, 2026. The shares are scheduled to vest on January 31, 2026, subject to continued employment. Following this transaction, Causey beneficially owns 29,158.9051 shares of Ball common stock, held directly. Each restricted stock unit represents one share of common stock.
Ball Corporation executive Mandy Glew reported an equity award under the company’s stock plan. On 01/27/2026, she acquired 1,818 shares of Ball Corporation common stock with a transaction code "A," indicating an award rather than an open-market purchase.
The award relates to performance-contingent restricted stock units granted on January 25, 2023, for which the Human Resources Committee determined the achievement of performance factors on 01/27/2026. These shares are scheduled to vest on January 31, 2026, subject to her continued employment. Following this transaction, Glew directly beneficially owns 7,583.9369 shares of Ball common stock.
Ball Corporation VP and Global Head of Treasury Deron Goodwin reported an equity award tied to performance-based restricted stock units. On 01/27/2026, he acquired 2,824 shares of Ball common stock at no stated price following the Human Resources Committee’s determination of performance achievement.
These shares relate to performance contingent restricted stock units originally granted on January 25, 2023, which are scheduled to vest on January 31, 2026, subject to continued employment. Following this transaction, Goodwin beneficially owns 14,825.0096 shares of Ball common stock in direct form.
Ball Corp executive Villatoro Fauze reported a performance-based stock award. On 01/27/2026, he was granted 1,610 shares of Ball Corporation Common Stock at a reported price of $0.00 per share, following the Human Resources Committee’s determination of performance factors for performance contingent restricted stock units granted on January 25, 2023.
The underlying shares are scheduled to vest on January 31, 2026, subject to his continued employment. Each restricted stock unit represents a contingent right to receive one share of common stock. After this award, he beneficially owns 12,227.1663 shares directly.
Ball Corporation senior vice president and chief financial officer Daniel J. Rabbitt reported the acquisition of 3,532 shares of Common Stock on 01/27/2026. These shares relate to performance-contingent restricted stock units granted on January 25, 2023, for which the Human Resources Committee determined performance achievement.
The underlying shares are scheduled to vest on January 31, 2026, subject to Mr. Rabbitt’s continued employment. Following this transaction, he beneficially owns 28,845.1642 shares of Ball Corporation Common Stock held directly. Each restricted stock unit corresponds to one share of common stock.
Ball Corporation executive Kathleen Pitre reported the acquisition of company stock tied to performance-based awards. On 01/27/2026, she acquired 7,062 shares of Ball Corporation common stock at a price of $0.00 per share following the Human Resources Committee’s determination of performance factors for performance contingent restricted stock units granted on January 25, 2023.
After this transaction, she beneficially owned 49,593 shares of common stock, held directly. The underlying shares from these restricted stock units are scheduled to vest on January 31, 2026, subject to her continued employment with the company.
Ball Corporation's Chief Executive Officer Ronald J. Lewis reported the acquisition of performance-based equity on January 27, 2026. He received 23,306 shares of common stock tied to performance contingent restricted stock units granted on January 25, 2023, and 20,138 shares tied to units granted on January 24, 2024.
Each restricted stock unit represents a contingent right to one share of Ball Corporation common stock. The underlying shares from both performance awards are scheduled to vest on January 31, 2026, subject to Mr. Lewis’s continued employment. After these transactions, he directly held 90,669.7728 shares of Ball common stock.
Ball Corp executive Carey Causey reported an option exercise and related share withholding. On January 16, 2026, Causey exercised a stock option covering 6,800 shares of Ball Corp common stock at an exercise price of $33.05 per share, converting the derivative award into common stock. The newly issued common shares are shown at a transaction price of $56.08 per share.
On the same date, 4,959 common shares were deemed surrendered at $56.08 per share to satisfy tax liabilities arising from this option exercise, as described in the footnote. After these transactions, Causey directly owned 22,802.9051 shares of Ball Corp common stock.