Bally's EVP gets stock grant, pays taxes in shares

Bally's Corp executive Lee Kim Barker reported equity compensation activity involving company stock.

Rhea-AI Filing Summary

Bally's Corp executive Lee Kim Barker reported equity compensation activity involving company stock. On March 23, 2026, Barker received 7,366 shares of Bally's common stock upon the vesting of performance units tied to 2025 financial and strategic goals. To cover tax withholding obligations related to this vesting, the company retained 3,340 shares, treated as a disposition at a price of $12.11 per share. After these transactions, Barker directly owned 24,093 shares of Bally's common stock. These entries reflect compensation and tax withholding mechanics rather than open-market buying or selling.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Barker Lee Kim

Role EVP, Chief Legal Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,366	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	3,340	$12.11	$40K

Holdings After Transaction: Common Stock — 24,093 shares (Direct)

Footnotes (2)

1. F1. On March 23 2026, the reporting person was granted 8,184 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2025. Based on the performance of Bally's Corporation (the "Company") against the applicable goals, 7,366 performance units subject to such criteria vested on March 23, 2026, resulting in the issuance of 7,366 shares of the Company's common stock to the reporting person.
2. F2. As described in footnote 1, on March 23, 2026, the reporting person became entitled to receive 7,366 shares of the Company's common stock. The Company retained 3,340 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Bally's (BALY) report for Lee Kim Barker?

Bally's reported that EVP and Chief Legal Officer Lee Kim Barker received 7,366 shares of common stock from vested performance units, and 3,340 of those shares were retained by the company to satisfy tax withholding obligations related to the award vesting.

Was the Bally's (BALY) Form 4 a market buy or sell of shares?

The Form 4 reflects a stock award vesting and tax withholding, not an open-market buy or sell. Shares were granted as compensation and a portion was withheld by the company to cover Barker’s associated tax liabilities on March 23, 2026.

How many Bally's (BALY) shares did Lee Kim Barker receive from performance units?

Barker became entitled to 7,366 shares of Bally’s common stock when performance units vested based on 2025 financial and strategic goals. These units had been granted earlier and vested on March 23, 2026 after the company’s performance against the goals was assessed.

How many Bally's (BALY) shares were withheld for taxes in this Form 4?

The company retained 3,340 shares of Bally’s common stock to satisfy tax withholding obligations tied to the vesting of Barker’s performance units. This tax-related withholding was recorded as a disposition at a price of $12.11 per share on March 23, 2026.

What is Lee Kim Barker’s Bally's (BALY) share ownership after these transactions?

Following the vesting-related grant and tax withholding, Barker directly owned 24,093 shares of Bally’s common stock. This figure reflects the net result of receiving 7,366 shares and the company’s retention of 3,340 shares to cover associated tax obligations on the award.

What performance period triggered the Bally's (BALY) stock vesting for Lee Kim Barker?

The vesting was based on performance units linked to financial and strategic goals for the year ended December 31, 2025. After assessing company performance against those goals, 7,366 units vested on March 23, 2026, resulting in an equivalent number of common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/25/2026 - 05:25 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barker Lee Kim

(Last) (First) (Middle)

C/O BALLY'S CORPORATION

100 WESTMINSTER STREET

(Street)

PROVIDENCE RHODE ISLAND 02903

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bally's Corp [ BALY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/23/2026		A(1)		7,366	A	$0	27,433	D
Common Stock	03/23/2026		F(2)		3,340	D	$12.11	24,093	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On March 23 2026, the reporting person was granted 8,184 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2025. Based on the performance of Bally's Corporation (the "Company") against the applicable goals, 7,366 performance units subject to such criteria vested on March 23, 2026, resulting in the issuance of 7,366 shares of the Company's common stock to the reporting person.

2. As described in footnote 1, on March 23, 2026, the reporting person became entitled to receive 7,366 shares of the Company's common stock. The Company retained 3,340 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.

Remarks:

	/s/ Victoria Ellis, Attorney-In-Fact	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)