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[Form 4] Bally's Corp Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bally's Corp executive Kim Barker Lee reported equity compensation activity involving restricted stock units and common shares. On March 1, 2026, 8,184 restricted stock units vested into the same number of common shares at no cost through a derivative exercise/conversion. Of these vested shares, 3,992 common shares were withheld at a price of 14.2200 per share to cover tax withholding obligations, leaving the reporting person with 20,067 common shares held directly after the transactions. The restricted stock units relate to a grant of 24,554 units awarded on March 10, 2023, scheduled to vest in three equal installments on March 1, 2024, 2025 and 2026.

Positive

  • None.

Negative

  • None.
Insider Barker Lee Kim
Role EVP, Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit 8,184 $0.00 $0.00
Exercise Common Stock 8,184 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 3,992 $14.22 $57K
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock — 20,067 shares (Direct)
Footnotes (3)
  1. F1. On March 1, 2026, 8,184 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 3,992 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
  2. F2. Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
  3. F3. On March 10, 2023, the reporting person was granted 24,554 restricted stock units which will vest in three equal installments on March 1, 2024, 2025 and 2026.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barker Lee Kim
(Last) (First) (Middle)
C/O BALLY'S CORPORATION
100 WESTMINSTER STREET
(Street)
PROVIDENCE RI 02903
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bally's Corp [ BALY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 M 8,184 A $0 24,059 D
Common Stock 03/01/2026 F(1) 3,992 D $14.22 20,067 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) 03/01/2026 M 8,184 (3) (3) Common Stock 8,184 $0 0 D
Explanation of Responses:
1. On March 1, 2026, 8,184 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 3,992 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
2. Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
3. On March 10, 2023, the reporting person was granted 24,554 restricted stock units which will vest in three equal installments on March 1, 2024, 2025 and 2026.
Remarks:
/s/ Victoria Ellis, Attorney-In-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR