STOCK TITAN

Restricted stock grant and tax share withholding for Bally's (BALY) director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bally's Corp director Tracy S. Harris reported compensation-related stock activity. On May 15, 2026, 9,225 stock awards vested and 2,917 shares of common stock were withheld to satisfy tax obligations, which is not an open-market sale. On May 19, 2026, Harris received a grant of 9,363 restricted shares of common stock, which will vest on the earlier of the first anniversary of grant or the 2027 annual meeting, subject to continued service. Following these transactions, Harris directly holds 20,282 common shares.

Positive

  • None.

Negative

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Insider Harris Tracy S.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 9,363 $0.00 --
Tax Withholding Common Stock 2,917 $10.68 $31K
Holdings After Transaction: Common Stock — 20,282 shares (Direct, null)
Footnotes (1)
  1. On May 15, 2026, 9,225 shares of Bally's Corporation stock awards, originally granted May 15, 2025, vested. In connection with this vesting, 2,917 shares were withheld on that date to satisfy tax withholding obligations. These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2027 annual meeting of shareholders, subject to the reporting person's continued service through such date.
Restricted stock grant 9,363 shares Common Stock granted May 19, 2026
Vested stock awards 9,225 shares Awards vested May 15, 2026
Tax withholding shares 2,917 shares Withheld to satisfy tax obligations on May 15, 2026
Withholding price $10.68 per share Price used for tax-withholding disposition
Shares held after transactions 20,282 shares Total Bally's common shares directly held after latest grant
restricted stock financial
"These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
vested financial
"On May 15, 2026, 9,225 shares of Bally's Corporation stock awards, originally granted May 15, 2025, vested."
tax withholding obligations financial
"In connection with this vesting, 2,917 shares were withheld on that date to satisfy tax withholding obligations."
annual meeting of shareholders financial
"will vest on the earlier of the first anniversary of the date of grant or the 2027 annual meeting of shareholders"
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris Tracy S.

(Last)(First)(Middle)
C/O BALLY'S CORPORATION
100 WESTMINSTER STREET

(Street)
PROVIDENCE RHODE ISLAND 02903

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bally's Corp [ BALY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/15/2026F(1)2,917D$10.6810,919D
Common Stock05/19/2026A(2)9,363A$020,282D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On May 15, 2026, 9,225 shares of Bally's Corporation stock awards, originally granted May 15, 2025, vested. In connection with this vesting, 2,917 shares were withheld on that date to satisfy tax withholding obligations.
2. These shares reflect a grant of restricted stock that will vest on the earlier of the first anniversary of the date of grant or the 2027 annual meeting of shareholders, subject to the reporting person's continued service through such date.
Remarks:
/s/ Victoria Ellis, Attorney-In-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Bally's (BALY) director Tracy S. Harris report?

Tracy S. Harris reported a grant of 9,363 restricted Bally's common shares and a separate tax-related share withholding of 2,917 shares tied to vesting of earlier awards. These are compensation and tax events rather than open-market trades.

How many Bally's (BALY) shares did Tracy S. Harris receive in the latest stock grant?

Harris received a grant of 9,363 restricted Bally's common shares. These shares will vest on the earlier of the first anniversary of the grant date or the 2027 annual shareholder meeting, assuming Harris continues in service through that date.

Why were 2,917 Bally's (BALY) shares disposed of in Tracy S. Harris’s Form 4?

The 2,917 Bally's shares were withheld to cover tax obligations when 9,225 stock awards vested on May 15, 2026. This tax-withholding disposition is not an open-market sale but a standard mechanism to satisfy tax liabilities on equity compensation.

How many Bally's (BALY) shares does Tracy S. Harris hold after these transactions?

After the reported transactions, Harris directly holds 20,282 Bally's common shares. This figure reflects the new restricted stock grant and the tax-related share withholding associated with the vesting of prior awards reported in the same Form 4.

When will Tracy S. Harris’s new Bally's (BALY) restricted stock grant vest?

The new restricted stock grant will vest on the earlier of the first anniversary of the grant date or the 2027 annual shareholder meeting. Vesting is conditioned on Harris’s continued service with Bally's through the applicable vesting date.