Brookfield Asset Management Ltd. (BAM) SEC Filings, Jan-Apr 2026

Brookfield Asset Management Ltd. will host its first quarter 2026 results conference call and webcast on Friday, May 8, 2026 at 10:00 a.m. ET. The company plans to release its Q1 2026 financial results earlier that morning, before 7:00 a.m. ET, on its website.

Brookfield describes itself as a leading global alternative asset manager with over $1 trillion of assets under management, investing in infrastructure, energy, private equity, real estate, and credit for a wide range of institutional and private wealth clients.

Brookfield Corporation and BAM Partners Trust filed Amendment No. 2 to update their large ownership position in Brookfield Asset Management Ltd. They report beneficial ownership of 1,193,021,145 Class A Limited Voting Shares, or about 72.8% of the issuer’s 1,638,131,687 Class A shares outstanding as of March 31, 2026.

The amendment details a new US$1,000,000,000 margin loan entered into on April 2, 2026 by BWS BAM Financing LP, guaranteed by certain subsidiaries of Brookfield Wealth Solutions Ltd. The borrower pledged 65,000,000 Class A shares as collateral, with the credit facility maturing on April 2, 2028.

The pledged shares represent less than 6% of the Class A shares held directly and indirectly by Brookfield Corporation and Brookfield Wealth Solutions Ltd. and less than 4% of all outstanding Class A shares. Voting and dividend rights on the collateral remain with the borrower unless an event of default occurs. The filing notes no other transactions in the issuer’s shares by the reporting persons in the past 60 days.

Brookfield Asset Management Ltd. has called its 2026 annual and special meeting for May 7, 2026 in New York and filed its management circular and proxy materials. Shareholders of record on March 10, 2026, holding 1,638,167,514 Class A shares and 21,280 Class B shares, may vote.

The meeting will address election of 12 directors, reappointment of Deloitte as auditor, an advisory vote on executive pay, a new 2026 management share option plan for up to 20 million Class A shares, and an increase in the Escrowed Stock Plan reserve to 15 million shares. The circular highlights a record 2025 with $112 billion of capital raised, $66 billion invested, fee-bearing capital of $603 billion, fee-related earnings of $3.0 billion and distributable earnings of $2.7 billion, plus a 15% dividend increase to $2.01 per share.

Brookfield Asset Management Ltd. is leading a transaction to acquire Boralex Inc. for $37.25 in cash per share, implying a total enterprise value of approximately $9.0 billion. The offer represents a 31.8% premium to Boralex’s March 20, 2026 TSX closing price and a 36.4% premium to its 30‑day volume‑weighted average price.

Brookfield and La Caisse will acquire all outstanding Boralex common shares, with La Caisse increasing its stake from about 15% to 30% and Brookfield holding the remaining 70%. The deal, unanimously approved by Boralex’s board after a formal valuation and multiple fairness opinions, will be completed via a court‑approved plan of arrangement and is targeted to close by Q4 2026, subject to shareholder and regulatory approvals and customary conditions. Following completion, Boralex is expected to be taken private and delisted from the TSX.

Brookfield Asset Management Ltd. has established a new commercial paper program that allows it to issue unsecured short-term notes up to a maximum aggregate amount outstanding of $1 billion at any time. This flexible funding tool is intended to provide another source of short-term capital.

The company states that proceeds from any commercial paper issuance will be used for general corporate purposes, which can include routine funding needs or broader corporate activities. The notes will be offered on a private placement basis and will not be registered under the U.S. Securities Act, limiting offers and sales in the United States to transactions relying on applicable exemptions.

Brookfield Asset Management Ltd. reported that it is partnering with British Columbia Investment Management Corporation and Norges Bank Investment Management to launch Northview Energy, a privately held renewable energy platform focused on contracted, operating assets in the U.S. and Canada.

Northview’s seed portfolio will consist of 22 utility-scale solar and onshore wind assets totaling approximately 2.3 gigawatts of operating capacity across six U.S. power markets. These newly operational projects are backed by long-term power purchase agreements with investment grade counterparties, with a weighted average remaining term of about 16 years.

The three partners will fund and own Northview Energy equally and share customary governance rights, with a dedicated management team to be appointed. Northview has also entered into a Framework Agreement for potential future acquisitions of renewable assets from Brookfield-managed portfolio companies representing up to $1.5 billion of equity capital, subject to approvals and customary closing conditions, with launch expected in the second quarter of 2026.

Brookfield Asset Management Ltd. reported strong 2025 growth as a global alternative asset manager with over $1 trillion of Assets Under Management and $603 billion of Fee-Bearing Capital, 87% of which is long-dated or perpetual. Revenue rose to $4.8 billion, driven by higher base management and incentive fees, while net income attributable to common stockholders increased to $2.485 billion. Fee Revenues reached $5.5 billion and Fee-Related Earnings $3.0 billion, with Distributable Earnings of $2.7 billion. The firm raised over $110 billion of new capital, expanding across infrastructure, renewable power and transition, private equity, real estate, and credit, and ended the year with $134 billion of uncalled private fund commitments. Brookfield advanced major AI infrastructure initiatives and agreed to acquire the remaining 26% of Oaktree for approximately $3 billion, while also issuing long-dated senior notes, increasing its dividend and executing share repurchases.

Brookfield Asset Management Ltd. appointed Connor Teskey as Chief Executive Officer, effective February 3, 2026. Teskey, age 38, has served as President since 2022 and leads Brookfield’s Renewable Power and Transition business, as well as serving as CEO of Brookfield Renewable Partners.

As part of the transition, Bruce Flatt resigned as Chief Executive Officer of Brookfield Asset Management Ltd. on February 3, 2026 and will continue as Chair of the Board and as Chief Executive Officer of Brookfield Corporation. The Board also appointed Bruce Karsh as a director, succeeding William Powell, who resigned as a director effective the same date.

Brookfield Asset Management Ltd. filed a current report to note that it issued a press release on January 9, 2026. The company says the press release is included as Exhibit 99.1 and is incorporated by reference into the filing. This update is presented under the "Other Events" section, indicating the disclosure of a company development without providing financial results or transaction details in the text provided.