Welcome to our dedicated page for Brookfield Asst SEC filings (Ticker: BAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) is a British Columbia–incorporated company and a leading global alternative asset manager headquartered in New York. Its Class A Limited Voting Shares are registered under Section 12(b) of the Securities Exchange Act of 1934 and trade under the symbol BAM on the New York Stock Exchange, as confirmed in its Form 8-K filings. The SEC filings page on Stock Titan brings together Brookfield Asset Management’s U.S. regulatory disclosures, with AI-powered tools to help interpret key documents.
Brookfield Asset Management uses Form 8-K to report material events, including earnings releases, financing transactions, strategic partnerships and other significant developments. Recent 8-K filings reference press releases on quarterly financial results, the launch of a global AI infrastructure program, strategic partnerships in AI infrastructure, conference presentations and the renewal of its normal course issuer bid. Other 8-Ks describe the offering and issuance of senior notes due 2030 and 2036 under an indenture with Canadian and U.S. trustees, including interest rates, maturity dates, redemption provisions and change-of-control protections.
In addition to current reports, investors can access Brookfield Asset Management’s annual reports (Form 20-F or similar), quarterly results materials and other filings through EDGAR. The company has stated that its returns and reports are filed on EDGAR and SEDAR+, and that hard copies of annual and quarterly reports are available on request. These filings provide detail on assets under management, fee-related earnings, distributable earnings, segment performance across infrastructure, renewable power and transition, private equity, real estate and credit, and information about Brookfield Asset Management’s relationship with Brookfield Corporation.
On Stock Titan, AI-powered summaries highlight the main points of Brookfield Asset Management’s filings, helping readers quickly understand what changes in each document may mean for the business. Users can review 8-Ks for material events, track registered securities information, and follow how Brookfield Asset Management describes its alternative asset management platform and capital structure in its official regulatory disclosures.
Brookfield Asset Management Ltd. filed a current report to note that it has released updated information on its results of operations and financial condition. The company issued a press release on November 7, 2025, and attached it as Exhibit 99.1 to this report.
The press release, dated November 7, 2025, is incorporated by reference, meaning readers must review Exhibit 99.1 for the detailed financial and operating results discussed under Item 2.02.
Brookfield Asset Management Ltd. (BAM) reported a new strategic partnership with the U.S. Government, Westinghouse Electric Company, and Cameco Corporation to accelerate deployment of nuclear power, in accordance with the President’s May 23, 2025 Executive Orders. As part of the partnership, at least $80 billion of nuclear reactors will be constructed using Westinghouse technology.
Brookfield initially acquired Westinghouse in 2018 and partnered with Cameco to acquire it in October 2022. The press release detailing the partnership is attached as Exhibit 99.1.
Brookfield Asset Management Ltd. filed a current report describing an "Other Events" update. The company states that on October 22, 2025, it issued a press release, which is attached as Exhibit 99.1 and incorporated by reference. The filing also lists the required exhibit index and confirms corporate authorization.
Brookfield Asset Management (BAM) announced a proposed transaction to acquire the approximately 26% of Oaktree it does not already own for total consideration of $3 billion. Upon completion, Brookfield will own 100% of Oaktree. BAM and Brookfield Corporation (BN) will fund about $1.6 billion and $1.4 billion, respectively, reflecting their current proportional interests.
Oaktree common equity holders may elect cash, BAM Class A Limited Voting Shares (subject to a two-year lock-up), or, subject to certain limitations, BN Class A Limited Voting Shares (subject to a five-year lock-up). BAM will acquire an incremental 26% interest in Oaktree’s fee-related earnings, certain carried interest (net of BN’s 33% royalty), and partner manager interests in 17Capital and DoubleLine, while BN will acquire an incremental 26% interest in Oaktree’s balance sheet investments and remaining carried interest. Any BAM or BN shares issued are expected to rely on registration exemptions. Closing is expected in Q1 2026, subject to regulatory approvals and customary conditions.
Brookfield Asset Management Ltd. issued $750,000,000 of long‑dated notes carrying a fixed 6.077% coupon due 2055. The notes were issued under the company's existing base indenture as supplemented by a second supplemental indenture, and are governed by an indenture naming Computershare Trust Company of Canada as Canadian Trustee and Computershare Trust Company, National Association as U.S. Trustee. The filing records this issuance as the creation of a direct financial obligation and references the related indenture documents and exhibits.
Brookfield Asset Management Ltd. announced a debt offering of US$750,000,000 in aggregate principal amount of 6.077% notes due 2055. The company entered into an Underwriting Agreement on September 4, 2025, with Wells Fargo Securities, LLC and Morgan Stanley & Co. LLC as representatives of the underwriters. The notes were offered under Brookfield’s base shelf prospectus dated August 5, 2025, and a final prospectus supplement dated September 4, 2025, filed with the Commission on September 5, 2025. The filing includes the underwriting agreement and legal consents.
Brookfield Asset Management Ltd. (BAM) prospectus supplement discloses terms and related documentation for debt and equity offerings and incorporates multiple filed reports by reference. The notes have an effective yield of 6.077% if held to September 15, 2055. The filing incorporates BAM’s audited 2024 Annual Report on Form 10-K, asset-management financials, Oaktree group statements, Form 8-K/A with pro forma information for the 2025 Arrangement, the Q2 2025 Form 10-Q, and management information circulars, plus preliminary and final term sheets for the notes dated September 4, 2025. The document lists detailed risk factors including market volatility, regulatory and tax risks, interest-rate and foreign-exchange exposure, operational and IT risks, litigation, and dependence on asset-management cash flows. It also sets out redemption pricing mechanics tied to a Treasury Rate methodology and describes indentures and trustee arrangements for multiple issuers and guarantors.
Brookfield Asset Management Ltd. disclosed that it has launched an offering of $750 million of 6.077% senior notes due 2055. These are long-term debt securities that will require Brookfield to pay 6.077% interest each year until their 2055 maturity. The company has provided a press release and both preliminary and final Canadian term sheets as exhibits, which outline the detailed terms of the notes and are tied to its existing Form F-10 shelf registration in Canada and the U.S.
Brookfield Asset Management Ltd. (BAM) prospectus supplement and related base shelf prospectus describe a notes offering and incorporate multiple filed documents by reference, including BAM's 2024 Annual Report on Form 10-K, periodic Form 8-K filings, and the Q2 2025 Form 10-Q. The filing lists extensive risk factors affecting BAM's business, notes that one underwriter is an affiliate creating a FINRA Rule 5121 conflict for which the offering complies, and outlines mechanics for note redemption including a Treasury Rate methodology and change-of-control procedures. The prospectus also explains available indentures for BAM and related finance issuers and the types of securities and terms that will be specified in prospectus supplements for each offering.