Welcome to our dedicated page for Brookfield Asset Management Ltd. SEC filings (Ticker: BAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Brookfield Asset Management Ltd. filings document material-event disclosures for a global alternative asset manager with Class A Limited Voting Shares listed under BAM. Recent Form 8-K reports cover operating results, shareholder voting matters, completed platform acquisitions, investment partnerships and debt financing activity.
The filing record includes disclosures on board-election vote results for Class A and Class B shareholders, senior notes issued under indenture supplements, press-release exhibits and capital-structure details. These filings also identify registered securities, governance matters and transaction-related events affecting Brookfield’s investment management platform.
Brookfield Asset Management Ltd. filed a current report to note that it issued a press release on January 8, 2026. The press release is attached as Exhibit 99.1 and is incorporated by reference, but the contents of that release are not described in this document. The filing is presented as an "Other Events" update, indicating a general corporate or informational announcement rather than a specific financial transaction or earnings release.
Brookfield Asset Management affiliates filed an amended initial insider ownership report for Brookfield Real Estate Income Trust Inc. as directors and 10% owners, updating their indirect stakes as of 11/24/2025. They report beneficial ownership of 72,256 shares of Class E common stock held through BIM Capital LLC and 420,303 shares of Class I common stock held through Brookfield REIT Adviser LLC.
The filing details multi‑level ownership chains through several Brookfield entities and states that each reporting person disclaims beneficial ownership beyond its pecuniary interest. It also explains that this amendment is made solely to add Brookfield Public Securities Group Holdings LLC to the joint report, with certain other affiliates filing a separate report due to EDGAR limits on the number of reporting persons.
Brookfield Asset Management Ltd. filed a current report indicating that it issued a press release on December 9, 2025, classified as an "Other Event" under Item 8.01. The report mainly serves to attach this press release as Exhibit 99.1 for public reference.
Brookfield Asset Management Ltd. filed a current report to note that it issued a press release on November 26, 2025. The company is incorporated in British Columbia, Canada and its Class A Limited Voting Shares trade on the New York Stock Exchange under the symbol BAM.
Brookfield Asset Management Ltd. filed a current report to document that it issued a press release on November 19, 2025. The report is filed under the "Other Events" section, meaning it is used to formally place the press release into the public record as an exhibit.
Brookfield Asset Management Ltd. (BAM) completed a new debt financing, issuing US$600,000,000 of 4.653% senior notes due 2030 and US$400,000,000 of 5.298% senior notes due 2036.
The notes pay interest semi-annually, with the 2030 notes paying on May 15 and November 15 starting May 15, 2026, and the 2036 notes paying on January 15 and July 15 starting July 15, 2026.
BAM may redeem each series before maturity, initially at a make-whole price and later at 100% of principal plus accrued interest, and may also redeem if certain Canadian withholding tax changes occur. The indenture limits BAM’s ability to incur liens and requires an offer to repurchase the notes at 101% of principal plus accrued interest if specified change of control events occur.
Brookfield Asset Management Ltd. announced an offering of US$600,000,000 4.653% notes due 2030 and US$400,000,000 5.298% notes due 2036. The company entered into an underwriting agreement with Citigroup Global Markets and Wells Fargo Securities as representatives of the underwriters.
The notes were registered on Form F-10 and offered and sold under a base shelf prospectus dated August 5, 2025, and a final prospectus supplement dated November 13, 2025. The filing also includes consents from Torys LLP and Goodmans LLP as exhibits.
Brookfield Asset Management Ltd. announced an offering of senior notes in two tranches. The company plans to issue US$600 million of 4.653% senior notes due 2030 and US$400 million of 5.298% senior notes due 2036.
The announcement was made via press release, with preliminary and final Canadian term sheets filed as exhibits and incorporated by reference into Brookfield’s Form F-10 registration statement. These filings outline the key terms of the debt offering and provide the market with formal details on coupon rates and maturities.
Brookfield Asset Management Ltd. (BAM) reported stronger Q3 2025 results. Total revenues were $1,252 million, up from $1,117 million a year ago, driven by base management and advisory fees of $859 million versus $768 million and incentive fees of $115 million versus $105 million. Net income rose to $692 million from $537 million, with diluted EPS of $0.44 versus $0.34.
For the nine months, revenues reached $3,423 million (from $2,917 million) and net income was $1,783 million (from $1,428 million). The quarter included $112 million of unrealized carried interest allocations, up from $55 million. Expenses increased as the business scaled, with compensation, operating, and G&A at $489 million versus $430 million.
The balance sheet showed cash and cash equivalents of $1,062 million (from $404 million at year-end) and corporate borrowings of $1,486 million. Operating cash flow was $745 million in the quarter. As of November 6, 2025, BAM had 1,610,718,658 Class A Limited Voting Shares and 21,280 Class B Limited Voting Shares outstanding.