Welcome to our dedicated page for Brookfield Asst SEC filings (Ticker: BAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) is a British Columbia–incorporated company and a leading global alternative asset manager headquartered in New York. Its Class A Limited Voting Shares are registered under Section 12(b) of the Securities Exchange Act of 1934 and trade under the symbol BAM on the New York Stock Exchange, as confirmed in its Form 8-K filings. The SEC filings page on Stock Titan brings together Brookfield Asset Management’s U.S. regulatory disclosures, with AI-powered tools to help interpret key documents.
Brookfield Asset Management uses Form 8-K to report material events, including earnings releases, financing transactions, strategic partnerships and other significant developments. Recent 8-K filings reference press releases on quarterly financial results, the launch of a global AI infrastructure program, strategic partnerships in AI infrastructure, conference presentations and the renewal of its normal course issuer bid. Other 8-Ks describe the offering and issuance of senior notes due 2030 and 2036 under an indenture with Canadian and U.S. trustees, including interest rates, maturity dates, redemption provisions and change-of-control protections.
In addition to current reports, investors can access Brookfield Asset Management’s annual reports (Form 20-F or similar), quarterly results materials and other filings through EDGAR. The company has stated that its returns and reports are filed on EDGAR and SEDAR+, and that hard copies of annual and quarterly reports are available on request. These filings provide detail on assets under management, fee-related earnings, distributable earnings, segment performance across infrastructure, renewable power and transition, private equity, real estate and credit, and information about Brookfield Asset Management’s relationship with Brookfield Corporation.
On Stock Titan, AI-powered summaries highlight the main points of Brookfield Asset Management’s filings, helping readers quickly understand what changes in each document may mean for the business. Users can review 8-Ks for material events, track registered securities information, and follow how Brookfield Asset Management describes its alternative asset management platform and capital structure in its official regulatory disclosures.
Brookfield Asset Management (NYSE:BAM) filed a Form 8-K reporting Board-approved amendments to its Code of Business Conduct and Ethics under Item 5.05.
The changes, approved on May 5 2025, are expressly characterized as non-substantive “clean-up and clarifying” revisions that apply to all directors, officers, employees and temporary workers. The updated Code is provided as Exhibit 14.1 and incorporated by reference.
No other items, financial data or strategic updates were included, indicating no immediate impact on operations, governance structure or financial condition.