Banc of California director granted 4,780 RSUs

BANC OF CALIFORNIA, INC. director Vania E. Schlogel reported an equity compensation grant.

Rhea-AI Filing Summary

BANC OF CALIFORNIA, INC. director Vania E. Schlogel reported an equity compensation grant. On May 6, 2026, she acquired 4,780 restricted stock units (RSUs) of common stock as consideration for serving on the board.

The RSUs are scheduled to vest in full on the one-year anniversary of the grant date, when shares will be issued. After this award, she directly holds 33,665 shares of common stock, which includes 587 shares acquired through the company’s Dividend Reinvestment Plan.

Insider Trade Summary

Grant/Award: 4,780 shares

Grant/Award 1 txn

Insider Schlogel Vania E

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,780	$0.00	$0.00

Holdings After Transaction: Common Stock — 33,665 shares (Direct)

Footnotes (2)

1. F1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
2. F2. Amount reported includes 587 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Key Figures

RSU grant: 4,780 RSUs Shares after transaction: 33,665 shares Dividend Reinvestment Plan shares: 587 shares +1 more

4 metrics

RSU grant 4,780 RSUs Restricted stock units granted on May 6, 2026

Shares after transaction 33,665 shares Total common stock directly held following the grant

Dividend Reinvestment Plan shares 587 shares Common shares acquired via Dividend Reinvestment Plan included in total holdings

Grant price per share $0.0000 per share Non-cash equity compensation award price for RSUs

Key Terms

restricted stock units ("RSUs"), Dividend Reinvestment Plan, Common Stock

3 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") issued to the Reporting Person"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Dividend Reinvestment Plan financial

"acquired pursuant to Issuer's Dividend Reinvestment Plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Banc of California (BANC) director Vania Schlogel report?

Vania E. Schlogel reported receiving 4,780 restricted stock units (RSUs). The RSUs were granted as compensation for her service on Banc of California’s board and will be settled in shares when they vest on the one-year anniversary of the grant date.

How many Banc of California (BANC) shares does Vania Schlogel hold after this Form 4?

After the reported grant, Vania Schlogel directly holds 33,665 shares. This total includes 4,780 RSUs granted on May 6, 2026, and 587 common shares that were acquired through Banc of California’s Dividend Reinvestment Plan, as noted in the filing footnotes.

What are the vesting terms of Vania Schlogel’s 4,780 RSUs at Banc of California (BANC)?

The 4,780 RSUs vest in full one year after the grant date. Once vesting occurs on the one-year anniversary, Banc of California will issue the corresponding shares of common stock to Vania Schlogel in settlement of the restricted stock unit award.

Were Vania Schlogel’s 4,780 Banc of California (BANC) RSUs purchased on the market?

No, the 4,780 RSUs were granted as compensation, not bought. The Form 4 shows a transaction code “A,” indicating a grant or award acquisition, with a transaction price per share of 0.0000, reflecting that this is a non-cash equity compensation grant.

What role did Banc of California’s Dividend Reinvestment Plan play in Vania Schlogel’s holdings?

Schlogel’s reported holdings include 587 shares from the Dividend Reinvestment Plan. A footnote explains that these 587 common shares were acquired automatically under Banc of California’s Dividend Reinvestment Plan, adding to her overall direct ownership position disclosed in the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 04:46 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schlogel Vania E

(Last) (First) (Middle)

C/O BANC OF CALIFORNIA, INC.

3 MACARTHUR PLACE

(Street)

SANTA ANA CALIFORNIA 92707

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BANC OF CALIFORNIA, INC. [ BANC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/06/2026		A(1)		4,780	A	$0.00	33,665(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

2. Amount reported includes 587 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Remarks:

	/s/ Ido Dotan, Attorney-in-Fact for Vania E Schlogel	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)