Banc of California director granted 4,780 RSUs

BANC OF CALIFORNIA, INC. director Mary A. Curran received a grant of 4,780 restricted stock units (RSUs) of common stock as compensation for her service on the board.

Rhea-AI Filing Summary

BANC OF CALIFORNIA, INC. director Mary A. Curran received a grant of 4,780 restricted stock units (RSUs) of common stock as compensation for her service on the board. These RSUs will vest in full on the one-year anniversary of the grant date, when shares will be issued.

Following this award, Curran directly holds 10,663 shares of common stock. She also has indirect ownership of 60,456 shares through the Mary Allis Curran Trust and 5,555 shares through a Mary A. Curran IRA rollover, which include shares acquired via a broker-administered dividend reinvestment plan and previously reported transfers into the trust.

Insider Trade Summary

Grant/Award: 4,780 shares

Grant/Award 3 txns

Insider Curran Mary A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,780	$0.00	$0.00
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 10,663 shares (Direct); Common Stock — 60,456 shares (Indirect, By the Mary Allis Curran Trust); Common Stock — 5,555 shares (Indirect, Mary A. Curran IRA Rollover)

Footnotes (3)

1. F1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
2. F2. Amount reported includes 5,366 shares transferred by the Reporting Person into the Mary Allis Curran Trust previously reported as directly held. Amount reported also includes 1,375 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.
3. F3. Amount reported includes 139 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.

Key Figures

RSU grant size: 4,780 RSUs Direct holdings after grant: 10,663 shares Trust indirect holdings: 60,456 shares +4 more

7 metrics

RSU grant size 4,780 RSUs Granted as board compensation

Direct holdings after grant 10,663 shares Common stock directly held after transactions

Trust indirect holdings 60,456 shares Held by the Mary Allis Curran Trust

IRA indirect holdings 5,555 shares Held by Mary A. Curran IRA Rollover

DRIP shares in trust 1,375 shares Acquired via dividend reinvestment plan in trust

DRIP shares in IRA 139 shares Acquired via dividend reinvestment plan in IRA rollover

Transferred to trust 5,366 shares Previously reported as directly held, now in trust

Key Terms

restricted stock units ("RSUs"), dividend reinvestment plan, IRA Rollover, trust

4 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

dividend reinvestment plan financial

"common stock acquired pursuant to a broker-administered dividend reinvestment plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

IRA Rollover financial

"nature_of_ownership": "Mary A. Curran IRA Rollover""

trust financial

"nature_of_ownership": "By the Mary Allis Curran Trust""

A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Mary A. Curran report in her latest Form 4 for BANC?

Mary A. Curran reported receiving 4,780 restricted stock units as compensation for serving on Banc of California’s board. These units vest after one year, at which time shares will be issued in full, increasing her direct equity exposure to the company.

How many Banc of California shares does Mary A. Curran now hold directly and indirectly?

After the reported transactions, Mary A. Curran holds 10,663 Banc of California common shares directly. She also indirectly holds 60,456 shares through the Mary Allis Curran Trust and 5,555 shares in a Mary A. Curran IRA rollover, reflecting updated ownership positions.

What are the terms of the 4,780 RSUs granted to Mary A. Curran at BANC?

The 4,780 restricted stock units were issued as consideration for Curran’s service on Banc of California’s board. They vest in full on the one-year anniversary of the grant date, after which the corresponding shares of common stock will be issued to her.

How were dividend reinvestment plan shares reflected in Mary A. Curran’s BANC holdings?

Curran’s reported indirect holdings include 1,375 shares in the Mary Allis Curran Trust and 139 shares in her IRA rollover that were acquired through a broker-administered dividend reinvestment plan. These amounts are included in the updated indirect ownership totals disclosed.

What changes were made to Mary A. Curran’s trust holdings of Banc of California stock?

The amount reported for the Mary Allis Curran Trust includes 5,366 shares transferred from Curran’s previously direct holdings. Combined with additional dividend reinvestment shares, this brings the trust’s total indirect ownership position to 60,456 Banc of California common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/08/2026 - 04:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Curran Mary A

(Last) (First) (Middle)

C/O BANC OF CALIFORNIA, INC.

3 MACARTHUR PLACE

(Street)

SANTA ANA CALIFORNIA 92707

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BANC OF CALIFORNIA, INC. [ BANC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/06/2026		A(1)		4,780	A	$0.00	10,663	D
Common Stock								60,456(2)	I	By the Mary Allis Curran Trust
Common Stock								5,555(3)	I	Mary A. Curran IRA Rollover

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

2. Amount reported includes 5,366 shares transferred by the Reporting Person into the Mary Allis Curran Trust previously reported as directly held. Amount reported also includes 1,375 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.

3. Amount reported includes 139 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.

Remarks:

	/s/ Ido Dotan, Attorney-in-Fact for Mary A Curran	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)