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Board member at Banc of California (NYSE: BANC) receives 4,780 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BANC OF CALIFORNIA, INC. director Mary A. Curran received a grant of 4,780 restricted stock units (RSUs) of common stock as compensation for her service on the board. These RSUs will vest in full on the one-year anniversary of the grant date, when shares will be issued.

Following this award, Curran directly holds 10,663 shares of common stock. She also has indirect ownership of 60,456 shares through the Mary Allis Curran Trust and 5,555 shares through a Mary A. Curran IRA rollover, which include shares acquired via a broker-administered dividend reinvestment plan and previously reported transfers into the trust.

Positive

  • None.

Negative

  • None.
Insider Curran Mary A
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,780 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 10,663 shares (Direct, null); Common Stock — 60,456 shares (Indirect, By the Mary Allis Curran Trust)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Amount reported includes 5,366 shares transferred by the Reporting Person into the Mary Allis Curran Trust previously reported as directly held. Amount reported also includes 1,375 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan. Amount reported includes 139 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.
RSU grant size 4,780 RSUs Granted as board compensation
Direct holdings after grant 10,663 shares Common stock directly held after transactions
Trust indirect holdings 60,456 shares Held by the Mary Allis Curran Trust
IRA indirect holdings 5,555 shares Held by Mary A. Curran IRA Rollover
DRIP shares in trust 1,375 shares Acquired via dividend reinvestment plan in trust
DRIP shares in IRA 139 shares Acquired via dividend reinvestment plan in IRA rollover
Transferred to trust 5,366 shares Previously reported as directly held, now in trust
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
dividend reinvestment plan financial
"common stock acquired pursuant to a broker-administered dividend reinvestment plan"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
IRA Rollover financial
"nature_of_ownership": "Mary A. Curran IRA Rollover""
trust financial
"nature_of_ownership": "By the Mary Allis Curran Trust""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Curran Mary A
(Last)(First)(Middle)
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
(Street)
SANTA ANA CALIFORNIA 92707
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BANC OF CALIFORNIA, INC. [ BANC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/06/2026A(1)4,780A$0.0010,663D
Common Stock60,456(2)IBy the Mary Allis Curran Trust
Common Stock5,555(3)IMary A. Curran IRA Rollover
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
2. Amount reported includes 5,366 shares transferred by the Reporting Person into the Mary Allis Curran Trust previously reported as directly held. Amount reported also includes 1,375 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.
3. Amount reported includes 139 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.
Remarks:
/s/ Ido Dotan, Attorney-in-Fact for Mary A Curran05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Mary A. Curran report in her latest Form 4 for BANC?

Mary A. Curran reported receiving 4,780 restricted stock units as compensation for serving on Banc of California’s board. These units vest after one year, at which time shares will be issued in full, increasing her direct equity exposure to the company.

How many Banc of California shares does Mary A. Curran now hold directly and indirectly?

After the reported transactions, Mary A. Curran holds 10,663 Banc of California common shares directly. She also indirectly holds 60,456 shares through the Mary Allis Curran Trust and 5,555 shares in a Mary A. Curran IRA rollover, reflecting updated ownership positions.

What are the terms of the 4,780 RSUs granted to Mary A. Curran at BANC?

The 4,780 restricted stock units were issued as consideration for Curran’s service on Banc of California’s board. They vest in full on the one-year anniversary of the grant date, after which the corresponding shares of common stock will be issued to her.

How were dividend reinvestment plan shares reflected in Mary A. Curran’s BANC holdings?

Curran’s reported indirect holdings include 1,375 shares in the Mary Allis Curran Trust and 139 shares in her IRA rollover that were acquired through a broker-administered dividend reinvestment plan. These amounts are included in the updated indirect ownership totals disclosed.

What changes were made to Mary A. Curran’s trust holdings of Banc of California stock?

The amount reported for the Mary Allis Curran Trust includes 5,366 shares transferred from Curran’s previously direct holdings. Combined with additional dividend reinvestment shares, this brings the trust’s total indirect ownership position to 60,456 Banc of California common shares.