Welcome to our dedicated page for BANC OF CALIFORNIA SEC filings (Ticker: BANC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Banc of California, Inc. filings document financial results, governance, securities registration, and capital actions for a public bank holding company. Form 8-K reports furnish quarterly earnings releases, Regulation FD investor materials, dividend declarations for common stock and Series F preferred depositary shares, and other material corporate events.
Proxy materials disclose annual meeting matters, director elections, executive compensation, stockholder voting results, and board governance. Registration-related filings and prospectus supplements cover shelf registration mechanics, resale registration obligations, common stock, preferred securities, and related legal opinions, while the company’s disclosures also reflect capital structure and stockholder-rights matters tied to its commercial banking business.
The Vanguard Group filed Amendment No. 6 to a Schedule 13G/A reporting 0 shares of Banc of California Inc. common stock. The filing explains an internal realignment on January 12, 2026 that caused certain subsidiaries or business divisions to report beneficial ownership separately in reliance on SEC Release No. 34-39538. The filing states Vanguard no longer has beneficial ownership over securities held by those subsidiaries and lists 0 shares and 0% ownership. The form is signed by Ashley Grim on 03/26/2026.
Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander filed a joint Schedule 13G disclosing beneficial ownership of 7,754,359 shares of Banc of California, Inc. common stock, representing 5.0%.
The filing states the shares are held by entities subject to voting and investment discretion of the reporting parties and includes a Joint Filing Agreement dated 03/23/2026.
Banc of California, Inc. filed a new universal shelf registration statement on Form S-3 that became effective immediately and replaces its prior universal shelf registration filed in 2023. A universal shelf lets the company register various types of securities for potential future issuance under one umbrella document.
The company also filed a prospectus supplement covering the potential resale from time to time of its voting common stock by certain selling stockholders. These resale rights arise under a Registration Rights Agreement dated November 30, 2023, which requires the company to keep an effective shelf registration while registrable securities remain outstanding.
The filing also includes a legal opinion and related consent from Silver, Freedman, Taff & Tiernan LLP relating to the resale prospectus, which is incorporated into the new 2026 registration statement. The company emphasizes that this disclosure does not itself represent an offer to sell or a solicitation to buy any securities.
Banc of California, Inc. registers the potential resale of up to 20,323,171 shares of its voting common stock pursuant to investment and registration rights agreements with certain investors.
The registration covers resale by the Warburg Investors and the Centerbridge Investor, including examples of registered amounts: Warburg Investors 17,274,391 shares and Centerbridge Investor 3,048,780 shares. The company is not selling any shares and will receive no proceeds from sales under this prospectus supplement. Shares outstanding were 153,998,989 voting common shares as of February 26, 2026.
Banc of California, Inc. Chief Financial Officer Joseph Kauder reported tax-related share dispositions tied to the vesting of a previously granted equity award. On February 27, 3,620 common shares were disposed of at $19.78 per share, and on February 28, 3,329 shares were disposed of at $18.47 per share to satisfy tax liabilities.
After these transactions, Kauder directly owned 65,805 common shares, which include 128 shares acquired through the company’s dividend reinvestment plan. He also indirectly owned 6,917 shares held by the Joseph and Catherine Kauder Revocable Trust.
Banc of California, Inc. Chairman and CEO Jared M. Wolff reported two tax-related share dispositions of common stock. On February 27, he disposed of 15,611 shares at $19.78 per share, and on February 28 he disposed of 15,195 shares at $18.47 per share.
According to the footnote, these shares were disposed solely to satisfy his tax liability from the vesting of a previously granted equity award, rather than as open-market sales. After these transactions, he directly owned 212,172 common shares, and an additional 321,635 shares were held indirectly by the Wolff Family Trust.
Banc of California’s Chief Risk Officer Lindsay Olivia I reported three small disposals of common stock to cover tax obligations from vesting awards. On February 27, she disposed of 2,397 shares at $19.78 per share. On February 28 and March 1, she disposed of 1,838 and 182 shares, respectively, at $18.47 per share under the same tax-withholding mechanism.
After these transactions, she directly held 38,842 shares of Banc of California common stock, an amount that includes 78 shares acquired through the company’s Dividend Reinvestment Plan. These dispositions were not open-market sales but shares withheld or delivered to satisfy tax liabilities tied to previously granted equity awards.
BANC OF CALIFORNIA, INC. President of the Bank Hamid Hussain reported two tax-withholding dispositions of common stock related to vesting of prior awards. On February 27, 2,628 shares were delivered at $19.78 per share, and on February 28, 2,552 shares at $18.47 per share. After these transactions, he directly held 75,026 shares, which include 118 shares acquired through the company’s dividend reinvestment plan.
BANC OF CALIFORNIA, INC. chief credit officer Bryan M. Corsini reported two tax-related share dispositions of common stock. On February 27, 2,737 shares were disposed at $19.78 per share, and on February 28, 3,692 shares were disposed at $18.47 per share. Both transactions are coded as “F,” meaning shares were withheld to cover tax liabilities from vesting of a previously granted award, rather than sold in open-market trades. After these transactions, Corsini directly owned 94,109 shares of Banc of California common stock.